DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Commonwealth Financial Network
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 9 | Commonwealth Financial Network national BD | Pathfinder Wealth Consulting no RAUM | Wilmington, Nc +1 | Affiliated broker-dealer or bank to a newly registered adviser | Oct 6, 2025 |
| 2 | Commonwealth Financial Network national BD | Manning Wealth Management, Inc. unclassified | San Diego, Ca +1 | Other | Oct 6, 2025 |
| 3 | Commonwealth Financial Network national BD | Arkadios Wealth Advisors BD affiliated | New York, Ny +1 | Affiliated broker-dealer or bank to another | Oct 3, 2025 |
| 17 | Commonwealth Financial Network national BD | Global Retirement Partners LLC institutional | West Chester, Pa +12 | Other | Oct 2, 2025 over 4 d |
| 10 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Westwood, Ma +3 | Affiliated broker-dealer or bank to another | Oct 2, 2025 over 7 d |
| 7 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | San Diego, Ca +3 | Affiliated broker-dealer or bank to another | Oct 2, 2025 over 13 d |
| 5 | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Englewood, Fl | Affiliated broker-dealer or bank to another | Oct 2, 2025 over 4 d |
| 3 | Commonwealth Financial Network national BD | Schlegel Dunn LLC no RAUM | Plano, Tx | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 over 5 d |
| 3 | Commonwealth Financial Network national BD | Accelerate Retirement independent RIA | Burlington, Ma | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 over 1 d |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Sebastian, Fl | Affiliated broker-dealer or bank to another | Oct 2, 2025 |
| 10 | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Manalapan, Nj +1 | Affiliated broker-dealer or bank to another | Oct 1, 2025 |
| 5 | Commonwealth Financial Network national BD | Mariner Independent independent RIA | Carnegie, Pa +1 | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2025 over 1 d |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Nashville, Tn +1 | Affiliated broker-dealer or bank to another | Oct 1, 2025 |
| 2 | Commonwealth Financial Network national BD | Luedtke & Associates LLC no RAUM | Adell, Wi | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2025 |
| 7 | Commonwealth Financial Network national BD | Stonebridge Financial Group, LLC no RAUM | St Louis, Mo +1 | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2025 over 1 d |
| 7 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | West Springfield, Ma +3 | Affiliated broker-dealer or bank to another | Sep 30, 2025 over 3 d |
| 3 | Commonwealth Financial Network national BD | Farther independent RIA | Brentwood, Ca +1 | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 |
| 2 | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Waltham, Ma +1 | Affiliated broker-dealer or bank to another | Sep 30, 2025 over 6 d |
| 3 | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Fishers, In | Affiliated broker-dealer or bank to another | Sep 29, 2025 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Springfield, Nj +1 | Affiliated broker-dealer or bank to another | Sep 25, 2025 over 5 d |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | San Antonio, Tx | Affiliated broker-dealer or bank to another | Sep 22, 2025 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Exeland, Wi +1 | Affiliated broker-dealer or bank to another | Sep 16, 2025 |
| 3 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Champaign, Il | Affiliated broker-dealer or bank to another | Sep 15, 2025 |
| 2 | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Kennewick, Wa | Affiliated broker-dealer or bank to another | Sep 15, 2025 |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Lagrange, Ga | Affiliated broker-dealer or bank to another | Sep 11, 2025 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Cotopaxi, Co | Affiliated broker-dealer or bank to another | Sep 9, 2025 |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Monument, Co | Affiliated broker-dealer or bank to another | Sep 9, 2025 |
| 2 | Commonwealth Financial Network national BD | Highmark, LLC state registered | Waltham, Ma | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2025 over 12 d |
| 5 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Ponte Vedra, Fl +2 | Affiliated broker-dealer or bank to another | Sep 4, 2025 over 5 d |
| 3 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | San Jose, Ca +1 | Affiliated broker-dealer or bank to another | Sep 4, 2025 over 4 d |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Beaver, Pa | Affiliated broker-dealer or bank to another | Sep 4, 2025 |
| 2 | Commonwealth Financial Network national BD | Farther independent RIA | Bartlesville, Ok | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2025 |
| 2 | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Norwalk, Oh | Affiliated broker-dealer or bank to another | Sep 3, 2025 |
| 2 | Commonwealth Financial Network national BD | Bryn Mawr Trust Advisors, LLC independent RIA | Drexel Hill, Pa +1 | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2025 over 13 d |
| 4 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Holyoke, Ma +1 | Affiliated broker-dealer or bank to another | Sep 2, 2025 over 2 d |
| 2 | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Morgantown, Wv | Affiliated broker-dealer or bank to another | Sep 2, 2025 |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Saugerties, Ny | Affiliated broker-dealer or bank to another | Sep 2, 2025 |
| 2 | Commonwealth Financial Network national BD | Clearwave Capital no RAUM | Fontana, Ca +1 | Affiliated broker-dealer or bank to a newly registered adviser | Sep 2, 2025 |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Santa Cruz, Ca +2 | Affiliated broker-dealer or bank to another | Aug 27, 2025 over 13 d |
| 2 | Commonwealth Financial Network national BD | Spc BD affiliated | Fishkill, Ny +1 | Affiliated broker-dealer or bank to another | Aug 18, 2025 over 1 d |
| 6 | Commonwealth Financial Network national BD | Global Wealth Advisors unclassified | San Antonio, Tx +4 | Other | Aug 15, 2025 over 5 d |
| 4 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Depew, Ny +1 | Affiliated broker-dealer or bank to another | Aug 15, 2025 over 3 d |
| 2 | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Duxbury, Ma +1 | Affiliated broker-dealer or bank to another | Aug 15, 2025 |
| 2 | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | San Antonio, Tx | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2025 over 6 d |
| 3 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Lewiston, Me | Affiliated broker-dealer or bank to another | Aug 12, 2025 |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | North Port, Fl +1 | Affiliated broker-dealer or bank to another | Aug 12, 2025 over 6 d |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Worthington, Oh | Affiliated broker-dealer or bank to another | Aug 11, 2025 |
| 3 | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Waltham, Ma +1 | Affiliated broker-dealer or bank to another | Aug 11, 2025 over 1 d |
| 2 | Commonwealth Financial Network national BD | &Partners independent RIA | Woodbury, Mn +1 | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2025 |
| 4 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Mesa, Az +1 | Affiliated broker-dealer or bank to another | Aug 7, 2025 over 1 d |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Vestavia Hills, Al | Affiliated broker-dealer or bank to another | Aug 7, 2025 |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | San Diego, Ca +2 | Affiliated broker-dealer or bank to another | Aug 7, 2025 over 1 d |
| 8 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Wallingford, Ct +2 | Affiliated broker-dealer or bank to another | Aug 5, 2025 over 13 d |
| 2 | Commonwealth Financial Network national BD | Farther independent RIA | Waltham, Ma +1 | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2025 |
| 2 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Sandown, Nh +1 | Affiliated broker-dealer or bank to another | Aug 4, 2025 |
| 2 | Commonwealth Financial Network national BD | Farther independent RIA | Mount Solon, Va | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2025 over 1 d |
| 6 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Springfield, Oh +2 | Affiliated broker-dealer or bank to another | Aug 1, 2025 over 18 d |
| 9 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Freehold, Nj +3 | Affiliated broker-dealer or bank to another | Jul 31, 2025 |
| 6 | Commonwealth Financial Network national BD | Milestone Financial Associates, LLC no RAUM | Macungie, Pa +3 | Affiliated broker-dealer or bank to a newly registered adviser | Jul 31, 2025 over 14 d |
| 4 | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Dallas, Tx +1 | Affiliated broker-dealer or bank to another | Jul 31, 2025 over 14 d |
290 teams match.derived from registration dates