DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from 1914 Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Joon Yee Tong1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAMar 9, 2023Feb 1, 2023
Harold Francis Scattergood1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 15, 2023Feb 1, 2023
John Michael Durkan1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 8, 2023Feb 1, 2023
Mary Tryon1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 8, 2023Feb 2, 2023
Cherie Lynette Harris1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 8, 2023Feb 1, 2023
Louis Edward Depaul1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 8, 2023Feb 1, 2023
Andrew Bernard Conti1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 7, 2023Feb 1, 2023
James Carl Corts1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 7, 2023Feb 1, 2023
Joel Phillip Feldman1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Jan Robert Carr1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Lisa Ann Schaub1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Samuel Charles Ginsberg1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Joseph Paul Mcerlean1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Carl C Crowley1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Julie Seher Bickel1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Andrew Michael Maddaloni1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Joseph David Waterman1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Alexander Weber Boyer1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Daniel Alexander Nyiri1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Cyril James Kanagaraj1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Martin Patrick Kraft D'Amico1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Philip Joseph Baldassari1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Brian James Mcgrath1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Daniel B Boyer1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Stephen Edward Balen1914 Advisors independent RIALPL Financial LLC independent RIARIA to RIAFeb 6, 2023Feb 1, 2023
Stephen Thomas Comes1914 Advisors independent RIAColumbus Macro, LLC mixed wealthRIA to RIAJan 31, 2023Feb 9, 2023
Frank Andrew Ingwersen1914 Advisors independent RIAThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 17, 2023Jan 20, 2023
Christopher Ridgley Johns1914 Advisors independent RIAThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 17, 2023Jan 20, 2023
Joel David Cox1914 Advisors independent RIAThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 17, 2023Jan 20, 2023
Robert Lester Fox1914 Advisors independent RIAThurston Springer Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 17, 2023Jan 20, 2023
Jeffrey Wolf Margolies1914 Advisors independent RIAOppenheimer & Co. Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 5, 2022Dec 5, 2022
Michael Ed Reynolds1914 Advisors independent RIAChapin Davis Asset Management independent RIARIA to RIADec 2, 2022Dec 8, 2022
Omar Ganoom1914 Advisors independent RIACaldwell Sutter Capital, Inc. independent RIARIA to RIAJul 6, 2022Jul 13, 2022
Ellen R Perlman1914 Advisors independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankJun 6, 2022Jun 7, 2022
Maryanne Kelly1914 Advisors independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankJun 6, 2022Jun 8, 2022
Edward Robert Murray1914 Advisors independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankMay 27, 2022Jun 2, 2022
Joseph Muscatello1914 Advisors independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankMay 26, 2022May 18, 2022
John Patrick Mcshane1914 Advisors independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankMay 26, 2022May 16, 2022
Steven Michael Wright1914 Advisors independent RIAMorgan Stanley wirehouseRIA to wirehouseJan 31, 2022Mar 15, 2022 (43 d)
Megan Stannard1914 Advisors independent RIAMorgan Stanley wirehouseRIA to wirehouseOct 12, 2021Oct 28, 2021
Robert Green1914 Advisors independent RIACapitol Securities Management, Inc. independent RIARIA to RIAAug 10, 2020Aug 11, 2020
Patrick D'Agostino1914 Advisors independent RIACapitol Securities Management, Inc. independent RIARIA to RIAJul 20, 2020Jun 23, 2020
Ryan Thomas Kelly1914 Advisors independent RIAThrive Capital Management, LLC independent RIARIA to RIAJan 31, 2019Oct 6, 2021 (979 d)
Martha Pustilnik Luchsinger1914 Advisors independent RIAMorgan Stanley wirehouseRIA to wirehouseMay 23, 2018Sep 10, 2019 (475 d)
Michael Anthony Galantino1914 Advisors independent RIAPhiladelphia Partners Capital Management, LLC no RAUMRIA to a newly registered adviserApr 23, 2018May 17, 2018
Carol Scicchitano1914 Advisors independent RIAPhiladelphia Partners Capital Management, LLC no RAUMRIA to a newly registered adviserApr 23, 2018Apr 19, 2018
Matteo Petrillo1914 Advisors otherRegal Investment Advisors LLC BD affiliatedOtherMar 9, 2018Apr 27, 2018 (49 d)
Louis Ralph Petrillo1914 Advisors otherRegal Investment Advisors LLC otherOtherJan 12, 2018Jan 17, 2018
Christopher Joseph Bak1914 Advisors otherEfficient Advisors independent RIAOtherOct 20, 2017Oct 30, 2017
Paul S Clemente1914 Advisors otherRaymond James & Associates, Inc. national BDOtherNov 14, 2014Nov 14, 2014
Susan Elizabeth Gress1914 Advisors otherCm Advisory, LLC unclassifiedOtherJun 13, 2014Nov 9, 2016 (880 d)
Kathleen Marie Baltra1914 Advisors otherCm Advisory, LLC unclassifiedOtherJun 13, 2014Nov 9, 2016 (880 d)
Jeffrey Robert Gordon1914 Advisors otherStifel, Nicolaus & Company, Incorporated national BDOtherMar 21, 2014Mar 24, 2014
Richard Rivere1914 Advisors otherJ.P. Morgan Securities LLC wirehouseOtherJul 9, 2013Aug 21, 2013 (43 d)
Timothy Nolan Donahue1914 Advisors otherHornor, Townsend & Kent, LLC otherOtherJan 18, 2013Feb 12, 2013
Louis Ralph Petrillo1914 Advisors otherJanney Montgomery Scott LLC otherOtherJul 5, 2012Dec 2, 2013 (515 d)
Terrence Victor Fant1914 Advisors otherRaymond James & Associates, Inc. national BDOtherMar 21, 2011Apr 2, 2014 (1108 d)
Kenneth Joseph Mcandress1914 Advisors otherStifel, Nicolaus & Company, Incorporated national BDOtherNov 30, 2010Nov 29, 2010
Lee Albert Calfo1914 Advisors otherValley Brook Capital Group otherOtherJan 11, 2010May 21, 2010 (130 d)
Andrew Karl Ferraro1914 Advisors otherEquitable Advisors, LLC national BDOtherMar 27, 2009Jan 29, 2020 (3960 d)
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60 moves match.