DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,809 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Mcilrath & Eck, LLC CRD 145252 | Arlington, WA | independent RIA | $1.4B | 100% | 6 | $227M | 2 | 0 |
| Bbva Global Wealth Advisors, Inc. CRD 327326 | Miami, FL | independent RIA | $1.4B | 69% | 51 | $26.8M | 2 | 0 |
| Penn Davis Mcfarland Inc CRD 110417 | Dallas, TX | independent RIA | $1.4B | 96% | 6 | $227M | 1 | 0 |
| K••• C•••••• P••••••• CRD 312875 | San Jose, CA | independent RIA | $1.4B | 86% | 12 | $114M | 4 | 8 |
| O•• D•• I• J••• L•• CRD 284335 | Burlington, VT | independent RIA | $1.4B | 97% | 13 | $105M | 9 | 0 |
| W••••••••• F•••••••• A••••••• C••• CRD 110283 | Beavercreek, OH | independent RIA | $1.4B | 90% | 40 | $34.0M | 20 | 0 |
| 1•• W••••• A•••••••• L•• CRD 284921 | Federal Way, WA | independent RIA | $1.4B | 94% | 6 | $227M | 0 | 0 |
| P••••••••• B•••••••• S•••••••• I••• CRD 37031 | Green Bay, WI | independent RIA | $1.4B | 99% | 176 | $7.7M | 133 | 0 |
| C••••••••• C••••••• I••• CRD 105396 | Palo Alto, CA | independent RIA | $1.4B | 64% | 3 | $453M | 0 | 0 |
| S•••• W••••• A••••••• G•••• L•• CRD 289764 | West Seneca, NY | independent RIA | $1.4B | 100% | 11 | $123M | 1 | 0 |
| M•••••• C•••••• A•••••••• L•• CRD 125389 | Grand Rapids, MI | mixed wealth | $1.4B | 26% | 8 | $170M | 0 | 0 |
| S••••••• F••••••••• L••• C•• CRD 171816 | Houston, TX | independent RIA | $1.4B | 97% | 46 | $29.5M | 7 | 0 |
| G•••••• G•••••• • S••••• L•• CRD 153410 | Scottsdale, AZ | independent RIA | $1.4B | 97% | 8 | $169M | 10 | 0 |
| T•••• I••••••••• M••••••••• I••• CRD 108818 | Scottsdale, AZ | independent RIA | $1.4B | 100% | 8 | $169M | 1 | 0 |
| B••••• W••••• P•••••••• L•• CRD 325308 | Louisville, KY | independent RIA | $1.4B | 94% | 5 | $270M | 0 | 0 |
| C•••••• I••••••••• C••••••• L•• CRD 328472 | Denver, CO | independent RIA | $1.4B | 93% | 5 | $270M | 2 | 0 |
| F•••• A••••• F••••• O••••• CRD 122448 | Naples, FL | independent RIA | $1.4B | 99% | 4 | $338M | 0 | 0 |
| I••••••• A•••••••• L•• CRD 332883 | Naples, FL | independent RIA | $1.4B | 95% | 9 | $150M | 1 | 0 |
| M•••••• F••••••••• T•••••• L•• CRD 109419 | Orlando, FL | independent RIA | $1.4B | 100% | 10 | $135M | 11 | 0 |
| G•••••••• C•••••• M••••••••• I••• CRD 122328 | Tulsa, OK | independent RIA | $1.3B | 83% | 17 | $79.4M | 4 | 4 |
| M•• C•••••• A••••••• L•• CRD 157835 | Scottsdale, AZ | independent RIA | $1.3B | 74% | 20 | $67.3M | 5 | 0 |
| H••• I••••••••• G•••• CRD 312052 | St. Louis, MO | independent RIA | $1.3B | 82% | 8 | $168M | 7 | 0 |
| T•• M•••••••• C•••••• CRD 123452 | Thiensville, WI | mixed wealth | $1.3B | 36% | 5 | $269M | 1 | 0 |
| S••••••••• C•••••• A•••••••• L•• CRD 149946 | Devon, PA | independent RIA | $1.3B | 97% | 4 | $336M | 0 | 0 |
| W••••• A••••••• G•••• CRD 122050 | Fort Wayne, IN | independent RIA | $1.3B | 79% | 9 | $149M | 0 | 0 |
| L••••••• P•••••• A•••• M••••••••• L•• CRD 107638 | Alamo, CA | independent RIA | $1.3B | 97% | 5 | $268M | 0 | 0 |
| T••••• F••••••••• L•• CRD 155162 | Bellevue, WA | independent RIA | $1.3B | 100% | 2 | $670M | 0 | 0 |
| P•••• C•••••• M••••••••• L•• CRD 147119 | New York, NY | independent RIA | $1.3B | 97% | 7 | $192M | 11 | 0 |
| Q•••••• W••••• M••••••••• L•• CRD 151490 | Frisco, TX | independent RIA | $1.3B | 99% | 13 | $103M | 0 | 0 |
| F•• W••••• A••••••• CRD 110270 | Austin, TX | independent RIA | $1.3B | 90% | 14 | $95.7M | 1 | 2 |
| C•••••• W••••• S•••••••• L•• CRD 288992 | Palm Desert, CA | independent RIA | $1.3B | 95% | 14 | $95.7M | 1 | 0 |
| H••••• A••••••••• L•• CRD 30177 | Pittsburgh, PA | independent RIA | $1.3B | 91% | 16 | $83.7M | 1 | 0 |
| A•••• C•••••• M••••••••• L•• CRD 119050 | Boise, ID | independent RIA | $1.3B | 91% | 10 | $134M | 0 | 0 |
| V•••••• F•••••••• CRD 324943 | Austin, TX | independent RIA | $1.3B | 99% | 54 | $24.8M | 32 | 0 |
| S•••••• A•• L••••• CRD 292456 | Richmond, VA | independent RIA | $1.3B | 98% | 6 | $223M | 0 | 0 |
| C••••••••• S••••••••• C•••••• I•• CRD 7763 | Grand Rapids, MI | independent RIA | $1.3B | 95% | 38 | $35.1M | 4 | 0 |
| I•••••• A•••••••• L•• CRD 300279 | Meridian, ID | independent RIA | $1.3B | 99% | 76 | $17.5M | 25 | 0 |
| G•••••••• W••••• A•••••••• L•• CRD 171670 | independent RIA | $1.3B | 100% | 11 | $121M | 9 | 0 | |
| D•••• W•••••• A••••••••• I••• CRD 106664 | Portsmouth, NH | independent RIA | $1.3B | 81% | 5 | $266M | 0 | 0 |
| E•••••• W••••• M••••••••• L•• CRD 149230 | Arlington, VA | independent RIA | $1.3B | 99% | 20 | $66.5M | 7 | 0 |
| F•••••••• F•••••••• A••••••• CRD 172103 | Grand Rapids, MI | independent RIA | $1.3B | 99% | 51 | $26.1M | 13 | 2 |
| C•• F•••••••• A••••••• L•• CRD 297000 | Kalamazoo, MI | independent RIA | $1.3B | 99% | 7 | $190M | 1 | 0 |
| C••••••••• • A••••••••• CRD 132295 | Anaheim, CA | independent RIA | $1.3B | 100% | 7 | $190M | 0 | 0 |
| C••••••• A•••••••• L•• CRD 114058 | Houston, TX | independent RIA | $1.3B | 98% | 7 | $190M | 0 | 0 |
| C••••• F••• W••••• P•••••••• L•• CRD 304159 | C••••• F•••, PA | independent RIA | $1.3B | 83% | 2 | $664M | 1 | 0 |
| T•• C•••• F••• CRD 289145 | Pittsburgh, PA | independent RIA | $1.3B | 55% | 9 | $147M | 0 | 1 |
| C•••• A•••• M••••••••• L•• CRD 284480 | independent RIA | $1.3B | 100% | 7 | $189M | 5 | 0 | |
| S••••• L••• C••••••• L•• CRD 324386 | Metairie, LA | independent RIA | $1.3B | 50% | 24 | $55.2M | 4 | 0 |
| I••• G••• G••••• A••••••• CRD 111177 | North Salt Lake, UT | independent RIA | $1.3B | 83% | 8 | $165M | 1 | 0 |
| R•••• • G•••••• W••••• M••••••••• CRD 283027 | The Woodlands, TX | independent RIA | $1.3B | 100% | 17 | $77.8M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.