DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wells Fargo Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas James Faley | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 11, 2026 | Aug 28, 2026 |
| Jennifer Eileen Gonzales | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 11, 2026 | Aug 28, 2026 |
| Jason E. Saikaley | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2026 | Aug 28, 2026 |
| Jason Alexander Eckerman | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 11, 2026 | Aug 28, 2026 |
| Patrick Charles Sweeney | Wells Fargo Advisors wirehouse | Prospera Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Aug 28, 2026 |
| Ali Rose Boop-Nilsen | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 10, 2026 | Aug 28, 2026 |
| Justin M Oubre | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Sep 10, 2026 | Sep 10, 2026 |
| David A Singh Bains | Wells Fargo Advisors wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Sep 10, 2026 | Aug 28, 2026 |
| Jenna Rachel Fiore | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Aug 21, 2026 |
| Tanja Krakovic | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 10, 2026 | Sep 11, 2026 |
| Sean Charles Price | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 10, 2026 | Aug 28, 2026 |
| Carlos Alberto Cabrera | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Sep 10, 2026 | Sep 3, 2026 |
| Jonathan Noriega | Wells Fargo Advisors wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Aug 31, 2026 |
| Kevin James Mcknight | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Sep 1, 2026 |
| Joana Montero-Flores | Wells Fargo Advisors wirehouse | Fifth Third Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 10, 2026 | Sep 15, 2026 |
| Sheila Adair Jacobs | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Sep 8, 2026 | Sep 3, 2026 |
| Amanda Ellen Fitz | Wells Fargo Advisors wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2026 | Aug 17, 2026 |
| Ronald Andrew Murad | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Sep 2, 2026 | Aug 20, 2026 |
| Renee Penland Sorrell | Wells Fargo Advisors wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Sep 2, 2026 | Sep 1, 2026 |
| Travis May | Wells Fargo Advisors wirehouse | Key Investment Services LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2026 | Sep 10, 2026 |
| Kimberly Ann Watkinson | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2026 | Aug 20, 2026 |
| Patrick John Difuntorum | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Sep 1, 2026 | Sep 8, 2026 |
| Michael Lapenna | Wells Fargo Advisors wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 27, 2026 | Aug 13, 2026 |
| Jeffrey Paul Nizzardo | Wells Fargo Advisors wirehouse | Advisors Asset Management, Inc. mixed wealth | Wirehouse to independent RIA | Aug 26, 2026 | Sep 16, 2026 |
| Natalie Anne Gross | Wells Fargo Advisors wirehouse | Capitol Securities Management, Inc. independent RIA | Wirehouse to independent RIA | Aug 26, 2026 | Sep 2, 2026 |
| Nina Babayan | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 26, 2026 | Sep 4, 2026 |
| Dylan Jackson Coe | Wells Fargo Advisors wirehouse | Advice And Planning Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 26, 2026 | Sep 9, 2026 |
| David Robert Golson | Wells Fargo Advisors wirehouse | Stifel, Nicolaus & Company, Incorporated national BD | Wirehouse to affiliated broker-dealer or bank | Aug 25, 2026 | Aug 24, 2026 |
| Arlen John Ledet | Wells Fargo Advisors wirehouse | Newedge Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 20, 2026 |
| Daniel Philip Madura | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 17, 2026 |
| Ethan A Madura | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 17, 2026 |
| Jennifer Michelle Dauphin-Gregg | Wells Fargo Advisors wirehouse | First Citizens Investor Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2026 | Aug 27, 2026 |
| Jordan Krawec | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2026 | Aug 4, 2026 |
| Aengus Dubendorf | Wells Fargo Advisors wirehouse | Schwab Wealth Advisory, Inc. no RAUM | Other | Aug 19, 2026 | Aug 26, 2026 |
| Robert Neal Doebler | Wells Fargo Advisors wirehouse | Truist Advisory Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 19, 2026 | Aug 19, 2026 |
| James Luke Copley | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2026 | Sep 9, 2026 |
| Gladys Lizanka Lopez | Wells Fargo Advisors wirehouse | Snowden Capital Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2026 | Aug 20, 2026 |
| Aaron Julian Lucash | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2026 | Aug 12, 2026 |
| Teodore John Krawec | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Aug 4, 2026 |
| James Dylan Paradise | Wells Fargo Advisors wirehouse | Janney Montgomery Scott LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Aug 3, 2026 |
| Ayeesha Salinas | Wells Fargo Advisors wirehouse | Pnc Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2026 | Aug 25, 2026 |
| Thomas David Russo | Wells Fargo Advisors wirehouse | Focus Partners Wealth, LLC independent RIA | Wirehouse to independent RIA | Aug 17, 2026 | Sep 1, 2026 |
| Sara Jadin Kennedy | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 12, 2026 | Aug 12, 2026 |
| Robert Anthony Coffin | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 11, 2026 | Jul 30, 2026 |
| Marvin Wade Sims | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 11, 2026 | Jul 30, 2026 |
| James Patrick Curtin | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Jul 31, 2026 |
| Natalie Marie Sutcliffe | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Aug 4, 2026 |
| Roy Alan Lamar | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 11, 2026 | Jul 30, 2026 |
| Gerald Hannah | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 11, 2026 | Jul 30, 2026 |
| Jane Ann Collins | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 11, 2026 | Jul 30, 2026 |
| Diane Mentken | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Aug 28, 2026 |
| Diana C Rushton | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Aug 25, 2026 |
| Sergey Tigranovich Poghosyan | Wells Fargo Advisors wirehouse | U.S. Bancorp Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Aug 14, 2026 |
| Caesar Serrano | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Aug 11, 2026 | Aug 26, 2026 |
| David Wilson Drullard | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Jul 30, 2026 |
| Brian Anthony Townley | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 10, 2026 | Jul 31, 2026 |
| Bobbi Young | Wells Fargo Advisors wirehouse | Wealth Enhancement Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2026 | Aug 3, 2026 |
| Christopher John Lewis | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Aug 7, 2026 | Jul 23, 2026 |
| Courtney Katie Robert | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2026 | Sep 4, 2026 |
| Daniel Pham | Wells Fargo Advisors wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Aug 7, 2026 | Aug 12, 2026 |
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18,540 moves match.