DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ferguson Wellman Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sheri Marie SandersGreat Northern Asset Management, LLC independent RIAFerguson Wellman Capital Management, Inc. independent RIARIA to RIAJan 9, 2026Mar 25, 2026 (75 d)
Tamara Anne OglesbyGreat Northern Asset Management, LLC independent RIAFerguson Wellman Capital Management, Inc. independent RIARIA to RIAJan 9, 2026Jan 23, 2026
Brett Patrick NorrisKeen Wealth Advisors independent RIAFerguson Wellman Capital Management, Inc. independent RIARIA to RIAMar 20, 2023Apr 5, 2023
Tyler P ConroyAldrich Wealth LP independent RIAFerguson Wellman Capital Management, Inc. independent RIARIA to RIAMar 16, 2023Apr 10, 2023
Nathan James PutnamAdvice And Planning Services BD affiliatedFerguson Wellman Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 21, 2021Nov 22, 2021 (32 d)
Christopher Paul BixbyMariner BD affiliatedFerguson Wellman Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 28, 2021Aug 2, 2021
Matthew Stewart SampsonBrighton Jones LLC independent RIAFerguson Wellman Capital Management, Inc. independent RIARIA to RIAMay 21, 2021Jun 23, 2021 (33 d)
Casia Leigh ChappellSapient Private Wealth Management, LLC independent RIAFerguson Wellman Capital Management, Inc. independent RIARIA to RIAJul 17, 2019Jan 24, 2023 (1287 d)
Tari L KinatederMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFerguson Wellman Capital Management, Inc. independent RIAWirehouse to independent RIAJul 5, 2017Jan 3, 2025 (2739 d)
Alex Mitchell HardingTru Independence Asset Management, LLC otherFerguson Wellman Capital Management, Inc. independent RIAOtherApr 24, 2017Apr 12, 2022 (1814 d)
Charissa Eilleen AndersonSteward Partners Investment Solutions, LLC otherFerguson Wellman Capital Management, Inc. independent RIAOtherFeb 17, 2017Jul 4, 2019 (867 d)
Samantha Lee PahlowWells Fargo Advisors wirehouseFerguson Wellman Capital Management, Inc. independent RIAWirehouse to independent RIAJun 21, 2016Jan 14, 2019 (937 d)
Peter Davis JonesUBS Financial Services Inc. wirehouseFerguson Wellman Capital Management, Inc. independent RIAWirehouse to independent RIADec 24, 2014Jul 4, 2019 (1653 d)
Joshua D FrankelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFerguson Wellman Capital Management, Inc. otherOtherJul 3, 2013Jul 16, 2013
Bradley Hunter HouleD.A. Davidson & Co. otherFerguson Wellman Capital Management, Inc. otherOtherFeb 5, 2013Mar 27, 2013 (50 d)
Mary Elizabeth LagoU.S. Bancorp Advisors, LLC otherFerguson Wellman Capital Management, Inc. independent RIAOtherAug 3, 2012Jan 1, 2025 (4534 d)
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16 moves match.