What stands out against comparable advisers

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8,320 anomalies

APPLIED FUNDAMENTAL RESEARCH, LLCasset managerRAUM $143Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 19% against a peer median of 0% (1568 comparable advisers, 98.0th percentile, 6.5 robust deviations)
filing Apr 6, 2026peers: asset managers, $100M to $500M (1,568)98% percentile6.5 robust deviationsconfidence 0.8
ZANETTI FINANCIAL, LLCindependent RIARAUM $809Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 938.0 to 1,481.0 (+58.0%) between the annual amendments of 2025-03-05 and 2026-04-06; the peer median change was +6.0% (1254 comparable advisers, 95.0th percentile of changes)
filing Apr 6, 2026peers: independent wealth managers, $500M to $1B (1,254)95% percentile6.4 robust deviationsconfidence 0.85
WMGNAindependent RIARAUM $346MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $217,090,556 to $346,446,708 (+60.0%) between the annual amendments of 2025-03-25 and 2026-04-06; the peer median change was +15.0% (4546 comparable advisers, 97.0th percentile of changes)
filing Apr 6, 2026peers: independent wealth managers, $100M to $500M (4,546)97% percentile4.3 robust deviationsconfidence 0.85
S••••••• P••••••• W••••• M••••••••• • F••••• O•••••independent RIARAUM $350MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $192,065,972 to $349,553,158 (+82.0%) between the annual amendments of 2025-04-10 and 2026-04-06; the peer median change was +15.0% (4546 comparable advisers, 98.0th percentile of changes)
filing Apr 6, 2026peers: independent wealth managers, $100M to $500M (4,546)98% percentile6.5 robust deviationsconfidence 0.85
R••••• F••••••••• L••independent RIARAUM $855MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $358,627,117 to $565,987,673 (+58.0%) between the annual amendments of 2025-04-04 and 2026-04-06; the peer median change was +16.0% (1382 comparable advisers, 95.0th percentile of changes)
filing Apr 6, 2026peers: independent wealth managers, $500M to $1B (1,382)95% percentile4.4 robust deviationsconfidence 0.85
F•••independent RIARAUM $216Madvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 12.0 to 20.0 (+67.0%) between the annual amendments of 2025-03-20 and 2026-04-06; the peer median change was 0.0% (965 comparable advisers, 99.0th percentile of changes)
filing Apr 6, 2026peers: independent wealth managers, $100M to $500M (965)99% percentile4.0 robust deviationsconfidence 0.85
T•• A•••• P•••••••• L••otherRAUM $135MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $75,424,005 to $134,944,668 (+79.0%) between the annual amendments of 2025-03-07 and 2026-04-06; the peer median change was +8.0% (161 comparable advisers, 93.0th percentile of changes)
filing Apr 6, 2026peers: other advisers, $100M to $500M (161)93% percentile4.2 robust deviationsconfidence 0.85
D• A•••• M•••••••••asset managerRAUM $1.8BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $1,018,377,871 to $1,792,565,512 (+76.0%) between the annual amendments of 2025-03-24 and 2026-04-06; the peer median change was +11.0% (1364 comparable advisers, 91.0th percentile of changes)
filing Apr 6, 2026peers: asset managers, $1B to $5B (1,364)91% percentile2.8 robust deviationsconfidence 0.85
O•• A••••••• P•••••••• L••independent RIARAUM $370MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $243,321,693 to $369,523,347 (+52.0%) between the annual amendments of 2025-04-25 and 2026-04-04; the peer median change was +15.0% (4546 comparable advisers, 96.0th percentile of changes)
filing Apr 4, 2026peers: independent wealth managers, $100M to $500M (4,546)96% percentile3.6 robust deviationsconfidence 0.85
B•••••• A•••••••otherRAUM $284MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $104,959,612 to $284,040,176 (+171.0%) between the annual amendments of 2025-03-25 and 2026-04-03; the peer median change was +8.0% (161 comparable advisers, 100.0th percentile of changes)
filing Apr 3, 2026peers: other advisers, $100M to $500M (161)100% percentile9.6 robust deviationsconfidence 0.85
B•••••••• W••••• M••••••••• L••independent RIARAUM $155Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 3, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
B•••••• A•••••••otherRAUM $284Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 44.0% to 100.0% between the annual amendments of 2025-03-25 and 2026-04-03
filing Apr 3, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
B•••• D••••• C•••••• I••••••••• M••••••••• I••asset managerRAUM $396Memployee count surgeChange between filings
employees (Item 5.A) moved from 12.0 to 46.0 (+283.0%) between the annual amendments of 2025-03-31 and 2026-04-03; the peer median change was 0.0% (391 comparable advisers, 100.0th percentile of changes)
filing Apr 3, 2026peers: asset managers, $100M to $500M (391)100% percentile22.9 robust deviationsconfidence 0.85
B•••••• A•••••••otherRAUM $284Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 18.0% to 82.0% between the annual amendments of 2025-03-25 and 2026-04-03
filing Apr 3, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
C••••• C•••••• A•••••••• L••otherRAUM $230MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $100,800,000 to $229,725,346 (+128.0%) between the annual amendments of 2025-03-31 and 2026-04-03; the peer median change was +8.0% (161 comparable advisers, 96.0th percentile of changes)
filing Apr 3, 2026peers: other advisers, $100M to $500M (161)96% percentile7.1 robust deviationsconfidence 0.85
B•••••• A•••••••otherRAUM $284MHNW share shiftChange between filings
HNW share of RAUM moved from 35.0% to 12.0% between the annual amendments of 2025-03-25 and 2026-04-03
filing Apr 3, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
D•••••••• A••••••• S•••••••• L••BD affiliatedRAUM $4.6BHNW share shiftChange between filings
HNW share of RAUM moved from 64.0% to 44.0% between the annual amendments of 2025-03-31 and 2026-04-03
filing Apr 3, 2026peers: affiliated wealth managers, $1B to $5B (56)confidence 0.85
M•••• • Q•••• W••••• P•••••••independent RIARAUM $373MHNW share shiftChange between filings
HNW share of RAUM moved from 65.0% to 46.0% between the annual amendments of 2025-03-24 and 2026-04-03
filing Apr 3, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
B•••••• A•••••••otherRAUM $284Mclient mix shiftChange between filings
private-client share of RAUM moved from 35.0% to 12.0% between the annual amendments of 2025-03-25 and 2026-04-03
filing Apr 3, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
R•••••••• I•••••••••independent RIARAUM $419Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 24.0% to 7.0% between the annual amendments of 2025-03-28 and 2026-04-03
filing Apr 3, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
F••••• H••• C••••••• L••independent RIARAUM $249Mclient mix shiftChange between filings
private-client share of RAUM moved from 55.0% to 73.0% between the annual amendments of 2025-03-28 and 2026-04-03
filing Apr 3, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
D•••••••• A••••••• S•••••••• L••BD affiliatedRAUM $4.6BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $3,206,698,268 to $4,648,787,397 (+45.0%) between the annual amendments of 2025-03-31 and 2026-04-03; the peer median change was +22.0% (51 comparable advisers, 94.0th percentile of changes)
filing Apr 3, 2026peers: affiliated wealth managers, $1B to $5B (51)94% percentile2.5 robust deviationsconfidence 0.85
J•• • A••••••••• I••independent RIARAUM $893Mvery high RAUM per advisorStatic outlier
RAUM per registered advisor of $297,562,972 against a peer median of $106,365,769 (1260 comparable advisers, 99.0th percentile, 3.3 robust deviations)
filing Apr 3, 2026peers: independent wealth managers, $500M to $1B (1,260)99% percentile3.3 robust deviationsconfidence 0.8
F••••• H••• C••••••• L••independent RIARAUM $249MHNW share shiftChange between filings
HNW share of RAUM moved from 55.0% to 73.0% between the annual amendments of 2025-03-28 and 2026-04-03
filing Apr 3, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
M•••••• A••••••• S•••••••• I•••independent RIARAUM $510MHNW share shiftChange between filings
HNW share of RAUM moved from 34.0% to 52.0% between the annual amendments of 2025-03-05 and 2026-04-03
filing Apr 3, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.85
S••••• I••••••••• L••independent RIARAUM $46.1Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 305.0 to 126.0 (-59.0%) between the annual amendments of 2025-04-10 and 2026-04-03; the peer median change was +2.0% (132 comparable advisers, 10.0th percentile of changes)
filing Apr 3, 2026peers: independent wealth managers, under $100M (132)9.9% percentile3.2 robust deviationsconfidence 0.85
J•• • A••••••••• I••independent RIARAUM $893Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 304.0 to 550.0 (+81.0%) between the annual amendments of 2025-02-06 and 2026-04-03; the peer median change was +6.0% (1254 comparable advisers, 97.0th percentile of changes)
filing Apr 3, 2026peers: independent wealth managers, $500M to $1B (1,254)97% percentile9.3 robust deviationsconfidence 0.85
S••••• I••••••••• L••independent RIARAUM $46.1Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 304.0 to 125.0 (-59.0%) between the annual amendments of 2025-04-10 and 2026-04-03; the peer median change was 0.0% (117 comparable advisers, 6.0th percentile of changes)
filing Apr 3, 2026peers: independent wealth managers, under $100M (117)6.0% percentile5.2 robust deviationsconfidence 0.85
W••••••• C•••••• M••••••••• C•independent RIARAUM $1.9Bclient mix shiftChange between filings
private-client share of RAUM moved from 91.0% to 65.0% between the annual amendments of 2025-03-25 and 2026-04-03
filing Apr 3, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
C••••• C•••••• A•••••••• L••otherRAUM $230Mclient mix shiftChange between filings
private-client share of RAUM moved from 45.0% to 19.0% between the annual amendments of 2025-03-31 and 2026-04-03
filing Apr 3, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
W••••••• C•••••• M••••••••• C•independent RIARAUM $1.9Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 69.0% between the annual amendments of 2025-03-25 and 2026-04-03
filing Apr 3, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
S••••• W••••• G••••independent RIARAUM $382Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 1,703.0 to 599.0 (-65.0%) between the annual amendments of 2025-03-27 and 2026-04-03; the peer median change was +3.0% (3308 comparable advisers, 1.0th percentile of changes)
filing Apr 3, 2026peers: independent wealth managers, $100M to $500M (3,308)0.6% percentile8.0 robust deviationsconfidence 0.85
C••••• C•••••• A•••••••• L••otherRAUM $230MHNW share shiftChange between filings
HNW share of RAUM moved from 45.0% to 19.0% between the annual amendments of 2025-03-31 and 2026-04-03
filing Apr 3, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
W••••••• C•••••• M••••••••• C•independent RIARAUM $1.9Binstitutional asset share shiftChange between filings
institutional share of RAUM moved from 9.0% to 35.0% between the annual amendments of 2025-03-25 and 2026-04-03
filing Apr 3, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
H•••• F•••••••• G••••independent RIARAUM $270Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $254,279,317 to $269,566,677, advisors 2 to 2, private clients 754 to 551, offices 0 to 0 (2025-04-01 to 2026-04-03)
filing Apr 3, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
B•••• W••••• M••••••••• L••independent RIARAUM $539Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $393,600,000 to $538,727,785, advisors 8 to 8, private clients 2280 to 1698, offices 1 to 1 (2025-04-10 to 2026-04-03)
filing Apr 3, 2026peers: independent wealth managers, $500M to $1B (1,481)confidence 0.75
F••••• H••• C••••••• L••independent RIARAUM $249MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $146,685,077 to $248,830,499 (+70.0%) between the annual amendments of 2025-03-28 and 2026-04-03; the peer median change was +15.0% (4546 comparable advisers, 98.0th percentile of changes)
filing Apr 3, 2026peers: independent wealth managers, $100M to $500M (4,546)98% percentile5.3 robust deviationsconfidence 0.85
W••••••• C•••••• M••••••••• C•independent RIARAUM $1.9BHNW share shiftChange between filings
HNW share of RAUM moved from 90.0% to 63.0% between the annual amendments of 2025-03-25 and 2026-04-03
filing Apr 3, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
D•••••••• A••••••• S•••••••• L••BD affiliatedRAUM $4.6Baccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 8,318.0 to 12,951.0 (+56.0%) between the annual amendments of 2025-03-31 and 2026-04-03; the peer median change was +10.0% (51 comparable advisers, 96.0th percentile of changes)
filing Apr 3, 2026peers: affiliated wealth managers, $1B to $5B (51)96% percentile3.9 robust deviationsconfidence 0.85
H•••• F•••••••• G••••independent RIARAUM $270Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 1,107.0 to 1,938.0 (+75.0%) between the annual amendments of 2025-04-01 and 2026-04-03; the peer median change was +5.0% (3683 comparable advisers, 97.0th percentile of changes)
filing Apr 3, 2026peers: independent wealth managers, $100M to $500M (3,683)97% percentile8.0 robust deviationsconfidence 0.85
A•••• W••••• M••••••••• L••independent RIARAUM $6.5Bnew owner headcount expandsCombination
A•••• GROUP, LLC joined Schedule A on the filing of 2026-04-03; advisors 52.0 to 75.0 between the annual amendments of 2025-04-15 and 2026-04-03
filing Apr 3, 2026peers: independent wealth managers, $5B to $20B (289)confidence 0.75
W••••••• C•••••• M••••••••• C•independent RIARAUM $1.9Bwealth to institutional shiftCombination
private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $1,326,123,739 to $1,860,949,041, advisors 3 to 3, private clients 111 to 127, offices 0 to 0 (2025-03-25 to 2026-04-03)
filing Apr 3, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.75
C••••• C•••••• A•••••••• L••otherRAUM $230Mwealth to institutional shiftCombination
filing Apr 3, 2026peers: other advisers, $100M to $500M (212)confidence 0.75
B•••••• A•••••••otherRAUM $284Mwealth to institutional shiftCombination
filing Apr 3, 2026peers: other advisers, $100M to $500M (212)confidence 0.75
S••••• W••••• G••••independent RIARAUM $382Mclients down average size upCombination
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $375,659,897 to $381,996,646, advisors 7 to 7, private clients 1703 to 599, offices 4 to 4 (2025-03-27 to 2026-04-03)
filing Apr 3, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.75
C••••• C•••••• A•••••••• L••otherRAUM $230Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 0.0% to 35.0% between the annual amendments of 2025-03-31 and 2026-04-03
filing Apr 3, 2026peers: other advisers, $100M to $500M (212)confidence 0.85
S••••••••• G••••• • K••• • W••••• A•••••••independent RIARAUM $1.3Baccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 2,290.0 to 730.0 (-68.0%) between the annual amendments of 2025-03-20 and 2026-04-03; the peer median change was +6.0% (1206 comparable advisers, 1.0th percentile of changes)
filing Apr 3, 2026peers: independent wealth managers, $1B to $5B (1,206)0.9% percentile8.8 robust deviationsconfidence 0.85
S•••••• C•••••• P•••••••• L••independent RIARAUM $132Mclient count surgeChange between filings
individual and HNW clients (Item 5.D) moved from 103.0 to 223.0 (+117.0%) between the annual amendments of 2025-04-01 and 2026-04-02; the peer median change was +3.0% (3308 comparable advisers, 99.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (3,308)99% percentile13.3 robust deviationsconfidence 0.85
Z••••• A•asset managerRAUM $964Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 34% against a peer median of 0% (784 comparable advisers, 100.0th percentile, 11.4 robust deviations)
filing Apr 2, 2026peers: asset managers, $500M to $1B (784)100% percentile11.4 robust deviationsconfidence 0.8
I•••••••• I••••••••• A•••••••independent RIARAUM $394MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $167,992,418 to $394,292,094 (+135.0%) between the annual amendments of 2025-03-19 and 2026-04-02; the peer median change was +15.0% (4546 comparable advisers, 99.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (4,546)99% percentile11.7 robust deviationsconfidence 0.85
W••••••• W••••• M•••••••••mixed wealthRAUM $750Mhigh employee count relative to advisorsStatic outlier
employees per registered advisor of 7.8 against a peer median of 1.4 (949 comparable advisers, 100.0th percentile, 16.1 robust deviations)
filing Apr 2, 2026peers: independent wealth managers, $500M to $1B (949)100% percentile16.1 robust deviationsconfidence 0.8
E••• B•••• A•••• M••••••••• L••asset managerRAUM $125Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (1568 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 2, 2026peers: asset managers, $100M to $500M (1,568)0.0% percentile33.7 robust deviationsconfidence 0.8
K•• W••••• L••independent RIARAUM $275MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $108,000,000 to $275,175,897 (+155.0%) between the annual amendments of 2025-02-21 and 2026-04-02; the peer median change was +15.0% (4546 comparable advisers, 100.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (4,546)100% percentile13.7 robust deviationsconfidence 0.85
P•••• F•••••••• G•••• W••••• M••••••••• I•••independent RIARAUM $173MHNW share shiftChange between filings
HNW share of RAUM moved from 66.0% to 15.0% between the annual amendments of 2025-03-18 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
E•••• L• F••••• J•• C••• C••• C•••independent RIARAUM $180Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (5683 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (5,683)0.0% percentile33.7 robust deviationsconfidence 0.8
M•••••••• • P••••• W••••• A•••••••independent RIARAUM $141Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 44.0% to 8.0% between the annual amendments of 2025-03-31 and 2026-04-02
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
O•••••• A••••••• G••••• L••independent RIARAUM $150Maccount count surgeChange between filings
accounts (Item 5.F.2.f) moved from 491.0 to 1,146.0 (+133.0%) between the annual amendments of 2025-03-27 and 2026-04-02; the peer median change was +5.0% (3683 comparable advisers, 99.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $100M to $500M (3,683)99% percentile14.6 robust deviationsconfidence 0.85
C•••• F••••••• M•••••• A•asset managerRAUM $325Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 67.0% to 0.0% between the annual amendments of 2025-03-19 and 2026-04-02
filing Apr 2, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
E••• B•••• A•••• M••••••••• L••asset managerRAUM $125Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 100.0% to 0.0% between the annual amendments of 2025-03-24 and 2026-04-02
filing Apr 2, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
C•••••• P••••• W••••• M•••••••••independent RIARAUM $2.6Badvisor count surgeChange between filings
advisory representatives (Item 5.B.3) moved from 8.0 to 18.0 (+125.0%) between the annual amendments of 2025-03-31 and 2026-04-02; the peer median change was 0.0% (999 comparable advisers, 100.0th percentile of changes)
filing Apr 2, 2026peers: independent wealth managers, $1B to $5B (999)100% percentile10.1 robust deviationsconfidence 0.85

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