DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wells Fargo Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Michael Berzon | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 11, 2026 | Sep 11, 2026 |
| Dabney Baum | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2026 | Sep 9, 2026 |
| Richard Allan Baum | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2026 | Sep 11, 2026 |
| Stacey Zeluff-Bisher | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2026 | Sep 8, 2026 |
| Kaitlin Mcmullan | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 10, 2026 | Sep 8, 2026 |
| James M. Eustice | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 9, 2026 | Sep 8, 2026 |
| Andrew Mcconnell | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 9, 2026 | Sep 8, 2026 |
| Ronald Lawrence Woods | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 8, 2026 | Sep 4, 2026 |
| Albert Yousoufian | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 5, 2026 | Aug 25, 2026 |
| Darron Lamont Carpenter | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 3, 2026 | Sep 2, 2026 |
| Christian Edward Tully | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 3, 2026 | Sep 2, 2026 |
| Steven Richard Cottillion | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 3, 2026 | Sep 2, 2026 |
| Ted Hamstra | William Blair & Company L.L.C. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2026 | Aug 19, 2026 |
| Regina Mckelvey Spehl | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2026 | Sep 11, 2026 |
| Jeffrey Chad Muri | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2026 | Aug 11, 2026 |
| Ryan Bomberry | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 2, 2026 | Sep 1, 2026 |
| James Cruise | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 2, 2026 | Sep 1, 2026 |
| Kendal Walls | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 1, 2026 | Sep 2, 2026 |
| Jac B Stulberg | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 31, 2026 | Aug 24, 2026 |
| Elisa Selene Gomez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 31, 2026 | Sep 15, 2026 |
| Ruben G Torres | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 28, 2026 | Aug 27, 2026 |
| Ryan A Salinas | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 28, 2026 | Aug 27, 2026 |
| Ladan Boloorian | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 27, 2026 | Aug 25, 2026 |
| Boman Wayne Richardson | Credit Union Investment Services state registered | Wells Fargo Advisors wirehouse | Other | Aug 26, 2026 | Sep 8, 2026 |
| Dakota Storm Padilla | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 26, 2026 | Aug 25, 2026 |
| Kyle Ashcraft | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2026 | Aug 25, 2026 |
| Vidal Velez | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2026 | Aug 24, 2026 |
| Jason T Degolyer | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 24, 2026 | Aug 24, 2026 |
| Frank Joseph Gaetano | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 24, 2026 | Aug 20, 2026 |
| Gabriel Lukas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 24, 2026 | Aug 21, 2026 |
| Christy Berglund | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 21, 2026 | Aug 19, 2026 |
| Christy Sue Hennessey | Fra Wealth Management LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Aug 19, 2026 | Sep 16, 2026 |
| Brian A Trechok | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2026 | Aug 10, 2026 |
| Nicholas Noel Manna | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 17, 2026 | Sep 16, 2026 |
| Jessica Lyn Duncan | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 16, 2026 | Sep 3, 2026 |
| Tim John Beithon | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2026 | Aug 13, 2026 |
| Sukhpreet Singh Sangha | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 13, 2026 | Aug 17, 2026 |
| Jack J Wang | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Aug 18, 2026 |
| Johnathan Luke Peterson | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Aug 12, 2026 |
| Russell Wert | Edward Jones national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Aug 6, 2026 |
| Christopher Dickens | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2026 | Aug 13, 2026 |
| Miguel G Carvallo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 10, 2026 | Aug 10, 2026 |
| Esteban Amaya | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 7, 2026 | Aug 6, 2026 |
| Kelly Davies Chimera | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 6, 2026 | Aug 6, 2026 |
| Felix Adrian Erbring | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 6, 2026 | Aug 5, 2026 |
| Traci Kay Cerda | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2026 | Aug 31, 2026 |
| Gregory Blake Richards | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2026 | Jul 23, 2026 |
| Asgher Ali | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 5, 2026 | Jul 6, 2026 |
| Sidney Chase Jones | LPL Financial LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 5, 2026 | Aug 5, 2026 |
| Zacharia Badawi | Strategic Advisers LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2026 | Aug 28, 2026 |
| Jorge M Delgado | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 4, 2026 | Aug 3, 2026 |
| Hang Nguyen | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 4, 2026 | Sep 9, 2026 (36 d) |
| Levi Solmose | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Aug 3, 2026 | Aug 12, 2026 |
| Robert F Killinger | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 31, 2026 | Jul 30, 2026 |
| Nathan James Matthews | UBS Financial Services Inc. wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 30, 2026 | Jul 22, 2026 |
| Pamala Price | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 29, 2026 | Jul 2, 2026 |
| Eddie Ramirez | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2026 | Jul 29, 2026 |
| Ozlem Zor | Morgan Stanley wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 28, 2026 | Aug 27, 2026 |
| Wilson Fung | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 28, 2026 | Jul 29, 2026 |
| Bryan James Stanley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Jul 28, 2026 | Jul 27, 2026 |
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13,746 moves match.