DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pine Valley Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Michael Burke | Aegis Wealth Management, Inc. independent RIA | Pine Valley Investments independent RIA | RIA to RIA | Aug 26, 2026 | Aug 26, 2026 |
| Corey John Fisher | Morgan Stanley wirehouse | Pine Valley Investments independent RIA | Wirehouse to independent RIA | May 27, 2025 | May 12, 2025 |
| Sean Patrick Murphy | Truist Advisory Services, Inc. BD affiliated | Pine Valley Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2025 | May 1, 2025 (52 d) |
| Jason Landry Braatz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pine Valley Investments independent RIA | Wirehouse to independent RIA | Jul 5, 2023 | Aug 22, 2023 (48 d) |
| Scott Walden | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pine Valley Investments independent RIA | Wirehouse to independent RIA | Jul 5, 2023 | Oct 10, 2023 (97 d) |
| James William Varley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pine Valley Investments independent RIA | Wirehouse to independent RIA | Jul 5, 2023 | Oct 4, 2023 (91 d) |
| James Todd Vogt | Tower Bridge Advisors independent RIA | Pine Valley Investments independent RIA | RIA to RIA | May 19, 2023 | Jul 12, 2023 (54 d) |
| Noah James Modica | Securian Financial Services, Inc. independent RIA | Pine Valley Investments independent RIA | RIA to RIA | Apr 19, 2023 | May 11, 2023 |
| Isaac Douglas Jones | Odyssey Capital Advisors Inc. independent RIA | Pine Valley Investments independent RIA | RIA to RIA | Oct 21, 2022 | Dec 21, 2022 (61 d) |
| Darek Koleda | Avantax Advisory Services BD affiliated | Pine Valley Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2022 | Nov 10, 2022 (48 d) |
| Gregory Matthew Pizzano | Valley Wealth Managers, Inc. independent RIA | Pine Valley Investments independent RIA | RIA to RIA | Sep 20, 2022 | Dec 19, 2023 (455 d) |
| Mark Daniel Magarian | Wells Fargo Advisors wirehouse | Pine Valley Investments independent RIA | Wirehouse to independent RIA | Sep 14, 2022 | Apr 26, 2023 (224 d) |
| Nicholas Lampone | Dalzell Trading, LLC unclassified | Pine Valley Investments independent RIA | Other | Jun 3, 2021 | Feb 24, 2022 (266 d) |
| Thomas Mcelgunn | Pruco Securities, LLC BD affiliated | Pine Valley Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2021 | Jan 31, 2022 (270 d) |
| Scott Allen Lermack | Advice And Planning Services BD affiliated | Pine Valley Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2020 | Jan 31, 2022 (444 d) |
| Michael Lewis Wojcik | Vanguard Advisers, Inc. BD affiliated | Pine Valley Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2020 | Nov 8, 2021 (517 d) |
| Anthony A Vasile | Girard Advisory Services, LLC independent RIA | Pine Valley Investments independent RIA | RIA to RIA | Jun 1, 2020 | Jun 8, 2021 (372 d) |
| Francis Frederico | Pine Valley Private Wealth state registered | Pine Valley Investments independent RIA | Other | Jan 3, 2019 | Mar 5, 2019 (61 d) |
| Jonathan David Markoe | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pine Valley Investments independent RIA | Wirehouse to independent RIA | Oct 9, 2018 | Oct 10, 2018 |
| Joshua Feldschneider | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pine Valley Investments independent RIA | Wirehouse to independent RIA | Oct 9, 2018 | Jan 29, 2020 (477 d) |
| Christopher Mark Bryan | Esi Financial Advisors BD affiliated | Pine Valley Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2018 | Jun 29, 2018 (56 d) |
| Robert Allen Moore | Morgan Stanley wirehouse | Pine Valley Investments other | Other | Apr 11, 2016 | Apr 7, 2016 |
| Michael Ryan Modica | Foresters Equity Services, Inc. other | Pine Valley Investments other | Other | Jul 10, 2015 | Aug 5, 2015 |
| Kathleen Quinlan Fay | Univest Investments, Inc. other | Pine Valley Investments independent RIA | Other | Mar 27, 2015 | Jun 8, 2021 (2265 d) |
| Thomas J Crossett | Univest Investments, Inc. other | Pine Valley Investments independent RIA | Other | Mar 27, 2015 | Feb 12, 2021 (2149 d) |
| Harry Edward Morad | Philadelphia Investment Partners, LLC other | Pine Valley Investments independent RIA | Other | Mar 13, 2015 | Oct 17, 2018 (1314 d) |
| Joseph Brian Duncan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pine Valley Investments other | Other | Oct 13, 2009 | Mar 7, 2017 (2702 d) |
Page 1 of 1
27 moves match.