DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| White Pine Investment Co CRD 111556 | Livonia, MI | independent RIA | $532M | 97% | 3 | $177M | 0 | 0 |
| Dst Wealth Management LLC CRD 302110 | Indian Wells, CA | independent RIA | $532M | 100% | 5 | $106M | 0 | 0 |
| Elevated Financial Group CRD 334353 | Indianapolis, IN | independent RIA | $532M | 66% | 7 | $76.0M | 0 | 0 |
| C•••• P•••••• W••••• A•••••••• L•• CRD 310825 | San Luis Obispo, CA | independent RIA | $532M | 80% | 4 | $133M | 0 | 0 |
| X•• W•••••• L•• CRD 330796 | Chicago, IL | independent RIA | $532M | 100% | 3 | $177M | 0 | 0 |
| C•••• C•••••• G••••• L•• CRD 286538 | Coral Gables, FL | independent RIA | $531M | 75% | 4 | $133M | 0 | 0 |
| T•••• R••••••••• A••••••• L•• CRD 166359 | Fulshear, TX | mixed wealth | $531M | 49% | 1 | $531M | 0 | 0 |
| R•• W••••• CRD 324695 | Naperville, IL | independent RIA | $531M | 84% | 6 | $88.5M | 0 | 0 |
| T•••••• P•••••••• A•••••••• L•• CRD 151721 | Southlake, TX | independent RIA | $531M | 87% | 9 | $58.9M | 2 | 0 |
| S•••• B•••••• M••••••••• CRD 334801 | Chicago, IL | independent RIA | $530M | 98% | 15 | $35.3M | 1 | 0 |
| M••••••• • R••• W••••• M••••••••• L•• CRD 289603 | Davenport, IA | independent RIA | $530M | 91% | 3 | $177M | 0 | 0 |
| P•••••• • W••••• M••••••••• A••••••• CRD 309546 | Waltham, MA | independent RIA | $530M | 86% | 8 | $66.2M | 0 | 0 |
| D••••• W••••• M••••••••• I••• CRD 284868 | D•••••, CO | independent RIA | $530M | 100% | 12 | $44.1M | 4 | 0 |
| G••••• S••••••••• L•• CRD 103727 | New York, NY | independent RIA | $530M | 89% | 19 | $27.9M | 0 | 0 |
| Y••••• W••••• S••••••••• L•• CRD 310207 | Westerville, OH | independent RIA | $530M | 98% | 4 | $132M | 0 | 0 |
| B•••••• • C•••••• CRD 1175 | Providence, RI | independent RIA | $530M | 91% | 4 | $132M | 0 | 0 |
| B••••••• F•••••••• A•••••••• I••• CRD 116690 | Atlanta, GA | independent RIA | $529M | 98% | 5 | $106M | 1 | 0 |
| C•••••• O•• W••••• A••••••• CRD 297180 | Tulsa, OK | independent RIA | $529M | 96% | 5 | $106M | 1 | 0 |
| N••••••• P•••••• W•••••• L•• CRD 170774 | Draper, UT | independent RIA | $529M | 100% | 7 | $75.6M | 2 | 0 |
| W••••• C•••• F•••••••• CRD 285670 | San Diego, CA | independent RIA | $529M | 98% | 5 | $106M | 0 | 0 |
| S••• M••••• L•• CRD 151440 | Holland, MI | independent RIA | $529M | 92% | 4 | $132M | 0 | 0 |
| P••••••• W••••• S••••••• I••• CRD 288620 | South Ogden, UT | independent RIA | $529M | 93% | 4 | $132M | 0 | 0 |
| M••••••• W••••• P•••••• C••••• G••••• L•• CRD 170442 | Rye, NH | independent RIA | $528M | 94% | 10 | $52.8M | 2 | 0 |
| B•• W••••• S••••••••• CRD 119670 | Vestavia, AL | independent RIA | $528M | 94% | 7 | $75.4M | 1 | 0 |
| C••• W••••• A•••••••• L•• CRD 332511 | Chicago, IL | independent RIA | $528M | 100% | 2 | $264M | 0 | 0 |
| R•••••• I••••••••• A•••••••• L•• CRD 152054 | Grand Junction, CO | independent RIA | $528M | 94% | 4 | $132M | 1 | 0 |
| N•••• F••••• W••••• CRD 315152 | Clearwater, FL | independent RIA | $527M | 100% | 6 | $87.9M | 0 | 0 |
| C•••••• F•••••••• A••••••• S•••••••• L•• CRD 316843 | Ormond Beach, FL | independent RIA | $527M | 100% | 6 | $87.9M | 0 | 0 |
| A•••••• S••••••• G••••• L•• CRD 146255 | San Diego, CA | independent RIA | $527M | 74% | 2 | $263M | 0 | 1 |
| C•••••• G•••• I••••••••• S•••••••• L•• CRD 305680 | Miami, FL | independent RIA | $527M | 100% | 2 | $263M | 0 | 0 |
| N••••••• C•••••• M••••••••• I••• CRD 111379 | Spokane, WA | independent RIA | $527M | 98% | 10 | $52.7M | 1 | 0 |
| A••••••• W•••••• L•• CRD 304920 | independent RIA | $526M | 99% | 3 | $175M | 1 | 0 | |
| A••••• C•••••• M••••••••• L•• CRD 330304 | Wayne, PA | independent RIA | $526M | 91% | 3 | $175M | 0 | 0 |
| G••••••• W••••• M••••••••• L••• CRD 112046 | Elmhurst, IL | independent RIA | $526M | 97% | 1 | $526M | 0 | 0 |
| G••• I••••••••• M••••••••• L••• CRD 152056 | Edmonton, | independent RIA | $526M | 62% | 1 | $526M | 0 | 0 |
| B••••••••• W••••• CRD 282268 | Hingham, MA | independent RIA | $525M | 99% | 7 | $75.0M | 1 | 0 |
| C••• P••••••• CRD 154660 | Ofallon, MO | independent RIA | $525M | 100% | 63 | $8.3M | 0 | 0 |
| 5•• S••••• A•••••••• L•• CRD 140165 | Southport, CT | independent RIA | $524M | 60% | 4 | $131M | 1 | 0 |
| E•••••••• P•••••••• L•• CRD 106651 | Portsmouth, NH | independent RIA | $524M | 100% | 3 | $175M | 1 | 0 |
| R•••• W••••• A•••••••• I••• CRD 121978 | Indianapolis, IN | independent RIA | $524M | 100% | 5 | $105M | 0 | 0 |
| M••••• • S••••••••• W••••• M••••••••• L•• CRD 118366 | Lincolnshire, IL | independent RIA | $524M | 100% | 6 | $87.4M | 2 | 0 |
| D••••• P••• L•• CRD 171139 | D•••••, CO | independent RIA | $524M | 90% | 7 | $74.9M | 0 | 0 |
| P•••••• F•••••••• A•••••••• L•• CRD 166237 | Auburn, IN | independent RIA | $524M | 99% | 6 | $87.4M | 0 | 0 |
| C•••••• I••••••••• L•• CRD 106159 | West Hartford, CT | independent RIA | $524M | 96% | 1 | $524M | 0 | 0 |
| D•• I••••••••• M••••••••• CRD 149096 | Solana Beach, CA | independent RIA | $524M | 60% | 5 | $105M | 1 | 0 |
| C••••••••• I••••••••• P•••••••• L•• CRD 148472 | Palm Beach Gardens, FL | mixed wealth | $524M | 32% | 4 | $131M | 0 | 0 |
| F•••••••• G•••••• A•••• M••••••••• I••• CRD 144008 | Austin, TX | independent RIA | $523M | 100% | 1 | $523M | 0 | 0 |
| C•••••••• F•••••••• A•••••••• L•• CRD 333071 | Louisville, KY | independent RIA | $523M | 100% | 5 | $105M | 0 | 0 |
| E•••••••• A•••••••• L•• CRD 149861 | Chattanooga, TN | independent RIA | $523M | 81% | 2 | $261M | 0 | 0 |
| P••• E••• A•••••••• L•• CRD 317521 | Cleveland, OH | independent RIA | $523M | 92% | 5 | $105M | 3 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.