DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Cambridge Financial Group, LLC CRD 117428 | Tucson, AZ | independent RIA | $646M | 100% | 5 | $129M | 0 | 0 |
| Mulholland Wealth Advisors, LLC CRD 282408 | Scottsdale, AZ | asset manager | $612M | 1.0% | 3 | $204M | 0 | 0 |
| Ironwood Wealth Management, LLC CRD 200511 | Chandler, AZ | independent RIA | $608M | 100% | 6 | $101M | 1 | 0 |
| N••••••• A••••••• L•• CRD 306796 | Mesa, AZ | asset manager | $556M | 0.0% | 0 | n/a | 0 | 3 |
| K•••••• F•••••••• G••••• L•• CRD 155676 | Peoria, AZ | independent RIA | $521M | 98% | 16 | $32.6M | 2 | 0 |
| P••••••• P••• P•••••• C••••• G••••• L•• CRD 282003 | Scottsdale, AZ | independent RIA | $481M | 93% | 1 | $481M | 1 | 0 |
| E••••••••• I••• CRD 116798 | Phoenix, AZ | independent RIA | $481M | 92% | 5 | $96.1M | 0 | 0 |
| J••••••• W••••• S••••••••• L•• CRD 298110 | Scottsdale, AZ | independent RIA | $474M | 99% | 10 | $47.4M | 2 | 0 |
| N••• F•••••••• S••••••• CRD 150148 | Tucson, AZ | independent RIA | $469M | 100% | 9 | $52.2M | 1 | 0 |
| D•• W••••• M••••••••• CRD 114148 | Scottsdale, AZ | independent RIA | $465M | 100% | 24 | $19.4M | 16 | 0 |
| H•••••• A•••• M••••••••• L•• CRD 116069 | Scottsdale, AZ | independent RIA | $463M | 80% | 7 | $66.1M | 4 | 0 |
| S••••• L••••••• A•••••••• L•• CRD 292690 | Scottsdale, AZ | asset manager | $444M | 0.0% | 0 | n/a | 0 | 11 |
| T•••••••• F•••••••• S••••••• I••• CRD 128240 | Chandler, AZ | independent RIA | $442M | 97% | 3 | $147M | 0 | 0 |
| B••••••• W••••• M••••••••• L•• CRD 151365 | Tempe, AZ | independent RIA | $440M | 99% | 3 | $147M | 0 | 0 |
| H••••••• F••••• O••••••• L•• CRD 323930 | Scottsdale, AZ | independent RIA | $423M | 100% | 4 | $106M | 0 | 1 |
| E••••• F••••••••• L•• CRD 143420 | Scottsdale, AZ | independent RIA | $420M | 99% | 5 | $84.0M | 1 | 0 |
| W• W••••• M••••••••• L•• CRD 169566 | Scottsdale, AZ | independent RIA | $419M | 99% | 13 | $32.2M | 3 | 0 |
| H•••••••• A•••••••• I••• CRD 116771 | Flagstaff, AZ | independent RIA | $410M | 98% | 8 | $51.2M | 7 | 0 |
| S••••••• I••••••••• M••••••••• L•• CRD 112923 | Tucson, AZ | independent RIA | $409M | 87% | 4 | $102M | 1 | 0 |
| G•••••••• F•••••••• G•••• CRD 38747 | Tucson, AZ | independent RIA | $407M | 100% | 6 | $67.8M | 0 | 0 |
| T••••• W••••• M••••••••• P••• CRD 291070 | Sun City, AZ | independent RIA | $405M | 100% | 9 | $45.0M | 1 | 0 |
| N••••••• I••••••••• T••••••••• I•• CRD 172022 | Chandler, AZ | asset manager | $400M | 0.0% | 0 | n/a | 1 | 0 |
| L•••••••• W••••• M••••••••• L•• CRD 326261 | Scottsdale, AZ | independent RIA | $398M | 100% | 1 | $398M | 0 | 0 |
| S•••••••• I••••••••• A•••••••• I••• CRD 312685 | Tucson, AZ | independent RIA | $387M | 98% | 4 | $96.7M | 0 | 0 |
| B••••••••• C•••••• M••••••••• •••• CRD 174857 | Scottsdale, AZ | independent RIA | $381M | 97% | 3 | $127M | 0 | 0 |
| I••••••••• C••••••••• CRD 135081 | Scottsdale, AZ | independent RIA | $377M | 96% | 4 | $94.2M | 0 | 0 |
| S••••••••• W••••• M••••••••• I•• CRD 311404 | Chandler, AZ | independent RIA | $376M | 99% | 3 | $125M | 0 | 0 |
| I•••••• F•••••••• G•••• CRD 288008 | Yuma, AZ | independent RIA | $371M | 100% | 13 | $28.5M | 6 | 0 |
| S••••••• F•••••••• G•••• CRD 164531 | Phoenix, AZ | independent RIA | $367M | 100% | 10 | $36.7M | 3 | 0 |
| S•••••••• I••••• G•••• L•• CRD 165839 | Chandler, AZ | independent RIA | $362M | 86% | 5 | $72.5M | 1 | 2 |
| S•••• W••••• P••••••• CRD 166808 | Gilbert, AZ | independent RIA | $359M | 95% | 8 | $44.9M | 1 | 0 |
| I•••••••• W••••• C••••••• I••• CRD 105022 | Tempe, AZ | independent RIA | $345M | 100% | 3 | $115M | 1 | 0 |
| A•••••• C•••••• L•• CRD 306827 | Tucson, AZ | independent RIA | $344M | 98% | 7 | $49.1M | 1 | 0 |
| V••••••• W••••• M••••••••• L•• CRD 157663 | Scottsdale, AZ | independent RIA | $331M | 96% | 4 | $82.7M | 0 | 0 |
| Z••••• W••••• A••••••• CRD 318330 | Scottsdale, AZ | independent RIA | $328M | 82% | 4 | $82.1M | 0 | 0 |
| T••••••• W••••• M••••••••• CRD 284140 | Tucson, AZ | independent RIA | $325M | 99% | 3 | $108M | 0 | 0 |
| A•• C•••••• CRD 165183 | Scottsdale, AZ | independent RIA | $309M | 96% | 2 | $155M | 0 | 0 |
| O•• W••••• C•••••• M••••••••• L•• CRD 331395 | Scottsdale, AZ | independent RIA | $307M | 97% | 5 | $61.4M | 3 | 0 |
| S••••••••• C•••••• L•• CRD 173383 | Scottsdale, AZ | independent RIA | $305M | 97% | 5 | $61.1M | 3 | 0 |
| C••••• W••••• A•••••••• L•• CRD 281160 | Peoria, AZ | independent RIA | $305M | 100% | 12 | $25.4M | 1 | 0 |
| K•• G•••• M••••••••• I••• CRD 146054 | Fountain Hills, AZ | independent RIA | $304M | 99% | 8 | $38.0M | 2 | 0 |
| J•••••• F•••••••• A••••••• CRD 104621 | Tempe, AZ | independent RIA | $301M | 100% | 2 | $150M | 0 | 0 |
| C•••••• W••••• A•••••••• L•• CRD 298257 | Scottsdale, AZ | independent RIA | $300M | 100% | 3 | $100M | 0 | 0 |
| C•••••• W••• P•••••••• L•• CRD 130762 | Tucson, AZ | independent RIA | $300M | 100% | 2 | $150M | 0 | 0 |
| I••••••••• M••••••••• L•• CRD 155597 | Scottsdale, AZ | independent RIA | $298M | 100% | 5 | $59.6M | 1 | 0 |
| G•••••••• P••••••• W••••• M••••••••• L•• CRD 306068 | Tempe, AZ | independent RIA | $297M | 99% | 3 | $99.1M | 0 | 0 |
| 3•• I••••••••• A•••••••• L•• CRD 342120 | Scottsdale, AZ | independent RIA | $295M | 100% | 4 | $73.8M | 1 | 0 |
| W••• C•••••• G••••• I••• CRD 105913 | Phoenix, AZ | mixed wealth | $295M | 48% | 3 | $98.2M | 0 | 0 |
| F•••• I••••••• S••••••• CRD 313337 | Scottsdale, AZ | mixed wealth | $280M | 36% | 6 | $46.6M | 3 | 0 |
| S••• F•••••••• A••••••• I••• CRD 116933 | Scottsdale, AZ | independent RIA | $270M | 98% | 5 | $54.1M | 1 | 0 |
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209 advisers match.