DFX Intelligence
Advisor teams
Teams that joined RBC Capital Markets, LLCWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
324 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RBC Capital Markets, LLC national BD | Newport Beach, Ca | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2026 |
| 2 | Morgan Stanley wirehouse | RBC Capital Markets, LLC national BD | Washington, Dc | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 |
| 4 | UBS Financial Services Inc. wirehouse | RBC Capital Markets, LLC national BD | Palm Beach Gardens, Fl +1 | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2026 |
| 2 | M••••• S•••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Washington, Dc | Wirehouse to affiliated broker-dealer or bank | Aug 6, 2026 |
| 4 | S•••••• N••••••• • C••••••• I••••••••• national BD | R•• C•••••• M••••••• L•• national BD | Dallas, Tx | Affiliated broker-dealer or bank to another | Jul 29, 2026 |
| 2 | S•••••• N••••••• • C••••••• I••••••••• national BD | R•• C•••••• M••••••• L•• national BD | Covington, Ky | Affiliated broker-dealer or bank to another | Jul 8, 2026 |
| 2 | O•••• I••••••••• I••• BD affiliated | R•• C•••••• M••••••• L•• national BD | Dover, Nh | Affiliated broker-dealer or bank to another | Jun 22, 2026 |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Salt Lake City, Ut +1 | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2026 |
| 2 | W•••• F•••• A••••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Brea, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Jun 3, 2026 |
| 3 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Mt Laurel, Nj +1 | Wirehouse to affiliated broker-dealer or bank | May 11, 2026 |
| 2 | M••••• S•••••• wirehouse | R•• C•••••• M••••••• L•• national BD | New York, Ny +1 | Wirehouse to affiliated broker-dealer or bank | Apr 8, 2026 over 6 d |
| 2 | O••••••••• • C•• I••• BD affiliated | R•• C•••••• M••••••• L•• national BD | Newport Beach, Ca +1 | Affiliated broker-dealer or bank to another | Mar 13, 2026 over 14 d |
| 5 | M••••• S•••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Annapolis, Md +1 | Wirehouse to affiliated broker-dealer or bank | Mar 9, 2026 over 11 d |
| 2 | W•••• F•••• A••••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Stillwater, Mn +1 | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2026 over 7 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | R•• C•••••• M••••••• L•• national BD | New York, Ny | Wirehouse to affiliated broker-dealer or bank | Feb 17, 2026 over 13 d |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Alpharetta, Ga +1 | Wirehouse to affiliated broker-dealer or bank | Feb 9, 2026 |
| 4 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Syracuse, Ny +2 | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 over 2 d |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Springfield, Nj +1 | Wirehouse to affiliated broker-dealer or bank | Jan 27, 2026 |
| 5 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Pasadena, Ca +2 | Wirehouse to affiliated broker-dealer or bank | Jan 20, 2026 over 2 d |
| 3 | R••••• W• B•••• • C•• I••••••••• mixed wealth | R•• C•••••• M••••••• L•• national BD | Houston, Tx +1 | RIA to affiliated broker-dealer or bank | Jan 20, 2026 |
| 2 | E••••• J•••• national BD | R•• C•••••• M••••••• L•• national BD | Shakopee, Mn +1 | Affiliated broker-dealer or bank to another | Jan 9, 2026 over 13 d |
| 3 | M••••• S•••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Palm Beach Gardens, Fl +1 | Wirehouse to affiliated broker-dealer or bank | Jan 6, 2026 over 1 d |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | North Caldwell, Nj +1 | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2025 |
| 2 | U••• B•••••• I••••••••• I••• BD affiliated | R•• C•••••• M••••••• L•• national BD | Chesterfield, Mo | Affiliated broker-dealer or bank to another | Dec 10, 2025 |
| 2 | W•••• F•••• A••••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Florham Park, Nj | Wirehouse to affiliated broker-dealer or bank | Nov 14, 2025 |
| 3 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | New Orleans, La | Wirehouse to affiliated broker-dealer or bank | Nov 10, 2025 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | R•• C•••••• M••••••• L•• national BD | Newport Beach, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 over 13 d |
| 3 | F••••• N•••• F•••••• D•••••• I••••••••• independent RIA | R•• C•••••• M••••••• L•• national BD | Cambridge, Md | RIA to affiliated broker-dealer or bank | Oct 8, 2025 |
| 2 | N•••••••• F•••••••• A••••••• L•• independent RIA | R•• C•••••• M••••••• L•• national BD | Herndon, Va | RIA to affiliated broker-dealer or bank | Oct 7, 2025 |
| 6 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Farmington Hills, Mi +3 | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2025 |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | R•• C•••••• M••••••• L•• national BD | Minneapolis, Mn +1 | Affiliated broker-dealer or bank to another | Sep 23, 2025 over 6 d |
| 2 | J••• M••••• S••••••••• L•• wirehouse | R•• C•••••• M••••••• L•• national BD | Manhasset, Ny +1 | Wirehouse to affiliated broker-dealer or bank | Sep 19, 2025 |
| 3 | T••••• A••••••• S•••••••• I••• BD affiliated | R•• C•••••• M••••••• L•• national BD | Alexandria, Va +1 | Affiliated broker-dealer or bank to another | Sep 18, 2025 over 1 d |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | San Anselmo, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Aug 26, 2025 over 9 d |
| 12 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Purchase, Ny +7 | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2025 over 4 d |
| 4 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Ridgefield, Ct +1 | Wirehouse to affiliated broker-dealer or bank | Jul 21, 2025 over 3 d |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Weehawken, Nj +1 | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2025 over 4 d |
| 5 | J••••• M••••••••• S•••• L•• BD affiliated | R•• C•••••• M••••••• L•• national BD | Franklin, Tn | Affiliated broker-dealer or bank to another | Jul 1, 2025 over 10 d |
| 7 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Boise, Id +1 | Wirehouse to affiliated broker-dealer or bank | Jun 9, 2025 |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Newport Beach, Ca +1 | Wirehouse to affiliated broker-dealer or bank | May 27, 2025 over 14 d |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Syracuse, Ny +1 | Wirehouse to affiliated broker-dealer or bank | May 27, 2025 |
| 3 | J••••• M••••••••• S•••• L•• BD affiliated | R•• C•••••• M••••••• L•• national BD | Syracuse, Ny | Affiliated broker-dealer or bank to another | May 14, 2025 over 6 d |
| 2 | S•••••••• A••••••• L•• national BD | R•• C•••••• M••••••• L•• national BD | Boston, Ma | Affiliated broker-dealer or bank to another | May 9, 2025 over 11 d |
| 2 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | R•• C•••••• M••••••• L•• national BD | Rochester, Mn +1 | Affiliated broker-dealer or bank to another | Apr 23, 2025 over 1 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Austin, Tx | Wirehouse to affiliated broker-dealer or bank | Apr 21, 2025 |
| 5 | J••• M••••• S••••••••• L•• wirehouse | R•• C•••••• M••••••• L•• national BD | New York, Ny +2 | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2025 |
| 4 | J••• M••••• S••••••••• L•• wirehouse | R•• C•••••• M••••••• L•• national BD | Upper Saddle River, Nj +3 | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2025 over 6 d |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Las Vegas, Nv | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2025 over 1 d |
| 5 | J••• M••••• S••••••••• L•• wirehouse | R•• C•••••• M••••••• L•• national BD | Massapequa, Ny +4 | Wirehouse to affiliated broker-dealer or bank | Jan 17, 2025 |
| 4 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Seattle, Wa +1 | Wirehouse to affiliated broker-dealer or bank | Nov 25, 2024 over 15 d |
| 2 | W•••• F•••• A••••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Sacramento, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Nov 22, 2024 over 5 d |
| 5 | M••••• S•••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Lutherville, Md | Wirehouse to affiliated broker-dealer or bank | Nov 12, 2024 |
| 2 | W•••• F•••• A••••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Syracuse, Ny | Wirehouse to affiliated broker-dealer or bank | Nov 5, 2024 |
| 3 | M••••• S•••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Greenwich, Ct +1 | Wirehouse to affiliated broker-dealer or bank | Nov 1, 2024 over 10 d |
| 2 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Camp Hill, Pa | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2024 over 9 d |
| 11 | U•• F•••••••• S••••••• I••• wirehouse | R•• C•••••• M••••••• L•• national BD | Atlanta, Ga +3 | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2024 over 13 d |
| 4 | W•••• F•••• A••••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Conshohocken, Pa +2 | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2024 over 1 d |
| 7 | M••••• S•••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Cincinnati, Oh | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2024 |
| 2 | M••••• S•••••• wirehouse | R•• C•••••• M••••••• L•• national BD | Rochester, Mn +1 | Wirehouse to affiliated broker-dealer or bank | Jul 25, 2024 over 1 d |
| 4 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | R•• C•••••• M••••••• L•• national BD | West Nyack, Ny +1 | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2024 |
derived from registration dates
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The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.