What stands out against comparable advisers

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8,320 anomalies

GENTER ADVISORS LLCindependent RIARAUM $183Mhigh employee count relative to advisorsStatic outlier
employees per registered advisor of 7.9 against a peer median of 1.2 (1315 comparable advisers, 100.0th percentile, 22.5 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (1,315)100% percentile22.5 robust deviationsconfidence 0.8
LP INVESTMENT MANAGEMENT, LLCmixed wealthRAUM $696Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 99% (1481 comparable advisers, 0.0th percentile, 33.5 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $500M to $1B (1,481)0.0% percentile33.5 robust deviationsconfidence 0.8
TREBUCHET CONSULTING, LLCindependent RIARAUM $1.1Blow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 99% (1363 comparable advisers, 0.0th percentile, 33.2 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $1B to $5B (1,363)0.0% percentile33.2 robust deviationsconfidence 0.8
M•••••• A•••• P•••••••asset managerRAUM $529Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (784 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 1, 2026peers: asset managers, $500M to $1B (784)0.0% percentile33.7 robust deviationsconfidence 0.8
A••• I••••• A•••••••independent RIARAUM $1.7Bunusually high clients per advisorStatic outlier
private clients per advisor of 1,014.6 against a peer median of 64.7 (1153 comparable advisers, 99.0th percentile, 23.2 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $1B to $5B (1,153)99% percentile23.2 robust deviationsconfidence 0.8
E•••••• W••••• M••••••••• L••independent RIARAUM $352MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $159,175,815 to $352,280,703 (+121.0%) between the annual amendments of 2025-03-30 and 2026-04-01; the peer median change was +15.0% (4546 comparable advisers, 99.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (4,546)99% percentile10.4 robust deviationsconfidence 0.85
I•• A••••••• • C••••••asset managerRAUM $265Mlow discretionary shareStatic outlier
discretionary share of RAUM of 0% against a peer median of 100% (1568 comparable advisers, 0.0th percentile, 33.7 robust deviations)
filing Apr 1, 2026peers: asset managers, $100M to $500M (1,568)0.0% percentile33.7 robust deviationsconfidence 0.8
P•••••• A••••••• I•••mixed wealthRAUM $101Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 52% against a peer median of 0% (5683 comparable advisers, 99.0th percentile, 17.5 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)99% percentile17.5 robust deviationsconfidence 0.8
W••• R•••• A•••••••mixed wealthRAUM $396Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 53% against a peer median of 0% (5683 comparable advisers, 99.0th percentile, 17.8 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)99% percentile17.8 robust deviationsconfidence 0.8
L••••••• C•••••• P•••••••• L•••asset managerRAUM $63.6Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 27% against a peer median of 0% (139 comparable advisers, 100.0th percentile, 9.0 robust deviations)
filing Apr 1, 2026peers: asset managers, under $100M (139)100% percentile9.0 robust deviationsconfidence 0.8
P•••••• C•••••• P•••••••• L••asset managerRAUM $191Mclient mix shiftChange between filings
private-client share of RAUM moved from 38.0% to 0.0% between the annual amendments of 2025-04-01 and 2026-04-01
filing Apr 1, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
C••••••••• C••••••• L••asset managerRAUM $334MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $124,336,929 to $333,540,014 (+168.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was +4.0% (1140 comparable advisers, 99.0th percentile of changes)
filing Apr 1, 2026peers: asset managers, $100M to $500M (1,140)99% percentile6.9 robust deviationsconfidence 0.85
R•••••••• A•••• M••••••••• L••no RAUMRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $126,036,754 to $0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was -29.0% (39 comparable advisers, 0.0th percentile of changes)
filing Apr 1, 2026peers: other advisers, under $100M (39)0.0% percentile1.2 robust deviationsconfidence 0.85
R••••• A•••• M•••••••••asset managerRAUM $106Mclient mix shiftChange between filings
private-client share of RAUM moved from 74.0% to 3.0% between the annual amendments of 2025-03-13 and 2026-04-01
filing Apr 1, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
B••• T••• I••mixed wealthRAUM $222Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 72% against a peer median of 0% (5683 comparable advisers, 100.0th percentile, 24.0 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)100% percentile24.0 robust deviationsconfidence 0.8
A•••• P•••••••• L••independent RIARAUM $196MRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $62,948,000 to $195,509,222 (+211.0%) between the annual amendments of 2025-03-25 and 2026-04-01; the peer median change was +15.0% (4546 comparable advisers, 100.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (4,546)100% percentile19.1 robust deviationsconfidence 0.85
A•••••• I••••••••• M••••••••• L••asset managerRAUM $1.7BRAUM up 50 %Change between filings
RAUM (Item 5.F) moved from $502,426,870 to $1,675,798,775 (+234.0%) between the annual amendments of 2025-04-04 and 2026-04-01; the peer median change was +11.0% (1364 comparable advisers, 98.0th percentile of changes)
filing Apr 1, 2026peers: asset managers, $1B to $5B (1,364)98% percentile9.5 robust deviationsconfidence 0.85
M•••••• A•••• P•••••••asset managerRAUM $529Mclient mix shiftChange between filings
private-client share of RAUM moved from 100.0% to 0.0% between the annual amendments of 2025-03-28 and 2026-04-01
filing Apr 1, 2026peers: asset managers, $500M to $1B (784)confidence 0.85
R•••••• I•••••••••asset managerRAUM $69Bclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 66,781.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-28 and 2026-04-01; the peer median change was +7.0% (37 comparable advisers, 0.0th percentile of changes)
filing Apr 1, 2026peers: asset managers, $20B and over (37)0.0% percentile6.0 robust deviationsconfidence 0.85
D••••• W• N•••••••• • A••••••••• L••independent RIARAUM $171Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 0.0% to 68.0% between the annual amendments of 2025-03-31 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
A••••••• A•••• M••••••••• L••no RAUMRAUM down 50 %Change between filings
RAUM (Item 5.F) moved from $559,270,765 to $0 (-100.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was -29.0% (39 comparable advisers, 0.0th percentile of changes)
filing Apr 1, 2026peers: other advisers, under $100M (39)0.0% percentile1.2 robust deviationsconfidence 0.85
V••••• C•••••• P•••••••asset managerRAUM $2.4Bprivate fund count surgeChange between filings
private funds (Schedule D 7.B.1) moved from 6.0 to 13.0 (+117.0%) between the annual amendments of 2025-04-08 and 2026-04-01; the peer median change was 0.0% (1019 comparable advisers, 99.0th percentile of changes)
filing Apr 1, 2026peers: asset managers, $1B to $5B (1,019)99% percentile18.1 robust deviationsconfidence 0.85
S•••••• F••••••••• L••asset managerRAUM $169Memployee count dropChange between filings
employees (Item 5.A) moved from 15.0 to 9.0 (-40.0%) between the annual amendments of 2025-03-28 and 2026-04-01; the peer median change was 0.0% (391 comparable advisers, 5.0th percentile of changes)
filing Apr 1, 2026peers: asset managers, $100M to $500M (391)4.6% percentile3.2 robust deviationsconfidence 0.85
T••••• W••••• A•••••••independent RIARAUM $262MHNW share shiftChange between filings
HNW share of RAUM moved from 57.0% to 73.0% between the annual amendments of 2025-03-28 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
N••••• W••••• P•••••••independent RIARAUM $227MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $356,289,605 to $226,934,674 (-36.0%) between the annual amendments of 2025-04-02 and 2026-04-01; the peer median change was +15.0% (4546 comparable advisers, 1.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (4,546)1.0% percentile5.0 robust deviationsconfidence 0.85
W••• R•••• A•••••••mixed wealthRAUM $396MHNW share shiftChange between filings
HNW share of RAUM moved from 6.0% to 29.0% between the annual amendments of 2025-03-31 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
A•••• P•••••••• L••independent RIARAUM $196Minstitutional asset share shiftChange between filings
institutional share of RAUM moved from 0.0% to 15.0% between the annual amendments of 2025-03-25 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C•••• C•••••• M••••••••• L•asset managerRAUM $577MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $899,315,507 to $577,222,671 (-36.0%) between the annual amendments of 2025-03-27 and 2026-04-01; the peer median change was +8.0% (671 comparable advisers, 4.0th percentile of changes)
filing Apr 1, 2026peers: asset managers, $500M to $1B (671)3.9% percentile1.9 robust deviationsconfidence 0.85
C•••••• A•••• M••••••••• I••independent RIARAUM $456Munusually large average accountStatic outlier
RAUM per account of $5,239,034 against a peer median of $439,982 (5438 comparable advisers, 99.0th percentile, 3.2 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,438)99% percentile3.2 robust deviationsconfidence 0.8
G••• C•••• C••••••• L•mixed wealthRAUM $329MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $240,520,183 to $328,955,099 (+37.0%) between the annual amendments of 2025-03-27 and 2026-04-01; the peer median change was +15.0% (4546 comparable advisers, 91.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (4,546)91% percentile2.1 robust deviationsconfidence 0.85
E•••••• F••••••••mixed wealthRAUM $33.3MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $52,643,253 to $33,335,476 (-37.0%) between the annual amendments of 2025-03-30 and 2026-04-01; the peer median change was +9.0% (215 comparable advisers, 8.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, under $100M (215)8.4% percentile2.8 robust deviationsconfidence 0.85
C•••••• W••••• M••••••••• L••independent RIARAUM $137MHNW share shiftChange between filings
HNW share of RAUM moved from 64.0% to 81.0% between the annual amendments of 2025-02-26 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
C••••••• W••••• A•••••••independent RIARAUM $910MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $653,008,459 to $909,643,877 (+39.0%) between the annual amendments of 2025-03-19 and 2026-04-01; the peer median change was +16.0% (1382 comparable advisers, 91.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $500M to $1B (1,382)91% percentile2.5 robust deviationsconfidence 0.85
M••••••• L••independent RIARAUM $1.0BRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $703,091,658 to $1,047,284,784 (+49.0%) between the annual amendments of 2025-04-02 and 2026-04-01; the peer median change was +17.0% (1298 comparable advisers, 92.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $1B to $5B (1,298)92% percentile3.3 robust deviationsconfidence 0.85
T•••••• P•••• F••••••••independent RIARAUM $339Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 1,498.0 to 784.0 (-48.0%) between the annual amendments of 2025-03-17 and 2026-04-01; the peer median change was +3.0% (3308 comparable advisers, 2.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (3,308)1.9% percentile6.0 robust deviationsconfidence 0.85
C•••••••• G••••independent RIARAUM $414Munusually large average HNW clientStatic outlier
HNW RAUM per HNW client of $7,574,775 against a peer median of $2,402,353 (4945 comparable advisers, 98.0th percentile, 3.5 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (4,945)98% percentile3.5 robust deviationsconfidence 0.8
W••• R•••• A•••••••mixed wealthRAUM $396MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $268,069,576 to $396,019,216 (+48.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was +15.0% (4546 comparable advisers, 95.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (4,546)95% percentile3.2 robust deviationsconfidence 0.85
C•••••• A•••• M••••••••• I••independent RIARAUM $456Mvery high RAUM per advisorStatic outlier
RAUM per registered advisor of $151,931,989 against a peer median of $55,746,441 (3262 comparable advisers, 99.0th percentile, 3.4 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (3,262)99% percentile3.4 robust deviationsconfidence 0.8
R••••• A•••• M•••••••••asset managerRAUM $106MRAUM down 25 %Change between filings
RAUM (Item 5.F) moved from $203,451,819 to $106,097,249 (-48.0%) between the annual amendments of 2025-03-13 and 2026-04-01; the peer median change was +4.0% (1140 comparable advisers, 4.0th percentile of changes)
filing Apr 1, 2026peers: asset managers, $100M to $500M (1,140)3.7% percentile2.2 robust deviationsconfidence 0.85
G•• F•••••••• G••••independent RIARAUM $145MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $105,103,169 to $145,100,680 (+38.0%) between the annual amendments of 2025-02-28 and 2026-04-01; the peer median change was +15.0% (4546 comparable advisers, 92.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (4,546)92% percentile2.2 robust deviationsconfidence 0.85
N••••• W••••• P•••••••independent RIARAUM $227Maccount count collapseChange between filings
accounts (Item 5.F.2.f) moved from 795.0 to 452.0 (-43.0%) between the annual amendments of 2025-04-02 and 2026-04-01; the peer median change was +5.0% (3683 comparable advisers, 4.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (3,683)3.6% percentile5.4 robust deviationsconfidence 0.85
N••••• W••••• P•••••••independent RIARAUM $227Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 356.0 to 225.0 (-37.0%) between the annual amendments of 2025-04-02 and 2026-04-01; the peer median change was +3.0% (3308 comparable advisers, 3.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (3,308)3.0% percentile4.7 robust deviationsconfidence 0.85
E••••• P••••••• A•••• M••••••••• L••••••independent RIARAUM $1.1Bclient mix shiftChange between filings
private-client share of RAUM moved from 43.0% to 65.0% between the annual amendments of 2025-03-28 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
E••••• P••••••• A•••• M••••••••• L••••••independent RIARAUM $1.1BHNW share shiftChange between filings
HNW share of RAUM moved from 34.0% to 54.0% between the annual amendments of 2025-03-28 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
E••••• P••••••• A•••• M••••••••• L••••••independent RIARAUM $1.1Binstitutional asset share shiftChange between filings
institutional share of RAUM moved from 35.0% to 11.0% between the annual amendments of 2025-03-28 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
F•••• I••••••• S•••••••mixed wealthRAUM $280MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $196,790,672 to $279,720,172 (+42.0%) between the annual amendments of 2025-03-31 and 2026-04-01; the peer median change was +15.0% (4546 comparable advisers, 94.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (4,546)94% percentile2.6 robust deviationsconfidence 0.85
C•••••••• G••••independent RIARAUM $414Munusually large average accountStatic outlier
RAUM per account of $7,254,623 against a peer median of $439,982 (5438 comparable advisers, 100.0th percentile, 4.6 robust deviations)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,438)100% percentile4.6 robust deviationsconfidence 0.8
H•••••• W•••• P•••••• W•••••• L••independent RIARAUM $232MRAUM up 25 %Change between filings
RAUM (Item 5.F) moved from $168,715,791 to $231,786,343 (+37.0%) between the annual amendments of 2025-01-16 and 2026-04-01; the peer median change was +15.0% (4546 comparable advisers, 92.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (4,546)92% percentile2.2 robust deviationsconfidence 0.85
N••••••• C••••••asset managerRAUM $90.0Mhigh institutional concentrationStatic outlier
institutional share of RAUM of 11% against a peer median of 0% (139 comparable advisers, 99.0th percentile, 3.7 robust deviations)
filing Apr 1, 2026peers: asset managers, under $100M (139)99% percentile3.7 robust deviationsconfidence 0.8
D•••••• A•••••••• L•••independent RIARAUM $718Mclient count collapseChange between filings
individual and HNW clients (Item 5.D) moved from 384.0 to 200.0 (-48.0%) between the annual amendments of 2025-03-06 and 2026-04-01; the peer median change was +5.0% (1214 comparable advisers, 2.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $500M to $1B (1,214)1.6% percentile7.1 robust deviationsconfidence 0.85
R•••••• I•••••••••asset managerRAUM $69Bclient mix shiftChange between filings
private-client share of RAUM moved from 15.0% to 0.0% between the annual amendments of 2025-03-28 and 2026-04-01
filing Apr 1, 2026peers: asset managers, $20B and over (512)confidence 0.85
A•••• P•••••••• L••independent RIARAUM $196Mclient mix shiftChange between filings
private-client share of RAUM moved from 100.0% to 85.0% between the annual amendments of 2025-03-25 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
I••••••••• I••••••••• C••••••••• L••independent RIARAUM $1.1Bclient mix shiftChange between filings
private-client share of RAUM moved from 92.0% to 70.0% between the annual amendments of 2025-04-16 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
M••••••• C•••••• P•• L••asset managerRAUM $2.1Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 87.0% to 72.0% between the annual amendments of 2024-09-26 and 2026-04-01
filing Apr 1, 2026peers: asset managers, $1B to $5B (1,506)confidence 0.85
S••••• C•••••• L••independent RIARAUM $1.3Bdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 78.0% to 100.0% between the annual amendments of 2025-03-31 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $1B to $5B (1,363)confidence 0.85
P•••••• C•••••• P•••••••• L••asset managerRAUM $191Mdiscretionary share shiftChange between filings
discretionary share of RAUM moved from 83.0% to 100.0% between the annual amendments of 2025-04-01 and 2026-04-01
filing Apr 1, 2026peers: asset managers, $100M to $500M (1,568)confidence 0.85
D•••••• A•••••••• L•••independent RIARAUM $718Memployee count dropChange between filings
employees (Item 5.A) moved from 12.0 to 8.0 (-33.0%) between the annual amendments of 2025-03-06 and 2026-04-01; the peer median change was 0.0% (593 comparable advisers, 1.0th percentile of changes)
filing Apr 1, 2026peers: independent wealth managers, $500M to $1B (593)1.0% percentile2.9 robust deviationsconfidence 0.85
M•••••• F•••••••• I••••••••• M••••••••• I•••mixed wealthRAUM $50BHNW share shiftChange between filings
HNW share of RAUM moved from 2.0% to 27.0% between the annual amendments of 2025-03-31 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $20B and over (84)confidence 0.85
P•••••• W••••• M•••••••••independent RIARAUM $372MHNW share shiftChange between filings
HNW share of RAUM moved from 65.0% to 82.0% between the annual amendments of 2025-03-28 and 2026-04-01
filing Apr 1, 2026peers: independent wealth managers, $100M to $500M (5,683)confidence 0.85
W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedRAUM $122BHNW share shiftChange between filings
HNW share of RAUM moved from 49.0% to 32.0% between the annual amendments of 2025-03-28 and 2026-04-01
filing Apr 1, 2026peers: affiliated wealth managers, $20B and over (50)confidence 0.85

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