DFX Intelligence
RIA Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Gordian Advisors, LLC CRD 121362 | Tucson, AZ | independent RIA | $265M | 98% | 3 | $88.4M | 0 | 0 |
| Tandem Wealth Advisors CRD 157794 | Phoenix, AZ | independent RIA | $262M | 88% | 7 | $37.4M | 3 | 0 |
| Wj Wealth Management CRD 170181 | Glendale, AZ | independent RIA | $262M | 94% | 2 | $131M | 1 | 0 |
| C••••••• W••••• P••••••• L•• CRD 299951 | Scottsdale, AZ | independent RIA | $261M | 100% | 4 | $65.3M | 3 | 0 |
| R••••• F•••••••• G•••• CRD 285243 | Scottsdale, AZ | independent RIA | $256M | 100% | 4 | $63.9M | 5 | 0 |
| T••••••• I••••••••• M••••••••• L•• CRD 309258 | Scottsdale, AZ | other | $253M | 0.0% | 0 | n/a | 0 | 0 |
| T•••••• F••••••••• L•• CRD 113245 | Mesa, AZ | independent RIA | $248M | 73% | 6 | $41.4M | 2 | 0 |
| 1• C•••••• P•••••••• L•• CRD 283013 | Phoenix, AZ | independent RIA | $246M | 96% | 4 | $61.6M | 0 | 0 |
| N•• W••••• M••••••••• CRD 289548 | Oro Valley, AZ | independent RIA | $242M | 100% | 4 | $60.5M | 0 | 0 |
| B••••••• W••••• A•••••••• L•• CRD 226708 | Scottsdale, AZ | independent RIA | $241M | 100% | 6 | $40.2M | 4 | 0 |
| A••••• P•••••••• M••••••••• I••• CRD 113809 | Tucson, AZ | independent RIA | $240M | 99% | 1 | $240M | 0 | 0 |
| L••• B••••••• I••••••••• C•••••• CRD 105968 | Prescott, AZ | independent RIA | $240M | 92% | 3 | $80.0M | 1 | 1 |
| R••• I••••••••• G••••• L•• CRD 115994 | Scottsdale, AZ | independent RIA | $238M | 91% | 1 | $238M | 0 | 0 |
| A•••• I••••••••• A••••••• CRD 170368 | Mesa, AZ | independent RIA | $238M | 100% | 4 | $59.6M | 3 | 0 |
| C•••••• W••••• M••••••••• L••••• CRD 284874 | Gilbert, AZ | independent RIA | $237M | 95% | 4 | $59.2M | 0 | 0 |
| T••••• F••••• C•••••• M••••••••• L•• CRD 142617 | Scottsdale, AZ | mixed wealth | $233M | 26% | 6 | $38.8M | 1 | 2 |
| A•••••• F••••••••• L•• CRD 325721 | Scottsdale, AZ | independent RIA | $231M | 98% | 4 | $57.7M | 0 | 0 |
| S• C•••••• CRD 328450 | Scottsdale, AZ | independent RIA | $230M | 100% | 4 | $57.6M | 0 | 1 |
| W••• C•••••• M••••••••• L•• CRD 335594 | Chandler, AZ | independent RIA | $230M | 99% | 3 | $76.6M | 0 | 0 |
| M•••••• I••••••••• M••••••••• L••• CRD 168223 | Show Low, AZ | independent RIA | $228M | 98% | 1 | $228M | 0 | 0 |
| S••••••••• L•• CRD 290719 | Phoenix, AZ | independent RIA | $223M | 95% | 3 | $74.3M | 1 | 1 |
| I•••••••• V•••• P•••••••• L•• CRD 165214 | Phoenix, AZ | independent RIA | $221M | 100% | 3 | $73.5M | 0 | 0 |
| F••••• O••••• I••••••••• A••••••• L•• CRD 339607 | Scottsdale, AZ | asset manager | $220M | 0.0% | 0 | n/a | 1 | 0 |
| L•••• F•••••• G•••• L•• CRD 170087 | Tucson, AZ | independent RIA | $215M | 87% | 1 | $215M | 0 | 0 |
| M••••• W••••• M••••••••• CRD 172858 | Phoenix, AZ | independent RIA | $213M | 94% | 5 | $42.6M | 3 | 0 |
| H•••••• W•••••• I••• CRD 282686 | Tempe, AZ | independent RIA | $213M | 100% | 3 | $70.9M | 0 | 0 |
| B••• W••••• A••••••• L•• CRD 298347 | Flagstaff, AZ | independent RIA | $209M | 100% | 3 | $69.8M | 1 | 0 |
| F•••••••• L••• P••••••• CRD 129415 | Tempe, AZ | independent RIA | $208M | 100% | 4 | $52.1M | 1 | 0 |
| A•• F••••••••• L•• CRD 114030 | Tucson, AZ | independent RIA | $199M | 100% | 2 | $99.6M | 5 | 0 |
| P•••••• I••••••••• CRD 289926 | Kingman, AZ | independent RIA | $198M | 99% | 4 | $49.4M | 0 | 0 |
| B•••••• W••••• L•• CRD 131808 | Scottsdale, AZ | independent RIA | $197M | 100% | 3 | $65.6M | 0 | 0 |
| W••••••• W••••• M••••••••• CRD 334109 | Phoenix, AZ | independent RIA | $195M | 66% | 4 | $48.8M | 0 | 0 |
| D•••••• W••••• A••••••• CRD 169792 | Surprise, AZ | independent RIA | $193M | 100% | 4 | $48.3M | 0 | 0 |
| B•••••• A•••• M••••••••• L•• CRD 145943 | Phoenix, AZ | independent RIA | $189M | 100% | 6 | $31.5M | 0 | 0 |
| A•••••• F••••••••• L•• CRD 189512 | Phoenix, AZ | institutional | $187M | 6.9% | 3 | $62.2M | 0 | 0 |
| A•••••••• I••••••••• L•• CRD 325678 | Scottsdale, AZ | asset manager | $186M | 0.0% | 2 | $93.2M | 0 | 1 |
| H••••••••• F••••••••• I••• CRD 113938 | Surprise, AZ | independent RIA | $186M | 71% | 2 | $93.0M | 0 | 0 |
| S•••• W••••• • R••••••••• L•• CRD 285932 | Scottsdale, AZ | independent RIA | $181M | 100% | 1 | $181M | 0 | 0 |
| C••• W••••• M••••••••• L•• CRD 134509 | Scottsdale, AZ | independent RIA | $181M | 95% | 4 | $45.3M | 0 | 0 |
| C•• W••••• M••••••••• L•• CRD 284148 | Scottsdale, AZ | independent RIA | $180M | 100% | 1 | $180M | 1 | 0 |
| B•••••• W•••••• W••••• M••••••••• CRD 324410 | Scottsdale, AZ | independent RIA | $174M | 100% | 5 | $34.7M | 0 | 0 |
| P•••••• C•••••• L•• CRD 300435 | Scottsdale, AZ | asset manager | $174M | 0.0% | 0 | n/a | 0 | 5 |
| R•••••••• P•••••• W••••• CRD 318258 | Mesa, AZ | independent RIA | $173M | 100% | 4 | $43.2M | 2 | 0 |
| W••••• M••••••••• S•••••••• CRD 127517 | Scottsdale, AZ | independent RIA | $173M | 94% | 1 | $173M | 0 | 0 |
| A••••• C•••••• P•••••••• L•• CRD 291218 | Scottsdale, AZ | mixed wealth | $172M | 47% | 8 | $21.5M | 1 | 7 |
| S••••••••• W••••• P•••••••• I••• CRD 169248 | S•••••••••, AZ | independent RIA | $172M | 100% | 2 | $85.8M | 0 | 0 |
| W••••• E••••••••• L•• CRD 128549 | Scottsdale, AZ | independent RIA | $171M | 100% | 1 | $171M | 1 | 0 |
| L••••••• C•••••• M••••••••• L•• CRD 339106 | Phoenix, AZ | independent RIA | $168M | 100% | 1 | $168M | 0 | 0 |
| V••••••••• W••••• M••••••••• L•• CRD 132591 | Scottsdale, AZ | independent RIA | $166M | 70% | 2 | $82.9M | 0 | 4 |
| W•••••••• W••••• M••••••••• L•• CRD 317741 | Tucson, AZ | independent RIA | $165M | 95% | 2 | $82.4M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
209 advisers match.