DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stifel Independent Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Patrick Rongey | Stifel Independent Advisors, LLC BD affiliated | Smith Moore & Co. BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Sep 1, 2026 |
| Shane Alou Lyday | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Sep 24, 2024 |
| Zachary Ross Thurston | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 24, 2026 | Aug 24, 2026 |
| Jerry D Pyles | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 27, 2026 |
| Michael Carl Wiseman | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 27, 2026 |
| Trina Marie Whitten | Stifel Independent Advisors, LLC BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 7, 2026 |
| Laura Ann Nelson | Stifel Independent Advisors, LLC BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 6, 2026 |
| Silas John Newkirk | Stifel Independent Advisors, LLC BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 6, 2026 |
| Noah Thomas May | Stifel Independent Advisors, LLC BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2026 | Jul 6, 2026 |
| Eli Todd Rebich | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 8, 2026 |
| Gregory Charles Keil | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 8, 2026 |
| Shelby Erin Terrill | Stifel Independent Advisors, LLC BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 8, 2026 |
| Brian Gregory Long | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 8, 2026 |
| Allison Paige Rebich | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 8, 2026 |
| Zane Lawrence Wright | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2026 | Jun 8, 2026 |
| Patrick John Wittekind | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | May 29, 2026 |
| Mark Alan Bloomer | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2026 | May 20, 2026 |
| Mitchell Elliott Kauffman | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| James Belfield Thornton | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 15, 2026 |
| Lee Scott Wolfe | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| Kenneth Alfonso Sanchez | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| Raffi Nicholas Tutuyan | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| Rakesh Surendra Patel | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| Perris Clayton Kaufman | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 12, 2026 |
| Katrina Anatolyevna Sable | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2026 | May 11, 2026 |
| Phillip Joseph Lux | Stifel Independent Advisors, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 20, 2026 | May 18, 2026 |
| James Keith Tate | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 4, 2026 |
| Kelley B Tate | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 4, 2026 |
| Shelley Susan Strobel-Erhardt | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 5, 2026 |
| Kanoi Lam | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 18, 2026 |
| John Paul Woeste | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 4, 2026 |
| Eric Michael Westall | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 1, 2026 |
| James Keith Tate | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 4, 2026 |
| Dennis Edward Brun | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2026 | May 4, 2026 |
| Adam William Paffenroth | Stifel Independent Advisors, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | May 4, 2026 |
| Frank Knox Fuller | Stifel Independent Advisors, LLC BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 20, 2026 |
| Mary B Steele | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 27, 2026 |
| Raleigh R White | Stifel Independent Advisors, LLC BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 17, 2026 |
| Raymond Carl Schaper | Stifel Independent Advisors, LLC BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 24, 2026 |
| John Neville Boyle | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 28, 2026 |
| Cynthia Maresca Boyle | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 27, 2026 |
| Eric Paxton Niedermeyer | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 4, 2026 |
| Emily Jane Lapp | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 4, 2026 |
| Richard Charles Romano | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 23, 2026 |
| Brian Thomas Collard | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 23, 2026 |
| Amanda Lynne Arcilesi Simmons | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 23, 2026 |
| Kelsey Lee Haycock | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | Apr 23, 2026 |
| Shane Allan Wiehl | Stifel Independent Advisors, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 15, 2026 |
| James Lee Johnson | Stifel Independent Advisors, LLC BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Mar 31, 2026 |
| Albert Francis Bender | Stifel Independent Advisors, LLC BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Mar 31, 2026 |
| Avri Rae Bitz | Stifel Independent Advisors, LLC BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Mar 31, 2026 |
| Timothy S Boostrom | Stifel Independent Advisors, LLC BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Mar 24, 2026 |
| John Jason Bish | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2026 | Mar 11, 2026 |
| Jason Michael Peters | Stifel Independent Advisors, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 25, 2026 | Mar 11, 2026 |
| Steven Lane Dobler | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Mar 17, 2026 |
| Savannah Miller | Stifel Independent Advisors, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 17, 2026 | Apr 17, 2026 (31 d) |
| Richard James Graff | Stifel Independent Advisors, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Feb 13, 2026 |
| Erin Andrea Ellis | Stifel Independent Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 4, 2026 |
| Jeffrey Joseph Oprondek | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 26, 2026 |
| Richard Joseph Boehm | Stifel Independent Advisors, LLC BD affiliated | Benjamin F. Edwards & Company, Incorporated BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 17, 2026 |
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147 moves match.