DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Balanz CRD 322263 | Coral Gables, FL | mixed wealth | $153M | 35% | 8 | $19.1M | 0 | 0 |
| Cramer & Rauchegger, Inc. CRD 164784 | Maitland, FL | independent RIA | $151M | 100% | 3 | $50.5M | 0 | 0 |
| Unified Wealth Management LLC CRD 284553 | Oldsmar, FL | independent RIA | $151M | 99% | 2 | $75.6M | 0 | 0 |
| S•• N••••••• P•••••• A•••• M••••••••• I••• CRD 132500 | Jacksonville, FL | independent RIA | $151M | 100% | 1 | $151M | 0 | 0 |
| A••••• W••••• M••••••••• L•• CRD 272027 | North Palm Beach, FL | independent RIA | $151M | 100% | 3 | $50.2M | 1 | 0 |
| G•••• C•••••• P•••••• W••••• CRD 323357 | Miami, FL | other | $150M | 0.0% | 0 | Not computed | 1 | 0 |
| C•••••• F•••••••• A••••••• L•• CRD 323321 | St. Petersburg, FL | independent RIA | $150M | 96% | 6 | $24.9M | 7 | 0 |
| F••• A••••••• O• A•••••• I•• CRD 112567 | Orlando, FL | independent RIA | $149M | 100% | 3 | $49.8M | 0 | 0 |
| C••••• P••• A•••• M••••••••• L• CRD 169730 | Cocoa Beach, FL | asset manager | $149M | 0.0% | 0 | Not computed | 0 | 2 |
| A••••••••• O••••••••• L•• CRD 341270 | Coral Gables, FL | asset manager | $148M | 0.0% | 0 | Not computed | 0 | 9 |
| E•••• I••• CRD 110248 | Lutz, FL | independent RIA | $147M | 96% | 3 | $49.1M | 0 | 0 |
| E••••••••• L•• CRD 318115 | Coral Gables, FL | independent RIA | $147M | 97% | 3 | $49.0M | 0 | 0 |
| W•••••••• A•••••••• L•• CRD 306196 | Sarasota, FL | independent RIA | $147M | 90% | 3 | $48.9M | 1 | 0 |
| M•••• W••••• M••••••••• CRD 332313 | Miami Beach, FL | independent RIA | $146M | 98% | 1 | $146M | 5 | 0 |
| K• C•••••• W••••• M••••••••• U• L•• CRD 317738 | Miami, FL | mixed wealth | $146M | 28% | 2 | $72.9M | 1 | 0 |
| P••••• W••••• M••••••••• CRD 169997 | The Villages, FL | independent RIA | $146M | 98% | 4 | $36.4M | 3 | 0 |
| S•••••• F•••••••• G•••• CRD 299957 | Bokeelia, FL | independent RIA | $146M | 97% | 3 | $48.5M | 1 | 0 |
| G•••••• C••••••• L•• CRD 313464 | Jacksonville, FL | asset manager | $145M | 0.0% | 1 | $145M | 1 | 13 |
| J•••• I• B•••• • C•••••• CRD 1249 | Lakeland, FL | independent RIA | $144M | 100% | 2 | $72.0M | 0 | 0 |
| B•• F•••••••• A••••••• CRD 324511 | Miami, FL | other | $144M | 3.3% | 1 | $144M | 0 | 0 |
| C•••••• C•••••• CRD 335347 | Tallahassee, FL | independent RIA | $143M | 81% | 4 | $35.8M | 0 | 0 |
| P••••••••• F•••••••• S•••••••• L•• CRD 306475 | Clearwater, FL | independent RIA | $143M | 100% | 2 | $71.3M | 0 | 0 |
| F•••••••• T•••• A•••• M••••••••• C•••••••• CRD 108998 | Boca Raton, FL | independent RIA | $142M | 89% | 4 | $35.5M | 2 | 0 |
| S••••• • R••••• F•••••••• S•••••••• I••• CRD 334690 | Ormond Beach, FL | independent RIA | $141M | 96% | 3 | $47.1M | 0 | 0 |
| D•••••••• I••••••••• A••••••• CRD 142284 | Spring Hill, FL | independent RIA | $141M | 99% | 4 | $35.3M | 1 | 0 |
| A•••••••• W••••• M••••••••• L•• CRD 284827 | Plantation, FL | mixed wealth | $141M | 43% | 6 | $23.4M | 0 | 0 |
| C•••••• W••••• M••••••••• L•• CRD 306396 | Destin, FL | independent RIA | $140M | 90% | 3 | $46.7M | 0 | 0 |
| A•••••••• I••••••••• I••• CRD 116059 | Coral Gables, FL | asset manager | $139M | 8.7% | 2 | $69.4M | 1 | 0 |
| P••••••••• P•••••• I••••• F••• A••••••• L•• CRD 337750 | Miami Beach, FL | asset manager | $139M | 0.0% | 0 | Not computed | 0 | 0 |
| H•••••• A•• A••••••••• L•• CRD 106963 | St Petersburg, FL | independent RIA | $139M | 98% | 4 | $34.7M | 0 | 0 |
| G•••••••• C•••••• M••••••••• L•• CRD 298816 | Miami Beach, FL | other | $138M | 14% | 2 | $69.0M | 1 | 2 |
| P••••• A•••• M••••••••• I••• CRD 141567 | Sarasota, FL | independent RIA | $138M | 98% | 3 | $45.9M | 0 | 0 |
| R••••••• I••••••••• CRD 169180 | West Palm Beach, FL | independent RIA | $138M | 85% | 5 | $27.5M | 4 | 0 |
| A•••••• I••••••••• A•••••••• I••• CRD 153390 | Naples, FL | independent RIA | $136M | 100% | 2 | $68.2M | 2 | 0 |
| L••• C•••••• CRD 119576 | Naples, FL | independent RIA | $136M | 79% | 1 | $136M | 0 | 24 |
| F• F•••••••• A••••••• L•• CRD 135980 | Coral Springs, FL | independent RIA | $136M | 86% | 2 | $67.8M | 0 | 0 |
| S•••••• W••••• M••••••••• CRD 152670 | Orlando, FL | independent RIA | $135M | 100% | 1 | $135M | 1 | 0 |
| R•• R••• A••••••• L•• CRD 174748 | Boca Raton, FL | independent RIA | $135M | 89% | 3 | $45.0M | 1 | 0 |
| E••• A••••••• S••••••• C••• CRD 176526 | Boca Raton, FL | independent RIA | $134M | 99% | 8 | $16.8M | 0 | 0 |
| B••••••• W••••• M••••••••• CRD 337253 | Lake Mary, FL | independent RIA | $134M | 100% | 2 | $67.0M | 0 | 0 |
| T••••••••• CRD 170564 | Tampa, FL | independent RIA | $133M | 100% | 4 | $33.2M | 4 | 0 |
| T••••••••• W••••• M••••••••• CRD 318781 | Orlando, FL | independent RIA | $132M | 100% | 2 | $66.1M | 0 | 0 |
| S••••• W•••••• I••• CRD 290572 | Boca Raton, FL | independent RIA | $132M | 100% | 3 | $44.0M | 2 | 0 |
| P••••• W••••• CRD 336499 | Tallahassee, FL | independent RIA | $132M | 96% | 4 | $33.0M | 0 | 0 |
| L••• W••••• A•••••••• L•• CRD 328251 | Miami, FL | independent RIA | $132M | 100% | 2 | $65.8M | 0 | 0 |
| 1•• D••••••• B••••••••• I••• CRD 39164 | Lake Worth, FL | independent RIA | $131M | 97% | 8 | $16.4M | 2 | 0 |
| C•••••••• C•••••• W••••• M••••••••• L•• CRD 174670 | Tampa, FL | independent RIA | $131M | 100% | 3 | $43.8M | 2 | 0 |
| S••••••• B••••• F•••••••• G•••• L•• CRD 304409 | Palm Harbor, FL | independent RIA | $131M | 100% | 3 | $43.7M | 0 | 0 |
| D•• A•••••• G••••• I••• CRD 41067 | Lutz, FL | independent RIA | $131M | 100% | 19 | $6.9M | 1 | 0 |
| S••••• F•••••••• CRD 329317 | Tampa, FL | independent RIA | $130M | 89% | 2 | $65.1M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.