DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,869 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Trillium Investments CRD 300353 | Emeryville, CA | independent RIA | $123M | 100% | 2 | $61.3M | 0 | 0 |
| Bridgeview Capital Advisors, Inc. CRD 6290 | El Dorado Hills, CA | independent RIA | $122M | 99% | 2 | $61.1M | 0 | 0 |
| Cambrian Asset Management, Inc. CRD 291953 | Mill Valley, CA | asset manager | $122M | 0.0% | 0 | Not computed | 0 | 2 |
| T••• R••••• W••••• M••••••••• CRD 305773 | Sacramento, CA | independent RIA | $122M | 98% | 4 | $30.4M | 0 | 0 |
| W••••• S••••• A••••••• CRD 334760 | San Francisco, CA | independent RIA | $121M | 100% | 1 | $121M | 1 | 0 |
| M••••• P••••••• I•• CRD 110812 | Santa Monica, CA | independent RIA | $121M | 99% | 0 | Not computed | 0 | 1 |
| L••• S••••••••• I••• CRD 167732 | Cardiff, CA | independent RIA | $121M | 100% | 1 | $121M | 0 | 0 |
| T•••• M••••••••• S•••••••• I••• CRD 156730 | La Mesa, CA | independent RIA | $121M | 98% | 1 | $121M | 0 | 0 |
| F•••••••• A•••••••• L•• CRD 148880 | Danville, CA | independent RIA | $120M | 99% | 1 | $120M | 0 | 0 |
| D••••••• W••••• A•••••••• L•• CRD 335863 | Folsom, CA | independent RIA | $120M | 100% | 2 | $60.2M | 0 | 0 |
| G••••••• F•••••••• A•••••••• L•• CRD 158147 | El Segundo, CA | independent RIA | $120M | 99% | 1 | $120M | 0 | 0 |
| M••• W••••• M••••••••• CRD 288519 | Irvine, CA | independent RIA | $120M | 100% | 1 | $120M | 1 | 0 |
| S••••• I••••••••• M••••••••• I••• CRD 110886 | Berkeley, CA | independent RIA | $120M | 100% | 0 | Not computed | 0 | 0 |
| N•••••• A••• L•• CRD 118682 | San Francisco, CA | asset manager | $120M | 0.0% | 0 | Not computed | 0 | 4 |
| G•••••• W••••• M••••••••• CRD 290153 | San Diego, CA | independent RIA | $120M | 96% | 1 | $120M | 0 | 0 |
| D•• F••••• O•••••• L•• CRD 322047 | Roseville, CA | other | $120M | 0.0% | 3 | $40.0M | 0 | 0 |
| S•••••• I••••••••• M••••••••• I••• CRD 283119 | Northridge, CA | independent RIA | $120M | 100% | 3 | $39.9M | 0 | 1 |
| T•••• I••••••••• M••••••••• L•• CRD 146786 | Newport Beach, CA | independent RIA | $120M | 90% | 2 | $59.8M | 1 | 0 |
| S•••• P•••• C•••••• M••••••••• L•• CRD 297766 | Palo Alto, CA | mixed wealth | $119M | 30% | 2 | $59.7M | 0 | 2 |
| E•••••• W••••• M••••••••• L•• CRD 325723 | Santa Rosa, CA | independent RIA | $119M | 93% | 2 | $59.6M | 1 | 0 |
| V•••••• F•••••••• G•••• CRD 309675 | Auburn, CA | independent RIA | $119M | 98% | 4 | $29.6M | 1 | 0 |
| T••••••••• W••••• P••••••• CRD 331568 | Walnut Creek, CA | independent RIA | $118M | 100% | 2 | $59.2M | 2 | 0 |
| M•• A•••••••• L• CRD 110656 | Orinda, CA | asset manager | $118M | 0.0% | 0 | Not computed | 0 | 7 |
| A•• W••••• A•••••••• L•• CRD 309396 | Yorba Linda, CA | independent RIA | $118M | 100% | 3 | $39.3M | 0 | 0 |
| A• G••••• A•••• M••••••••• L•• CRD 137530 | Oakland, CA | independent RIA | $118M | 78% | 2 | $58.9M | 0 | 0 |
| P•• A••••••• CRD 137495 | Larkspur, CA | independent RIA | $117M | 96% | 1 | $117M | 0 | 0 |
| A••••••• F•••••••• G•••• CRD 301028 | Petaluma, CA | independent RIA | $117M | 100% | 4 | $29.2M | 4 | 0 |
| I••••••••• M••••••• G••••• L•• CRD 164203 | Temecula, CA | independent RIA | $117M | 100% | 2 | $58.4M | 0 | 0 |
| N•• W••••• S•••••••• CRD 334754 | San Jose, CA | independent RIA | $117M | 100% | 3 | $38.9M | 0 | 0 |
| A•••• W••••• M••••••••• L•• CRD 323615 | San Jose, CA | independent RIA | $117M | 100% | 2 | $58.4M | 1 | 0 |
| T•••••• W••••• M••••••••• L•• CRD 309109 | Rocklin, CA | independent RIA | $117M | 82% | 3 | $38.9M | 0 | 0 |
| L••• C•••••• M••••••••• L•• CRD 307687 | Burlingame, CA | independent RIA | $116M | 98% | 2 | $58.2M | 0 | 0 |
| H•••••• F•••••••• • I•••••••• S•••••••• I••• CRD 111549 | San Jose, CA | independent RIA | $116M | 94% | 5 | $23.3M | 2 | 0 |
| E•••• C•••••• M••••••••• I••• CRD 155169 | Eureka, CA | independent RIA | $116M | 95% | 1 | $116M | 0 | 0 |
| J•••• A•••• M••••••••• L•• CRD 108082 | Beverly Hills, CA | independent RIA | $116M | 86% | 1 | $116M | 0 | 0 |
| O•••••• C••• W••••• M••••••••• L•• CRD 292274 | Los Gatos, CA | independent RIA | $116M | 97% | 1 | $116M | 0 | 0 |
| P•••••• A•••• M••••••••• I••• CRD 107863 | Orinda, CA | independent RIA | $116M | 99% | 1 | $116M | 0 | 0 |
| I••••••••• W••••• S••••••• CRD 332607 | Brea, CA | independent RIA | $116M | 91% | 2 | $57.8M | 1 | 0 |
| K• F•••••••• A••••••• L•• CRD 134374 | San Francisco, CA | independent RIA | $115M | 100% | 3 | $38.5M | 2 | 0 |
| W••••• C•••••• F••••••••• I••• CRD 290139 | Carlsbad, CA | independent RIA | $115M | 98% | 2 | $57.7M | 1 | 0 |
| P••••• P•••••• W••••• M••••••••• CRD 301474 | Newport Beach, CA | independent RIA | $115M | 99% | 1 | $115M | 0 | 0 |
| S•••• B•• F•••••••• P••••••• CRD 175015 | Torrance, CA | independent RIA | $115M | 99% | 2 | $57.4M | 2 | 0 |
| H•••••• P••••••• CRD 166244 | Menlo Park, CA | asset manager | $115M | 0.0% | 0 | Not computed | 0 | 3 |
| G•••••••• W••••• M••••••••• L•• CRD 282910 | Encino, CA | independent RIA | $114M | 100% | 2 | $57.1M | 0 | 0 |
| B•••••• • J•••••• F••••• W••••• M••••••••• CRD 283871 | Pasadena, CA | independent RIA | $113M | 97% | 2 | $56.5M | 0 | 0 |
| L•••• F•••••••• A••••••• CRD 342560 | Roseville, CA | independent RIA | $113M | 95% | 0 | Not computed | 0 | 0 |
| C••••• B••••••• L•• CRD 166464 | San Francisco, CA | asset manager | $113M | 0.0% | 1 | $113M | 0 | 1 |
| W••••••••• S••••••••• L•• CRD 289148 | Palo Alto, CA | asset manager | $112M | 0.0% | 0 | Not computed | 0 | 0 |
| S••• W••••• M••••••••• L•• CRD 319218 | Santa Rosa, CA | independent RIA | $111M | 100% | 1 | $111M | 0 | 0 |
| P•••••• E•••• W••••• A•••••••• I••• CRD 172356 | Walnut Creek, CA | independent RIA | $111M | 98% | 3 | $36.9M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.