DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Laidlaw Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John CiminoWells Fargo Advisors wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIAMar 7, 2022Apr 4, 2022
Marco Antonio Oliveira MuricyWells Fargo Advisors wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIASep 13, 2021Oct 15, 2021 (32 d)
Theologos Stavros BasisVanderbilt Advisory Services BD affiliatedLaidlaw Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2021Nov 15, 2021 (90 d)
John Walter CrossWells Fargo Advisors wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIAMay 12, 2021May 21, 2021
Kai KangMorgan Stanley wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIAMar 31, 2021Mar 12, 2021
Andrew Joseph KroneCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Oct 23, 2020
Craig Daniel PriceCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Mar 11, 2021 (70 d)
Nancy ZehrCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Dec 15, 2020
Mackenzie C RickmanCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Oct 22, 2020
Sean D McveyCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Jan 29, 2021
Jenee C PetersCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Dec 7, 2020
Nelson PereiraCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Feb 9, 2021 (40 d)
Laurence Elliott HulbertCapitalrock Financial, LLC independent RIALaidlaw Wealth Management LLC independent RIARIA to RIADec 31, 2020Nov 23, 2020
Michael J IacampoWells Fargo Advisors wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIADec 2, 2020Apr 19, 2021 (138 d)
Henrique David LucenaMorgan Stanley wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIAJul 30, 2020Aug 11, 2020
Joseph William DavisHsbc Securities (USA) Inc. BD affiliatedLaidlaw Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 15, 2020Jun 30, 2020 (46 d)
Sachin KumarMorgan Stanley wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIAAug 28, 2019Oct 13, 2019 (46 d)
Brian J SolomonMorgan Stanley wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIAJun 7, 2019Jun 6, 2019
Mark William CassidyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIAMay 6, 2019May 3, 2019
Richard J CalhounWells Fargo Advisors wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIAMay 3, 2019Sep 9, 2019 (129 d)
Patrick F CeccacciMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIAFeb 19, 2019Feb 20, 2019
John McdermottMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLaidlaw Wealth Management LLC independent RIAWirehouse to independent RIANov 5, 2018Nov 14, 2018
Kenneth MathiesonSteward Partners Investment Advisory, LLC otherLaidlaw Wealth Management LLC independent RIAOtherFeb 16, 2017Jan 11, 2018 (329 d)
Thomas Edwards GrimmFmsi Advisers otherLaidlaw Wealth Management LLC independent RIAOtherSep 24, 2013Oct 1, 2013
Brian RobertsonAegis Capital Corp. otherLaidlaw Wealth Management LLC independent RIAOtherNov 16, 2010Jan 3, 2011 (48 d)
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25 moves match.