DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Pnc Wealth Management

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Wealth Management BD affiliated	Tyler, Tx +1	Wirehouse to affiliated broker-dealer or bank	Sep 1, 2026 over 9 d
2	Strategic Advisers LLC national BD	Pnc Wealth Management BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Aug 31, 2026 over 14 d
2	Wells Fargo Advisors wirehouse	Pnc Wealth Management BD affiliated	Greenwood Village, Co +1	Wirehouse to affiliated broker-dealer or bank	Jun 23, 2026 over 9 d
2	Edward Jones national BD	Pnc Wealth Management BD affiliated	Littleton, Co +1	Affiliated broker-dealer or bank to another	Jun 13, 2026 over 9 d
2	J.P. Morgan Securities LLC wirehouse	Pnc Wealth Management BD affiliated	Cincinnati, Oh +1	Wirehouse to affiliated broker-dealer or bank	Oct 27, 2025
2	LPL Enterprise, LLC BD affiliated	Pnc Wealth Management BD affiliated	Troy, Mi	Affiliated broker-dealer or bank to another	Sep 23, 2025 over 13 d
2	Equitable Advisors, LLC national BD	Pnc Wealth Management BD affiliated	Columbia, Md	Affiliated broker-dealer or bank to another	Sep 17, 2025 over 2 d
2	Strategic Advisers LLC national BD	Pnc Wealth Management BD affiliated	Boston, Ma	Affiliated broker-dealer or bank to another	Apr 30, 2025 over 8 d
2	Citigroup Global Markets Inc. BD affiliated	Pnc Wealth Management BD affiliated	Miami, Fl	Affiliated broker-dealer or bank to another	Apr 12, 2024 over 3 d
3	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Wealth Management BD affiliated	San Diego, Ca +2	Wirehouse to affiliated broker-dealer or bank	Apr 2, 2024 over 27 d
3	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Wealth Management BD affiliated	Southlake, Tx +2	Wirehouse to affiliated broker-dealer or bank	Feb 27, 2024 over 22 d
2	Pnc Managed Account Solutions, Inc. independent RIA	Pnc Wealth Management BD affiliated	Miami, Fl	RIA to affiliated broker-dealer or bank	Nov 30, 2023
2	Pnc Managed Account Solutions, Inc. independent RIA	Pnc Wealth Management BD affiliated	Houston, Tx	RIA to affiliated broker-dealer or bank	Oct 4, 2022
7	Pnc Managed Account Solutions, Inc. BD affiliated	Pnc Wealth Management BD affiliated	Houston, Tx +2	Affiliated broker-dealer or bank to another	Dec 31, 2021
2	Pnc Managed Account Solutions, Inc. BD affiliated	Pnc Wealth Management BD affiliated	Houston, Tx +1	Affiliated broker-dealer or bank to another	Oct 8, 2021
4	Pnc Managed Account Solutions, Inc. BD affiliated	Pnc Wealth Management BD affiliated	Houston, Tx +1	Affiliated broker-dealer or bank to another	Sep 20, 2021
11	Pnc Managed Account Solutions, Inc. BD affiliated	Pnc Wealth Management BD affiliated	Houston, Tx +7	Affiliated broker-dealer or bank to another	Jun 1, 2021 over 1 d
2	Pnc Capital Advisors LLC other	Pnc Wealth Management BD affiliated	Cleveland, Oh	Other	Nov 18, 2019
2	Citizens Securities, Inc. BD affiliated	Pnc Wealth Management BD affiliated	Fairlawn, Oh +1	Affiliated broker-dealer or bank to another	Oct 15, 2019 over 6 d
2	Spc BD affiliated	Pnc Wealth Management BD affiliated	Ann Arbor, Mi +1	Affiliated broker-dealer or bank to another	Oct 26, 2018 over 12 d
3	Key Investment Services LLC BD affiliated	Pnc Wealth Management BD affiliated	Cleveland, Oh +2	Affiliated broker-dealer or bank to another	Oct 24, 2018 over 26 d
4	Scottrade Investment Management BD affiliated	Pnc Wealth Management BD affiliated	Saint Louis, Mo	Affiliated broker-dealer or bank to another	Mar 7, 2018 over 1 d
2	Citizens Securities, Inc. BD affiliated	Pnc Wealth Management BD affiliated	Pittsburgh, Pa +1	Affiliated broker-dealer or bank to another	Jan 8, 2018 over 1 d
2	Citizens Securities, Inc. other	Pnc Wealth Management BD affiliated	Bryn Mawr, Pa +1	Other	Nov 10, 2017 over 3 d
2	Wells Fargo Advisors wirehouse	Pnc Wealth Management other	Charlotte, Nc	Other	Sep 21, 2017 over 8 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Wealth Management other	Philadelphia, Pa	Other	Jun 1, 2017 over 7 d
2	Ameriprise Financial Services, LLC national BD	Pnc Wealth Management other	Novi, Mi +1	Other	Oct 3, 2016 over 4 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Wealth Management other	Mount Laurel, Nj +1	Other	Aug 23, 2016 over 14 d
2	Morgan Stanley wirehouse	Pnc Wealth Management other	Bethesda, Md	Other	Jun 30, 2016 over 12 d
2	Strategic Advisers LLC national BD	Pnc Wealth Management other	Covington, Ky	Other	May 25, 2016 over 9 d
2	Fifth Third Securities, Inc. other	Pnc Wealth Management other	Burton, Mi +1	Other	Apr 18, 2016 over 7 d
3	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Pnc Wealth Management other	Pennington, Nj	Other	May 28, 2015 over 19 d
2	Edward Jones national BD	Pnc Wealth Management other	Maryland Heights, Mo +1	Other	Feb 27, 2015 over 5 d
4	Edward Jones national BD	Pnc Wealth Management other	Maryland Heights, Mo +2	Other	Jan 28, 2015 over 14 d

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34 teams match.derived from registration dates