DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Franklin Templeton Private Portfolio Group, LLC
Latest filing Aug 28, 2026
First filing on the tape Dec 15, 2011 · 87 filings
SEC status approved since Jan 19, 2007
RAUM
$140B
reported, Item 5.F
Discretionary
63%
of RAUM
Private clients
56%
$79B individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$140B
derived; firm RAUM over IAPD count
Employees
15
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
87 filings and snapshots on the tape
RAUM$140B as of Aug 28, 2026
Jun 28, 2012$30B then
HNW client RAUM$3.1B as of Aug 28, 2026
Jun 27, 2018$6.3B then
State-registered IARs (5.B.3)1 as of Aug 28, 2026
Jun 28, 20120 then
Employees (5.A)15 as of Aug 28, 2026
Jun 27, 201312 then
Private funds: no history
RAUM +11% over the last fiscal year+14% a year over threeIARs 0 to 1
Practice profile
derived from the filing of Aug 28, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $140BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 175,905derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $778,322derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 63%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 15.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +13%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$76B54%
- Other investment advisers$52B37%
- Corporations and businesses$4.5B3.2%
- Charitable organizations$3.1B2.2%
- High-net-worth individuals$3.1B2.2%
- Pension and profit-sharing plans$696M0.5%
- State and municipal entities$336M0.2%
- Banks and thrifts$250M0.2%
- Insurance companies$3.3M0.0%
- Individual clients
- 174,985reported
- HNW clients
- 920reported
- Pension plan clients
- 1,030reported
- Charitable clients
- 606reported
- Accounts
- 179,726reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $132B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.56 fund_share=0.37 institutional_share=0.03 related_bd=true related_bank=true bd_reps=7.0 bank_owner=falsederived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jonathan Edwin Blake | New York, Ny | May 5, 2009 | 20 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- David Stuart Penn to Janney Montgomery Scott LLCMay 7, 2009 · Other
- Kirstin Sterling Mobyed to Citigroup Global Markets Inc.Apr 9, 2008 · Other
- Justin M Deprino to Citigroup Global Markets Inc.Apr 9, 2008 · Other
Joined, latest
- Jonathan Edwin Blake from Citigroup Global Markets Inc.May 5, 2009 · Other
- David Stuart Penn from Clearbridge Investments, LLCOct 3, 2008 · Other
- Kirstin Sterling Mobyed from Clearbridge Investments, LLCNov 26, 2007 · Other
- Justin M Deprino from Citigroup Global Markets Inc.Aug 21, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Brian Daniel Chasan · Chief Operating Officercontrolsince 01/2026 · owns less than 5%
- Brblic Jasna Dolgov · General Counselcontrolsince 01/2023 · owns less than 5%
- R Brian Murphy · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- James Terrence Murphy · Directorcontrolsince 03/2011 · owns less than 5%
- Selene Seok Oh · Directorcontrolsince 04/2025 · owns less than 5%
- Andrew Jed Plafker · Directorcontrolsince 09/2020 · owns less than 5%
- Lorraine Nicole Tarallo · Chief Operating Officercontrolsince 04/2013 · owns less than 5%
Entity owners
- Legg Mason, Inc. · Sole Memberdirect · owns 75% or more
- Franklin Resources, Inc. · Sole Shareholder Of Legg Mason, Inc.indirect · owns 75% or more of Legg Mason, Inc. · public reporting company
Related persons
Schedule D 7.A
- Clearbridge Investments (North America) Pty Limitedinvestment advisernRAUM $2.2B
- Clearbridge Investments, LLCinvestment adviserbankpooled vehicle sponsornRAUM $185B
- Franklin Advisers, Inc.investment adviserbanknRAUM $509B
- Franklin Distributors, LLCbroker-dealern
- Franklin Managed Options Strategies, LLCinvestment advisernRAUM $973M
- Franklin Mutual Advisers, LLCinvestment adviserbanknRAUM $43B
- Franklin Templeton Institutional, LLCinvestment adviserbanknRAUM $30B
- Franklin Templeton Investment Management Limitedinvestment adviserbanknRAUM $41B
- Franklin Templeton Investments Corp.broker-dealerinvestment adviserbanknRAUM $13B
- Martin Currie Incinvestment adviserbankpooled vehicle sponsornRAUM $7.3B
- O'Shaughnessy Asset Management, LLCinvestment advisernRAUM $20B
- Putnam Investment Management, LLCinvestment adviserbanknRAUM $117B
- Royce Investment Partnersinvestment advisernRAUM $12B
- Templeton Asset Management Ltd.broker-dealerinvestment adviserbanknRAUM $24B
- Templeton Global Advisors Limitedinvestment adviserbanknRAUM $26B
- Templeton Investment Counsel, LLCinvestment adviserbanknRAUM $4.6B
- Western Asset Management Companyinvestment adviserbankpooled vehicle sponsornRAUM $185B
Advisers that list Franklin Templeton Private Portfolio Group, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 28, 2026CHASAN, DANIEL, BRIAN (CHIEF OPERATING OFFICER) appeared on Schedule A between the filings of 2023-01-10 and 2026-08-28peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 28, 2026OH, SEOK, SELENE (DIRECTOR) appeared on Schedule A between the filings of 2023-01-10 and 2026-08-28peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 28, 2026TARALLO, NICOLE, LORRAINE (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2023-01-10 and 2026-08-28peers: independent wealth managers, $20B and over (84)
- control person changedChange between filings · filing Aug 28, 2026PLAFKER, JED, ANDREW (DIRECTOR) left Schedule A between the filings of 2023-01-10 and 2026-08-28peers: independent wealth managers, $20B and over (84)
What changed
consecutive filings, newest first
- Accounts · 159,896 to 179,726Aug 27, 2025 to Dec 5, 2025
- BD registered reps · 9 to 7Aug 27, 2025 to Dec 5, 2025
- Charity clients · 727 to 606Aug 27, 2025 to Dec 5, 2025
- Corporate clients · 2,075 to 2,027Aug 27, 2025 to Dec 5, 2025
- HNW clients · 531 to 920Aug 27, 2025 to Dec 5, 2025
- Individual clients · 155,449 to 174,985Aug 27, 2025 to Dec 5, 2025
- Pension plan clients · 989 to 1,030Aug 27, 2025 to Dec 5, 2025
- State-registered IARs · 0 to 1Aug 27, 2025 to Dec 5, 2025
- Discretionary RAUM · $82B to $87BAug 27, 2025 to Dec 5, 2025
- HNW RAUM · $2.3B to $3.1BAug 27, 2025 to Dec 5, 2025
- Individual RAUM · $70B to $76BAug 27, 2025 to Dec 5, 2025
- Non-discretionary RAUM · $44B to $52BAug 27, 2025 to Dec 5, 2025
- Pension RAUM · $1.0B to $696MAug 27, 2025 to Dec 5, 2025
- Pooled vehicle RAUM · unset to 0.0Aug 27, 2025 to Dec 5, 2025
- RAUM · $126B to $140BAug 27, 2025 to Dec 5, 2025
- Wrap assets (manager) · $119B to $132BAug 27, 2025 to Dec 5, 2025
- Financial planning clients · unset to Apr 22, 2025 to Jul 9, 2025
- Accounts · 146,767 to 159,896Nov 18, 2024 to Dec 6, 2024
- Charity clients · 870 to 727Nov 18, 2024 to Dec 6, 2024
- Corporate clients · 1,969 to 2,075Nov 18, 2024 to Dec 6, 2024
- HNW clients · 3,688 to 531Nov 18, 2024 to Dec 6, 2024
- Individual clients · 139,089 to 155,449Nov 18, 2024 to Dec 6, 2024
- Pension plan clients · 1,079 to 989Nov 18, 2024 to Dec 6, 2024
- Discretionary RAUM · $69B to $82BNov 18, 2024 to Dec 6, 2024
- HNW RAUM · $13B to $2.3BNov 18, 2024 to Dec 6, 2024
- Individual RAUM · $46B to $70BNov 18, 2024 to Dec 6, 2024
- Non-discretionary RAUM · $37B to $44BNov 18, 2024 to Dec 6, 2024
- Pension RAUM · $1.2B to $1.0BNov 18, 2024 to Dec 6, 2024
- RAUM · $105B to $126BNov 18, 2024 to Dec 6, 2024
- Wrap assets (manager) · $99B to $119BNov 18, 2024 to Dec 6, 2024
- Accounts · 141,326 to 146,767Jun 5, 2023 to Dec 1, 2023
- BD registered reps · 10 to 9Jun 5, 2023 to Dec 1, 2023
- Charity clients · 866 to 870Jun 5, 2023 to Dec 1, 2023
- Corporate clients · 1,999 to 1,969Jun 5, 2023 to Dec 1, 2023
- HNW clients · 3,063 to 3,688Jun 5, 2023 to Dec 1, 2023
- Individual clients · 134,178 to 139,089Jun 5, 2023 to Dec 1, 2023
- Pension plan clients · 1,120 to 1,079Jun 5, 2023 to Dec 1, 2023
- Employees · 16 to 15Jun 5, 2023 to Dec 1, 2023
- Discretionary RAUM · $61B to $69BJun 5, 2023 to Dec 1, 2023
- HNW RAUM · $11B to $13BJun 5, 2023 to Dec 1, 2023
Signals
8 dated events
- Karen Cynthia List (Chief Financial Officer) no longer on Schedule A of Franklin Templeton Private Portfolio Group, Llc (listed 2024-02-01, absent 2024-04-08)Apr 8, 2024 · Control person left · inference
- R Brian Murphy (Chief Compliance Officer) appeared on Schedule A of Franklin Templeton Private Portfolio Group, LlcJan 10, 2023 · Control person joined · fact
- Brblic Jasna Dolgov (General Counsel) appeared on Schedule A of Franklin Templeton Private Portfolio Group, LlcJan 10, 2023 · Control person joined · fact
- Brooke Barbara Manning (Chief Compliance Officer) no longer on Schedule A of Franklin Templeton Private Portfolio Group, Llc (listed 2022-12-01, absent 2023-01-10)Jan 10, 2023 · Control person left · inference
- Allen Jeffrey Nattans (Director) no longer on Schedule A of Franklin Templeton Private Portfolio Group, Llc (listed 2021-06-25, absent 2021-08-27)Aug 27, 2021 · Control person left · inference
- Franklin Templeton Private Portfolio Group, Llc reported RAUM $110.3B, up 40% from $78.6B (2021-05-27 to 2021-06-25)Jun 25, 2021 · RAUM change · derived
- Hamilton Peter Nachtwey (Director) no longer on Schedule A of Franklin Templeton Private Portfolio Group, Llc (listed 2020-09-14, absent 2020-10-08)Oct 8, 2020 · Control person left · inference
- Andrew Jed Plafker (Director) appeared on Schedule A of Franklin Templeton Private Portfolio Group, LlcOct 8, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-805-2000reportedpublic record, Form ADV, Aug 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $140Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026