DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stifel Independent Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Perri | LPL Enterprise, LLC BD affiliated | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 21, 2025 |
| Marilyn S Hoosen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 11, 2025 | Jun 10, 2025 |
| Shane Alou Lyday | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 28, 2024 | Sep 24, 2024 |
| Thomas Witt Baker | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 25, 2024 |
| Trina Marie Whitten | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 12, 2024 | Feb 6, 2024 |
| Richard Reith | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 12, 2024 | Feb 6, 2024 |
| Laura Ann Nelson | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 12, 2024 | Feb 6, 2024 |
| Silas John Newkirk | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 12, 2024 | Feb 6, 2024 |
| Mark John Stofan | LPL Financial LLC BD affiliated | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 17, 2024 |
| Ronald John Lambert | LPL Financial LLC BD affiliated | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 17, 2024 |
| Carroll Jean Klotz | LPL Financial LLC BD affiliated | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 17, 2024 |
| Jessica Renee Martin | LPL Financial LLC BD affiliated | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 17, 2024 |
| Adam William Paffenroth | Morgan Stanley wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 13, 2023 | Dec 4, 2023 |
| Richard Charles Romano | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 5, 2023 | Jun 20, 2023 |
| Brian Thomas Collard | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 5, 2023 | Jun 20, 2023 |
| Amanda Lynne Arcilesi Simmons | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 5, 2023 | Jun 20, 2023 |
| John Joseph Lupi | Ameriprise Financial Services, LLC national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 13, 2023 |
| Jarriet Burnell Bluitt | Rfg Advisory, LLC independent RIA | Stifel Independent Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 15, 2023 | Jun 12, 2023 |
| Jamie Elaine Tomlin | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 24, 2023 | May 9, 2023 |
| Zakary Allen Tomlin | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 24, 2023 | May 9, 2023 |
| Matthew Thompson Schroeder | Edward Jones national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | Mar 21, 2023 |
| John F Macielag | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 14, 2022 | Nov 21, 2022 |
| David Hsieh | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 30, 2022 | Nov 21, 2022 |
| Katy Macielag Lightburn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 22, 2022 | Nov 21, 2022 |
| Eric Paxton Niedermeyer | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 14, 2022 | Nov 15, 2022 |
| Emily Jane Lapp | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 14, 2022 | Nov 8, 2022 |
| Ted Emerson Oliver | Morgan Stanley wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2022 | Oct 31, 2022 |
| Joseph David Oliver | Morgan Stanley wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2022 | Oct 31, 2022 |
| Avri Rae Bitz | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Nov 1, 2022 |
| Meredith Oliver Graeber | Morgan Stanley wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 26, 2022 | Nov 4, 2022 |
| John Clark Beynon | RBC Capital Markets, LLC national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 10, 2022 |
| Barbara J Walters | RBC Capital Markets, LLC national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 10, 2022 |
| Matthew Edward Lesko | RBC Capital Markets, LLC national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2022 | Oct 10, 2022 |
| Jerry D Pyles | Edward Jones national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Sep 6, 2022 |
| Michael Carl Wiseman | Edward Jones national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Sep 6, 2022 |
| Steven Sabol | Cantella & Co., Inc. BD affiliated | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Oct 6, 2022 |
| Perris Clayton Kaufman | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 19, 2022 | Aug 2, 2022 |
| James Keith Tate | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2022 | Jun 1, 2022 |
| Kelley B Tate | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2022 | Jun 1, 2022 |
| James Keith Tate | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 2, 2022 | Jun 1, 2022 |
| Eli Todd Rebich | Ameriprise Financial Services, LLC national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2022 | Apr 25, 2022 |
| Gregory Charles Keil | Ameriprise Financial Services, LLC national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2022 | Apr 25, 2022 |
| Brian Gregory Long | Ameriprise Financial Services, LLC national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2022 | Apr 25, 2022 |
| Lee Scott Wolfe | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 25, 2022 | Apr 19, 2022 |
| Mitchell Elliott Kauffman | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2022 | Apr 19, 2022 |
| Kenneth Alfonso Sanchez | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2022 | Apr 19, 2022 |
| Raffi Nicholas Tutuyan | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2022 | Apr 20, 2022 |
| Rakesh Surendra Patel | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2022 | Apr 19, 2022 |
| Katrina Anatolyevna Sable | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 20, 2022 | Apr 19, 2022 |
| Kanoi Lam | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 19, 2022 | Apr 19, 2022 |
| Theodore Everett Desautels | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 11, 2022 | Apr 14, 2022 |
| Cedric Bertrell Edwards | Edward Jones national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2022 | Mar 29, 2022 |
| Matthew P. Hill | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 28, 2022 | May 19, 2022 (52 d) |
| Aaron Daniel Lucero | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2022 | Jan 25, 2022 |
| Kurt Heyduck | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 14, 2022 | Jan 25, 2022 |
| Eric Estelle | Benjamin F. Edwards & Company, Incorporated BD affiliated | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2021 | Jun 3, 2022 (159 d) |
| Steve Schneider | Stifel, Nicolaus & Company, Incorporated national BD | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2021 | Feb 11, 2021 |
| Dale Louie Herndon | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2021 | Nov 15, 2021 |
| Mary B Steele | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 10, 2021 | Nov 8, 2021 |
| John Neville Boyle | Wells Fargo Advisors wirehouse | Stifel Independent Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 10, 2021 | Nov 8, 2021 |
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123 moves match.