DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Francis Financial CRD 128067 | New York, NY | independent RIA | $803M | 100% | 10 | $80.3M | 0 | 0 |
| Moss, Luse & Womble, LLC CRD 152841 | Plano, TX | independent RIA | $803M | 56% | 23 | $34.9M | 0 | 0 |
| Clear Trail Advisors, LLC CRD 337595 | Houston, TX | independent RIA | $803M | 100% | 5 | $161M | 0 | 0 |
| T•• L• W••••• C••••••••• I•• CRD 108001 | Timonium, MD | independent RIA | $802M | 93% | 9 | $89.2M | 3 | 0 |
| S••••••• C••••••• L•• CRD 157888 | Menlo Park, CA | mixed wealth | $802M | 48% | 2 | $401M | 0 | 2 |
| P•• A•••••••• L•• CRD 285880 | Tampa, FL | independent RIA | $801M | 94% | 11 | $72.8M | 3 | 0 |
| K••• A•••••••• I••• CRD 117816 | Durham, NC | independent RIA | $801M | 99% | 4 | $200M | 0 | 0 |
| C•••••• W••••• A••••••• G••••• L•• CRD 281732 | Virginia Beach, VA | independent RIA | $800M | 94% | 3 | $267M | 0 | 0 |
| L••••• T•••••• I••••••••• I••• CRD 108068 | Nashville, TN | independent RIA | $800M | 72% | 12 | $66.7M | 5 | 0 |
| C••••••• A•••• M••••••••• L•• CRD 306903 | Morton, IL | independent RIA | $800M | 99% | 23 | $34.8M | 7 | 0 |
| F•••••••• F•••• L•• CRD 282177 | Carlsbad, CA | independent RIA | $800M | 68% | 5 | $160M | 0 | 0 |
| V••••••• C•••••• L•• CRD 304272 | Atlanta, GA | independent RIA | $800M | 100% | 10 | $80.0M | 3 | 0 |
| R••••••• W••••• A•••••••• L•• CRD 1489 | Mill Valley, CA | mixed wealth | $799M | 30% | 4 | $200M | 0 | 0 |
| C••••••• W••••• M••••••••• I••• CRD 131393 | Greenville, NC | independent RIA | $798M | 72% | 8 | $99.8M | 1 | 0 |
| M••••••• F•••••••• S•••••••• I••• CRD 154311 | Marshfield, MA | independent RIA | $798M | 99% | 4 | $199M | 1 | 0 |
| P••••••• • G•••••• I••• CRD 105278 | Knoxville, TN | independent RIA | $798M | 95% | 6 | $133M | 0 | 0 |
| C•••••• W••••• A••••••• CRD 104804 | Wilmington, DE | independent RIA | $798M | 94% | 6 | $133M | 1 | 0 |
| F••••• N•••• F•••••• D•••••• I••••••••• CRD 319 | Washington, DC | independent RIA | $797M | 99% | 19 | $42.0M | 2 | 0 |
| P••••• G••• W••••• M••••••••• L•• CRD 286388 | Mendham, NJ | independent RIA | $796M | 100% | 2 | $398M | 0 | 0 |
| W••••••• C•••••• CRD 106802 | Las Cruces, NM | independent RIA | $796M | 93% | 5 | $159M | 0 | 0 |
| B•••• M•••• W••••• S••••••••• L•• CRD 331043 | Grand Forks, ND | independent RIA | $795M | 99% | 8 | $99.4M | 11 | 0 |
| M•••• C•••••• M••••••••• I••• CRD 104567 | Morristown, NJ | independent RIA | $795M | 85% | 4 | $199M | 0 | 0 |
| Q• A•••• M••••••••• C••••••••• CRD 137839 | Birmingham, MI | mixed wealth | $795M | 49% | 9 | $88.3M | 2 | 0 |
| H••••• W••••• M••••••••• G••••• I••• CRD 282587 | Bloomington, IN | independent RIA | $794M | 85% | 11 | $72.2M | 1 | 0 |
| B•• I••••••••• A••••••• CRD 140515 | Birmingham, AL | independent RIA | $794M | 61% | 5 | $159M | 0 | 0 |
| F••••••• W••••• P••••••• CRD 307618 | Jacksonville Beach, FL | independent RIA | $794M | 100% | 6 | $132M | 0 | 0 |
| C•••••• F•••••••• G••••• L•• CRD 226729 | St. Louis, MO | independent RIA | $794M | 98% | 3 | $265M | 0 | 0 |
| W••••• M••••••••• P•••••••• L•• CRD 309790 | Tucson, AZ | independent RIA | $794M | 96% | 9 | $88.2M | 0 | 0 |
| A••••••• A•••• M••••••••• L•• CRD 137958 | mixed wealth | $794M | 22% | 1 | $794M | 0 | 0 | |
| C•••••• W••••• M••••••••• L•• CRD 133877 | Chicago, IL | independent RIA | $793M | 95% | 8 | $99.1M | 2 | 0 |
| B••• M••••• A••••••• CRD 336355 | independent RIA | $793M | 100% | 1 | $793M | 0 | 0 | |
| C••••••••• W••••• M••••••••• L••• CRD 157998 | Glen Carbon, IL | independent RIA | $792M | 72% | 6 | $132M | 1 | 0 |
| T•• W••••• C••••••••• I••• CRD 142618 | Corona Del Mar, CA | independent RIA | $792M | 100% | 3 | $264M | 0 | 0 |
| S•••••••• I••••••••• CRD 282505 | St. Louis, MO | independent RIA | $791M | 97% | 11 | $71.9M | 4 | 0 |
| M••••••• C•••••• M••••••••• CRD 119416 | Hunt Valley, MD | independent RIA | $790M | 65% | 5 | $158M | 0 | 0 |
| W••••••• F•••••••• A•••••••• I••• CRD 152506 | San Rafael, CA | independent RIA | $789M | 98% | 6 | $132M | 11 | 0 |
| H••• I••••••••• I••• CRD 152103 | Coatesville, PA | independent RIA | $788M | 100% | 1 | $788M | 0 | 0 |
| S••••••• E••••• A••••••• L•• CRD 330821 | St. Thomas, VI | mixed wealth | $788M | 46% | 0 | Not computed | 0 | 5 |
| M•• A•••• M••••••••• L•• CRD 155426 | Conshohocken, PA | mixed wealth | $788M | 42% | 20 | $39.4M | 3 | 0 |
| B••• I••••••••• A••••••• I•• CRD 108383 | Orinda, CA | independent RIA | $788M | 92% | 9 | $87.5M | 0 | 0 |
| I••••••• F•• CRD 159301 | independent RIA | $787M | 100% | 14 | $56.2M | 14 | 0 | |
| S••••••• F•••••••• G•••• CRD 14143 | Kokomo, IN | independent RIA | $787M | 98% | 4 | $197M | 2 | 0 |
| E•••• R••• I••••••••• C••••••• L•• CRD 313832 | Atlanta, GA | independent RIA | $787M | 71% | 3 | $262M | 0 | 0 |
| W•••••••• C•••••• M••••••••• L•• CRD 141969 | Tulsa, OK | independent RIA | $787M | 85% | 7 | $112M | 0 | 0 |
| V•••••• I••••••••• M••••••••• CRD 118851 | Egg Harbor Twp., NJ | mixed wealth | $787M | 37% | 2 | $393M | 0 | 0 |
| C••••• A••••••• CRD 169641 | Laredo, TX | mixed wealth | $786M | 42% | 6 | $131M | 0 | 0 |
| R••••• P••• W••••• A•••••••• L•• CRD 298259 | Atlanta, GA | independent RIA | $786M | 91% | 9 | $87.3M | 0 | 0 |
| C••••• C•••••• A•••••••• L•• CRD 169704 | Tulsa, OK | independent RIA | $786M | 97% | 11 | $71.4M | 1 | 0 |
| I•••••• A•••••••• L•• CRD 168057 | Newtown, PA | independent RIA | $786M | 99% | 12 | $65.5M | 2 | 0 |
| H••••••• W••••• M••••••••• CRD 145074 | Boise, ID | independent RIA | $786M | 97% | 7 | $112M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.