DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Truist Advisory Services, Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
3	Truist Advisory Services, Inc. BD affiliated	Synovus Securities, Inc. BD affiliated	Lake Mary, Fl +2	Affiliated broker-dealer or bank to another	Sep 6, 2019 over 11 d
4	Truist Advisory Services, Inc. BD affiliated	Synovus Securities, Inc. BD affiliated	Bradenton, Fl +1	Affiliated broker-dealer or bank to another	Aug 7, 2019 over 1 d
7	Truist Advisory Services, Inc. BD affiliated	Synovus Securities, Inc. BD affiliated	Port Charlotte, Fl +5	Affiliated broker-dealer or bank to another	Jun 19, 2019 over 1 d
2	Truist Advisory Services, Inc. BD affiliated	Cetera Investment Advisers LLC BD affiliated	New Port Richey, Fl +1	Affiliated broker-dealer or bank to another	Jun 12, 2019 over 2 d
3	Truist Advisory Services, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	North Palm Beach, Fl +2	Affiliated broker-dealer or bank to another	May 16, 2019
3	Truist Advisory Services, Inc. BD affiliated	Synovus Securities, Inc. BD affiliated	Stuart, Fl +2	Affiliated broker-dealer or bank to another	Apr 1, 2019 over 4 d
2	Truist Advisory Services, Inc. BD affiliated	J.P. Morgan Securities LLC wirehouse	Atlanta, Ga	Affiliated broker-dealer or bank to wirehouse	Dec 31, 2018 over 2 d
2	Truist Advisory Services, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Miami Beach, Fl +1	Affiliated broker-dealer or bank to wirehouse	Oct 2, 2018
2	Truist Advisory Services, Inc. BD affiliated	Bb&T Securities, LLC BD affiliated	Roanoke, Va	Affiliated broker-dealer or bank to another	Sep 28, 2018
2	Truist Advisory Services, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Fort Meade, Fl	Affiliated broker-dealer or bank to another	Jul 13, 2018
4	Truist Advisory Services, Inc. BD affiliated	Synovus Securities, Inc. BD affiliated	Macon, Ga	Affiliated broker-dealer or bank to another	Jun 19, 2018 over 1 d
2	Truist Advisory Services, Inc. BD affiliated	Bb&T Securities, LLC BD affiliated	Orlando, Fl +1	Affiliated broker-dealer or bank to another	Jun 1, 2018 over 10 d
5	Truist Advisory Services, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Watkinsville, Ga +1	Affiliated broker-dealer or bank to another	May 2, 2018
2	Truist Advisory Services, Inc. BD affiliated	Wells Fargo Advisors wirehouse	Buford, Ga +1	Affiliated broker-dealer or bank to wirehouse	Apr 26, 2018 over 4 d
2	Truist Advisory Services, Inc. BD affiliated	Raymond James Financial Services Advisors, Inc BD affiliated	Murfreesboro, Tn +1	Affiliated broker-dealer or bank to another	Apr 20, 2018 over 5 d
3	Truist Advisory Services, Inc. other	Raymond James Financial Services Advisors, Inc BD affiliated	Nashville, Tn +1	Other	Mar 20, 2018 over 16 d
2	Truist Advisory Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Port Charlotte, Fl +1	Other	Mar 7, 2018 over 6 d
2	Truist Advisory Services, Inc. other	Wells Fargo Advisors wirehouse	Ocala, Fl +1	Other	Mar 6, 2018 over 6 d
2	Truist Advisory Services, Inc. other	Raymond James Financial Services Advisors, Inc BD affiliated	Charleston, Sc +1	Other	Mar 5, 2018
2	Truist Advisory Services, Inc. other	Wells Fargo Advisors wirehouse	Roanoke, Va +1	Other	Mar 5, 2018 over 1 d
3	Truist Advisory Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Rome, Ga +1	Other	Jan 12, 2018
2	Truist Advisory Services, Inc. other	Wells Fargo Advisors wirehouse	Vinton, Va +1	Other	Nov 20, 2017
2	Truist Advisory Services, Inc. other	Synovus Securities, Inc. other	Atlanta, Ga +1	Other	Oct 19, 2017
4	Truist Advisory Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Nashville, Tn	Other	Oct 12, 2017
4	Truist Advisory Services, Inc. other	Raymond James & Associates, Inc. national BD	Savannah, Ga +1	Other	Sep 27, 2017
2	Truist Advisory Services, Inc. other	Invest Financial Corporation other	Augusta, Ga +1	Other	Sep 6, 2017 over 7 d
2	Truist Advisory Services, Inc. other	Independent Advisor Alliance, LLC other	Charlotte, Nc +1	Other	Sep 6, 2017
2	Truist Advisory Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Lawrenceville, Ga +1	Other	Aug 30, 2017 over 2 d
3	Truist Advisory Services, Inc. other	Hightower Advisors, LLC other	Alpharetta, Ga	Other	Aug 25, 2017
2	Truist Advisory Services, Inc. other	LPL Financial LLC other	Chattanooga, Tn +1	Other	Jun 20, 2017 over 13 d
2	Truist Advisory Services, Inc. other	Bb&T Securities, LLC other	Savannah, Ga	Other	Jun 7, 2017
2	Truist Advisory Services, Inc. other	Wells Fargo Advisors wirehouse	Seminole, Fl +1	Other	May 31, 2017
2	Truist Advisory Services, Inc. other	Bb&T Investment Services, Inc. other	Bradenton, Fl +1	Other	May 10, 2017 over 7 d
2	Truist Advisory Services, Inc. other	Morgan Stanley wirehouse	Timonium, Md	Other	Apr 6, 2017 over 4 d
2	Truist Advisory Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Chevy Chase, Md	Other	Mar 17, 2017 over 5 d
2	Truist Advisory Services, Inc. no RAUM	Morgan Stanley wirehouse	Naples, Fl	Other	Nov 17, 2016
2	Truist Advisory Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Santa Rosa Beach, Fl +1	Other	Nov 15, 2016 over 14 d
2	Truist Advisory Services, Inc. no RAUM	Osaic Fs, Inc. other	Chattanooga, Tn	Other	Oct 3, 2016

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158 teams match.derived from registration dates