DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bear Stearns Asset Management Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Michael Adam Rosen	Bear Stearns Asset Management Inc. other	Morgan Stanley wirehouse	Other	Jan 9, 2009	Apr 2, 2014 (1909 d)
Michael T Cleary	Bear Stearns Asset Management Inc. other	Cetera Advisors LLC other	Other	Dec 31, 2008	Jan 29, 2015 (2220 d)
Lawrence Michael Fields	Bear Stearns Asset Management Inc. other	Tocqueville Asset Management LP independent RIA	Other	Nov 3, 2008	Aug 18, 2021 (4671 d)
Heather Jacobs Perlmutter	Bear Stearns Asset Management Inc. other	Tocqueville Asset Management LP independent RIA	Other	Nov 3, 2008	May 23, 2021 (4584 d)
Benjamin Kane Lathrop	Bear Stearns Asset Management Inc. other	Citigroup Global Markets Inc. other	Other	Oct 16, 2008	Sep 28, 2010 (712 d)
James Patrick Dowd	Bear Stearns Asset Management Inc. other	North Capital other	Other	Oct 2, 2008	Mar 6, 2009 (155 d)
Christopher Edward Miller	Bear Stearns Asset Management Inc. other	Edward Jones national BD	Other	Jul 8, 2008	Feb 7, 2022 (4962 d)
Justin Matthew Launer	Bear Stearns Asset Management Inc. other	J.P. Morgan Private Wealth Advisors LLC other	Other	Jul 8, 2008	Aug 17, 2011 (1135 d)
Elizabeth Sara Mccoy	Bear Stearns Asset Management Inc. other	Credit Suisse Securities (USA) LLC other	Other	Jun 5, 2008	Oct 6, 2008 (123 d)
Marshall Ian Gordon	Bear Stearns Asset Management Inc. other	Clearbridge Investments, LLC mixed wealth	Other	May 5, 2008	Apr 15, 2021 (4728 d)
Christopher Edward Henderson	Bear Stearns Asset Management Inc. other	Palisade Capital Management, LP mixed wealth	Other	Apr 16, 2008	Apr 9, 2024 (5837 d)
Lenny Castagna	Bear Stearns Asset Management Inc. other	O'Shaughnessy Asset Management, LLC other	Other	Apr 9, 2008	Jan 25, 2008
Lynne Arlene Crockett	Bear Stearns Asset Management Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Apr 2, 2008	Apr 8, 2022 (5119 d)
Christopher Stratton Loveless	Bear Stearns Asset Management Inc. other	O'Shaughnessy Asset Management, LLC other	Other	Jan 2, 2008	Nov 23, 2007
Ari Mark Rosenbaum	Bear Stearns Asset Management Inc. other	O'Shaughnessy Asset Management, LLC other	Other	Jul 11, 2007	Nov 21, 2007 (133 d)
Christopher Jacob Smith	Bear Stearns Asset Management Inc. other	Credit Suisse Securities (USA) LLC other	Other	Feb 15, 2007	Jul 15, 2011 (1611 d)
Luke Donenfeld	Bear Stearns Asset Management Inc. other	Advisors Asset Management, Inc. other	Other	Aug 15, 2005	Apr 3, 2007 (596 d)
Michael Ted Meltzer	Bear Stearns Asset Management Inc. other	Tocqueville Asset Management LP independent RIA	Other	Nov 1, 2004	May 31, 2021 (6055 d)
John Joseph Scuteri	Bear Stearns Asset Management Inc. other	Veritable LP other	Other	Sep 16, 2002	Apr 20, 2005 (947 d)

Page 1 of 1

19 moves match.