DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,427 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| M3 Advisory Group, LLC CRD 156208 | independent RIA | $342M | 89% | 4 | $85.5M | 2 | 0 | |
| Boyle Capital CRD 132416 | West Des Moines, IA | independent RIA | $342M | 96% | 4 | $85.5M | 2 | 0 |
| Steelhead Wealth Management CRD 338410 | Glen Allen, VA | independent RIA | $342M | 100% | 3 | $114M | 1 | 0 |
| J• H•••• C••••••• I••• | Louisville, KY | independent RIA | $342M | 87% | 5 | $68.4M | 5 | 0 |
| S••••• 5• F•••••••• | Manhattan Beach, CA | independent RIA | $342M | 100% | 2 | $171M | 0 | 0 |
| P••••• F••••• W•••••• L•• | Bloomington, MN | independent RIA | $342M | 98% | 8 | $42.7M | 1 | 0 |
| E••••••••• A•••••••• I••• | Oak Brook, IL | independent RIA | $342M | 93% | 2 | $171M | 1 | 0 |
| D•••• I••••••••• G•••• | Miami Beach, FL | independent RIA | $341M | 100% | 3 | $114M | 0 | 2 |
| T••••• W••••• A•••• M••••••••• I••• | San Juan, PR | independent RIA | $341M | 98% | 1 | $341M | 0 | 0 |
| F••••••••• A•••• M••••••••• P•• L•• | Singapore, Singapore, | independent RIA | $341M | 100% | 0 | Not computed | 1 | 0 |
| T•••••• I••••••••• A•••••••• L•• | Menlo Park, CA | independent RIA | $341M | 100% | 1 | $341M | 0 | 0 |
| E••••• A•••• M••••••••• L•• | Cincinnati, OH | independent RIA | $341M | 97% | 4 | $85.3M | 0 | 0 |
| C•••••• A••••••• G•••• | Texarkana, TX | independent RIA | $341M | 96% | 4 | $85.3M | 0 | 0 |
| R••••••• C••••••• L•• | Charlotte, NC | independent RIA | $341M | 85% | 3 | $114M | 0 | 0 |
| R• P•••••• W••••• M••••••••• | Miami, FL | independent RIA | $341M | 100% | 1 | $341M | 0 | 0 |
| W•••••••• R••••••• • M••••••••• L•• | Providence, RI | independent RIA | $341M | 98% | 2 | $170M | 0 | 0 |
| P••••• G••••• A•••••••• L•• | Coral Gables, FL | independent RIA | $341M | 66% | 3 | $114M | 0 | 0 |
| P••••••• W••••• P••••••• L•• | Starkville, MS | independent RIA | $341M | 96% | 2 | $170M | 0 | 0 |
| R•••••••• F•••••••• S••••••• | independent RIA | $341M | 100% | 1 | $341M | 0 | 0 | |
| S•••••• • C••••••• L•• | Stamford, CT | independent RIA | $341M | 97% | 2 | $170M | 0 | 0 |
| L••• B•••• W••••• M••••••••• L•• | Naperville, IL | independent RIA | $340M | 94% | 4 | $85.1M | 1 | 3 |
| O••••• W••••• M••••••••• | Towson, MD | independent RIA | $340M | 98% | 5 | $68.1M | 2 | 0 |
| P••• R•••• T••••• G•••• | Pittsford, NY | independent RIA | $340M | 100% | 6 | $56.7M | 0 | 0 |
| E•••••• A•••••••• L••• | West Lake Hills, TX | independent RIA | $340M | 93% | 8 | $42.5M | 0 | 0 |
| T•• M••••• C••••••• I••• | New York, NY | independent RIA | $340M | 100% | 0 | Not computed | 0 | 0 |
| P•••• M•••••• L•• | Walnut Creek, CA | independent RIA | $340M | 100% | 3 | $113M | 4 | 1 |
| A•• C•••••• M••••••••• | Chicago, IL | independent RIA | $340M | 91% | 7 | $48.5M | 4 | 0 |
| A• W••••• M••••••••• | Augusta, GA | independent RIA | $340M | 97% | 5 | $67.9M | 0 | 0 |
| T•••••• P•••• F•••••••• | Frederick, MD | independent RIA | $339M | 100% | 15 | $22.6M | 2 | 0 |
| K••••••••• W••••• A••••••• | Bethlehem, PA | independent RIA | $339M | 100% | 4 | $84.8M | 0 | 0 |
| W••••• W••••• M••••••••• C••••••• A• L•••••• L•••••••• C•••••• | Tampa, FL | independent RIA | $339M | 100% | 14 | $24.2M | 0 | 0 |
| T••••• F•••••••• G•••• | Montgomery, AL | independent RIA | $339M | 94% | 3 | $113M | 0 | 0 |
| C•••••• I••• | Radnor, PA | BD affiliated | $339M | 100% | 5 | $67.8M | 1 | 0 |
| S•••••••• W••••• M••••••••• | Red Bank, NJ | independent RIA | $339M | 89% | 6 | $56.5M | 0 | 0 |
| A•••••• W••••• M••••••••• L•• | Lakeland, FL | independent RIA | $339M | 99% | 17 | $19.9M | 17 | 0 |
| D••••••••• F•••••••• M••••••••• | Norwell, MA | independent RIA | $339M | 96% | 4 | $84.7M | 1 | 0 |
| E•••• W••••• M••••••••• L•• | San Diego, CA | independent RIA | $339M | 96% | 3 | $113M | 0 | 0 |
| L•••• F•••••••• M••••••••• L•• | Raleigh, NC | independent RIA | $339M | 100% | 3 | $113M | 0 | 0 |
| M••• C•••••• | Annapolis, MD | independent RIA | $339M | 100% | 29 | $11.7M | 24 | 0 |
| C••••••••• W••••• M••••••••• | Lynnwood, WA | independent RIA | $338M | 99% | 6 | $56.4M | 0 | 0 |
| C••• A••••••• G•••• | Rock Hill, SC | independent RIA | $338M | 98% | 10 | $33.8M | 3 | 0 |
| B••••••• F•••••••• P••••••• | Indianapolis, IN | independent RIA | $338M | 100% | 6 | $56.4M | 4 | 0 |
| N•••••••• M•••• C•••••• M••••••••• I••• | Kansas City, MO | independent RIA | $338M | 87% | 2 | $169M | 0 | 0 |
| A•••••••• F•••••••• G•••• L•• | independent RIA | $338M | 62% | 2 | $169M | 2 | 0 | |
| M••• • A••• W••••• C••••••• A•• M••••••••• L•• | Campbell, CA | independent RIA | $338M | 99% | 2 | $169M | 0 | 0 |
| B•••••• W••••• A•••••••• L•• | B••••••, CO | independent RIA | $338M | 99% | 2 | $169M | 0 | 0 |
| C••••••• A•••••••• L•• | Memphis, TN | independent RIA | $338M | 73% | 5 | $67.6M | 0 | 0 |
| U••••••• I••••••••• A•••••••• I••• | Albemarle, NC | independent RIA | $338M | 86% | 15 | $22.5M | 4 | 0 |
| A••••••••• L•• | Boston, MA | independent RIA | $338M | 98% | 3 | $113M | 7 | 0 |
| L•••• G•••• F•••••••• A•••••••• L•• | Freeport, IL | independent RIA | $338M | 96% | 7 | $48.2M | 2 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.