What stands out against comparable advisers

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8,320 anomalies

KAI WEALTH LLCindependent RIARAUM $275MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $108,000,000 to $275,175,897 (+155.0%) between the annual amendments of 2025-02-21 and 2026-04-02; the peer median change was +15.0% (4546 comparable advisers, 100.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (4,546)100% percentile13.7 robust deviationsconfidence 0.85
EAST BEACH ASSET MANAGEMENT, LLCasset managerRAUM $125Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (1568 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 2, 2026peers: asset managers, $100M to $500M (1,568)0.0% percentile33.7 robust deviationsconfidence 0.8
ZENITH AMasset managerRAUM $964Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 34% against a peer median of 0% (784 comparable advisers, 100.0th percentile, 11.4 robust deviations)
filing Apr 2, 2026peers: asset managers, $500M to $1B (784)100% percentile11.4 robust deviationsconfidence 0.8
O•••••• A••••••• G••••• L••independent RIARAUM $150Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 491.0 to 1,146.0 (+133.0%) between the annual amendments of 2025-03-27 and 2026-04-02; the peer median change was +5.0% (3683 comparable advisers, 99.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (3,683)99% percentile14.6 robust deviationsconfidence 0.85
M•••••••• • P••••• W••••• A•••••••independent RIARAUM $141Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 44.0% to 8.0% between the annual amendments of 2025-03-31 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
S•••••• P•••••••• L••independent RIARAUM $589Moffice count surgeChange between filings
offices other than the principal office (Item 1.F.5) moved from 20.0 to 63.0 (+215.0%) between the annual amendments of 2025-04-10 and 2026-04-02; the peer median change was 0.0% (232 comparable advisers, 100.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (232)100% percentile20.4 robust deviationsconfidence 0.85
T••••• P••••••• L••independent RIARAUM $686Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 55.0% to 36.0% between the annual amendments of 2025-03-31 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
J•••• W••••• M••••••••• L••independent RIARAUM $483Mvery high RAUM per advisorStatic outlier
RAUM per registered advisor of $161,023,725 against a peer median of $55,746,441 (3262 comparable advisers, 100.0th percentile, 3.7 robust deviations)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (3,262)100% percentile3.7 robust deviationsconfidence 0.8
C••••••••• S••••• A•••••••• L••mixed wealthRAUM $315Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 77.0% to 57.0% between the annual amendments of 2025-02-27 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
T••••• P••••••• L••independent RIARAUM $686MHNW share shiftChange between filings
HNW share of RAUM moved from 33.0% to 52.0% between the annual amendments of 2025-03-31 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
S•••••• P•••••••• L••independent RIARAUM $589MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $394,657,254 to $589,473,003 (+49.0%) between the annual amendments of 2025-04-10 and 2026-04-02; the peer median change was +16.0% (1382 comparable advisers, 94.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,382)94% percentile3.5 robust deviationsconfidence 0.85
R•••••••• C••••••• L••independent RIARAUM $182MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $124,015,058 to $182,322,481 (+47.0%) between the annual amendments of 2025-03-28 and 2026-04-02; the peer median change was +15.0% (4546 comparable advisers, 95.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (4,546)95% percentile3.1 robust deviationsconfidence 0.85
C••••••••• S••••• A•••••••• L••mixed wealthRAUM $315MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $234,036,242 to $315,301,456 (+35.0%) between the annual amendments of 2025-02-27 and 2026-04-02; the peer median change was +15.0% (4546 comparable advisers, 90.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (4,546)90% percentile1.9 robust deviationsconfidence 0.85
D•••• • A••••••••• L••independent RIARAUM $607MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $418,750,691 to $607,255,901 (+45.0%) between the annual amendments of 2025-04-14 and 2026-04-02; the peer median change was +16.0% (1382 comparable advisers, 93.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,382)93% percentile3.1 robust deviationsconfidence 0.85
V••••••••• L••mixed wealthRAUM $577Munusually large average accountStatic outlier
RAUM per account of $6,791,460 against a peer median of $611,284 (1442 comparable advisers, 98.0th percentile, 4.2 robust deviations)
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,442)98% percentile4.2 robust deviationsconfidence 0.8
W••••••• W••••• M•••••••••mixed wealthRAUM $750MHNW share shiftChange between filings
HNW share of RAUM moved from 28.0% to 13.0% between the annual amendments of 2025-03-31 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
I•••••• W•••••• L••independent RIARAUM $3.3BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $2,232,574,455 to $3,288,459,087 (+47.0%) between the annual amendments of 2025-01-28 and 2026-04-02; the peer median change was +17.0% (1298 comparable advisers, 92.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $1B to $5B (1,298)92% percentile3.1 robust deviationsconfidence 0.85
M•••••••• • P••••• W••••• A•••••••independent RIARAUM $141Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 591.0 to 363.0 (-39.0%) between the annual amendments of 2025-03-31 and 2026-04-02; the peer median change was +5.0% (3683 comparable advisers, 4.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (3,683)4.1% percentile4.9 robust deviationsconfidence 0.85
W••••••• W••••• M•••••••••mixed wealthRAUM $750Mclient mix shiftChange between filings
private-client share of RAUM moved from 38.0% to 20.0% between the annual amendments of 2025-03-31 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
M•••••••• • P••••• W••••• A•••••••independent RIARAUM $141MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $190,746,375 to $140,785,000 (-26.0%) between the annual amendments of 2025-03-31 and 2026-04-02; the peer median change was +15.0% (4546 comparable advisers, 1.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (4,546)1.5% percentile4.1 robust deviationsconfidence 0.85
C••••••••• S••••• A•••••••• L••mixed wealthRAUM $315Mclient mix shiftChange between filings
private-client share of RAUM moved from 23.0% to 43.0% between the annual amendments of 2025-02-27 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M••••• C•••••• A•••••••• L••independent RIARAUM $255Munusual affiliate densityStatic outlier
distinct affiliate types checked on Item 7.A of 5.0 against a peer median of 2.0 (325 comparable advisers, 100.0th percentile, 4.0 robust deviations)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (325)100% percentile4.0 robust deviationsconfidence 0.8
T••••• P••••••• L••independent RIARAUM $686Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 609.0 to 373.0 (-39.0%) between the annual amendments of 2025-03-31 and 2026-04-02; the peer median change was +6.0% (1254 comparable advisers, 2.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,254)2.3% percentile5.5 robust deviationsconfidence 0.85
T••••• P••••••• L••independent RIARAUM $686Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 45.0% to 64.0% between the annual amendments of 2025-03-31 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
L•••• C•••••• P••••••• L••otherRAUM $3.0Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 39.0% to 62.0% between the annual amendments of 2025-03-31 and 2026-04-02
filing Apr 2, 2026peers: other advisers, $1B to $5B (248)confidence 0.85
O•••••• A••••••• G••••• L••independent RIARAUM $150MHNW share shiftChange between filings
HNW share of RAUM moved from 31.0% to 48.0% between the annual amendments of 2025-03-27 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
T••••• P••••••• L••independent RIARAUM $686Mclient mix shiftChange between filings
private-client share of RAUM moved from 45.0% to 64.0% between the annual amendments of 2025-03-31 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
C•••• F••••••• M•••••• A•asset managerRAUM $325MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $524,299,823 to $325,166,353 (-38.0%) between the annual amendments of 2025-03-19 and 2026-04-02; the peer median change was +4.0% (1140 comparable advisers, 6.0th percentile of changes)
filing Apr 2, 2026peers: asset managers, $100M to $500M (1,140)6.5% percentile1.8 robust deviationsconfidence 0.85
P•••••••• C••••••• L••institutionalRAUM $1.3BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $875,297,189 to $1,274,632,470 (+46.0%) between the annual amendments of 2025-03-28 and 2026-04-02; the peer median change was +15.0% (105 comparable advisers, 90.0th percentile of changes)
filing Apr 2, 2026peers: institutional managers, $1B to $5B (105)90% percentile1.7 robust deviationsconfidence 0.85
G•• C••••••• L••asset managerRAUM $94.8MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $73,303,964 to $94,792,090 (+29.0%) between the annual amendments of 2025-03-31 and 2026-04-02; the peer median change was -12.0% (97 comparable advisers, 96.0th percentile of changes)
filing Apr 2, 2026peers: asset managers, under $100M (97)96% percentile1.2 robust deviationsconfidence 0.85
K••••••• G••••• P••••••• L••independent RIARAUM $581Munusually large average HNW clientStatic outlier
HNW RAUM per HNW client of $13,319,121 against a peer median of $3,136,122 (1403 comparable advisers, 98.0th percentile, 6.7 robust deviations)
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,403)98% percentile6.7 robust deviationsconfidence 0.8
M••••• B•• A•••• M••••••••• L••asset managerRAUM $3.6BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $2,079,000,000 to $3,568,305,992 (+72.0%) between the annual amendments of 2025-03-26 and 2026-04-02; the peer median change was +11.0% (1364 comparable advisers, 91.0th percentile of changes)
filing Apr 2, 2026peers: asset managers, $1B to $5B (1,364)91% percentile2.6 robust deviationsconfidence 0.85
M•••••••• • P••••• W••••• A•••••••independent RIARAUM $141Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $190,746,375 to $140,785,000, advisors 3 to 3, private clients 336 to 348, offices 1 to 1 (2025-03-31 to 2026-04-02)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
C••••••••• F•••••••• S•••••••independent RIARAUM $995MHNW share shiftChange between filings
HNW share of RAUM moved from 14.0% to 47.0% between the annual amendments of 2025-03-07 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
C••••••••• S••••• A•••••••• L••mixed wealthRAUM $315Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $234,036,242 to $315,301,456, advisors 2 to 4, private clients 61 to 204, offices 0 to 2 (2025-02-27 to 2026-04-02)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
T••••• P••••••• L••independent RIARAUM $686Minstitutional to wealth shiftCombination
institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $401,277,320 to $685,710,296, advisors 0 to 7, private clients 211 to 352, offices 5 to 5 (2025-03-31 to 2026-04-02)
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
T••••• I••••••••• L••independent RIARAUM $553Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 132.0 to 215.0 (+63.0%) between the annual amendments of 2025-03-31 and 2026-04-02; the peer median change was +5.0% (1214 comparable advisers, 97.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,214)97% percentile7.9 robust deviationsconfidence 0.85
T••••• P••••••• L••independent RIARAUM $686Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 211.0 to 352.0 (+67.0%) between the annual amendments of 2025-03-31 and 2026-04-02; the peer median change was +5.0% (1214 comparable advisers, 98.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,214)98% percentile8.4 robust deviationsconfidence 0.85
T••••• P••••••• L••independent RIARAUM $686MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $401,277,320 to $685,710,296 (+71.0%) between the annual amendments of 2025-03-31 and 2026-04-02; the peer median change was +16.0% (1382 comparable advisers, 96.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (1,382)96% percentile5.8 robust deviationsconfidence 0.85
K•• W••••• L••independent RIARAUM $275Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 66.0% between the annual amendments of 2025-02-21 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C••••••••• S••••• A•••••••• L••mixed wealthRAUM $315Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 465.0 to 790.0 (+70.0%) between the annual amendments of 2025-02-27 and 2026-04-02; the peer median change was +5.0% (3683 comparable advisers, 97.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (3,683)97% percentile7.4 robust deviationsconfidence 0.85
M•••••• A•••• P•••••••asset managerRAUM $529Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (784 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 1, 2026peers: asset managers, $500M to $1B (784)0.0% percentile33.7 robust deviationsconfidence 0.8
I•• A••••••• • C••••••asset managerRAUM $265Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (1568 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 1, 2026peers: asset managers, $100M to $500M (1,568)0.0% percentile33.7 robust deviationsconfidence 0.8
E•••••• W••••• M••••••••• L••independent RIARAUM $352MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $159,175,815 to $352,280,703 (+121.0%) between the annual amendments of 2025-03-30 and 2026-04-01; the peer median change was +15.0% (4546 comparable advisers, 99.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (4,546)99% percentile10.4 robust deviationsconfidence 0.85
A•••••• I••••••••• M••••••••• L••asset managerRAUM $1.7BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $502,426,870 to $1,675,798,775 (+234.0%) between the annual amendments of 2025-04-04 and 2026-04-01; the peer median change was +11.0% (1364 comparable advisers, 98.0th percentile of changes)
filing Apr 1, 2026peers: asset managers, $1B to $5B (1,364)98% percentile9.5 robust deviationsconfidence 0.85
W••••••••• L••independent RIARAUM $52.4Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (309 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, under $100M (309)0.0% percentile33.7 robust deviationsconfidence 0.8
R•••••••• A•••• M••••••••• L••no RAUMRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $126,036,754 to $0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was -29.0% (39 comparable advisers, 0.0th percentile of changes)
filing Apr 1, 2026peers: other advisers, under $100M (39)0.0% percentile1.2 robust deviationsconfidence 0.85
W••• R•••• A•••••••mixed wealthRAUM $396Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 53% against a peer median of 0% (5683 comparable advisers, 99.0th percentile, 17.8 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)99% percentile17.8 robust deviationsconfidence 0.8
B••• T••• I••mixed wealthRAUM $222Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 72% against a peer median of 0% (5683 comparable advisers, 100.0th percentile, 24.0 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)100% percentile24.0 robust deviationsconfidence 0.8
P•••••• A••••••• I•••mixed wealthRAUM $101Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 52% against a peer median of 0% (5683 comparable advisers, 99.0th percentile, 17.5 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)99% percentile17.5 robust deviationsconfidence 0.8
R•••••• I•••••••••asset managerRAUM $69Bclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 66,781.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-28 and 2026-04-01; the peer median change was +7.0% (37 comparable advisers, 0.0th percentile of changes)
filing Apr 1, 2026peers: asset managers, $20B and over (37)0.0% percentile6.0 robust deviationsconfidence 0.85
R••••• A•••• M•••••••••asset managerRAUM $106Mclient mix shiftChange between filings
private-client share of RAUM moved from 74.0% to 3.0% between the annual amendments of 2025-03-13 and 2026-04-01
filing Apr 1, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
A•••• P•••••••• L••independent RIARAUM $196MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $62,948,000 to $195,509,222 (+211.0%) between the annual amendments of 2025-03-25 and 2026-04-01; the peer median change was +15.0% (4546 comparable advisers, 100.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (4,546)100% percentile19.1 robust deviationsconfidence 0.85
C••••••••• C••••••• L••asset managerRAUM $334MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $124,336,929 to $333,540,014 (+168.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was +4.0% (1140 comparable advisers, 99.0th percentile of changes)
filing Apr 1, 2026peers: asset managers, $100M to $500M (1,140)99% percentile6.9 robust deviationsconfidence 0.85
A••• I••••• A•••••••independent RIARAUM $1.7Bunusually high clients per advisorStatic outlier
private clients per advisor of 1,014.6 against a peer median of 64.7 (1153 comparable advisers, 99.0th percentile, 23.2 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $1B to $5B (1,153)99% percentile23.2 robust deviationsconfidence 0.8
M•••••• A•••• P•••••••asset managerRAUM $529Mclient mix shiftChange between filings
private-client share of RAUM moved from 100.0% to 0.0% between the annual amendments of 2025-03-28 and 2026-04-01
filing Apr 1, 2026peers: asset managers, $500M to $1B (784)confidence 0.85
L••••••• C•••••• P•••••••• L•••asset managerRAUM $63.6Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 27% against a peer median of 0% (139 comparable advisers, 100.0th percentile, 9.0 robust deviations)
filing Apr 1, 2026peers: asset managers, under $100M (139)100% percentile9.0 robust deviationsconfidence 0.8
P•••••• C•••••• P•••••••• L••asset managerRAUM $191Mclient mix shiftChange between filings
private-client share of RAUM moved from 38.0% to 0.0% between the annual amendments of 2025-04-01 and 2026-04-01
filing Apr 1, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
D••••• W• N•••••••• • A••••••••• L••independent RIARAUM $171Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 0.0% to 68.0% between the annual amendments of 2025-03-31 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
T•••••••• C••••••••• L••independent RIARAUM $1.1Blow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 99% (1363 comparable advisers, 0.0th percentile, 33.2 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $1B to $5B (1,363)0.0% percentile33.2 robust deviationsconfidence 0.8

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