DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Multicoin Capital Management, LLC CRD 297302 | Austin, TX | asset manager | $2.7B | 0.0% | 0 | n/a | 0 | 0 |
| Transpose Platform Management, LLC CRD 287674 | Houston, TX | asset manager | $2.6B | 0.0% | 0 | n/a | 1 | 54 |
| Sunbelt Securities CRD 42180 | Houston, TX | BD affiliated | $2.6B | 98% | 63 | $41.9M | 18 | 0 |
| N•••• H••••• R••••••• P••••••• L• CRD 297155 | Houston, TX | asset manager | $2.6B | 0.0% | 0 | n/a | 1 | 9 |
| I••• W••••• P••••••• CRD 319609 | Houston, TX | independent RIA | $2.6B | 97% | 18 | $143M | 1 | 0 |
| K••••••••• A•••• M••••••••• L•• CRD 309780 | Austin, TX | asset manager | $2.6B | 0.0% | 7 | $365M | 1 | 0 |
| H•••••• S••••••••• I••• CRD 6220 | Dallas, TX | BD affiliated | $2.5B | 90% | 164 | $15.3M | 18 | 0 |
| S•••• C•••••• P••••••• CRD 284027 | Austin, TX | asset manager | $2.5B | 0.0% | 0 | n/a | 1 | 14 |
| S••••• H••• E••••• P•••••••• L• CRD 307537 | Dallas, TX | asset manager | $2.5B | 0.0% | 0 | n/a | 0 | 3 |
| W•••••• P••••••• CRD 105951 | Bryan, TX | independent RIA | $2.5B | 62% | 5 | $496M | 1 | 0 |
| O•••• A•••••••• L•• CRD 156393 | Austin, TX | independent RIA | $2.5B | 81% | 10 | $246M | 2 | 0 |
| P•••••• CRD 156893 | Dallas, TX | asset manager | $2.4B | 0.0% | 1 | $2.4B | 1 | 4 |
| T•• M•••••••• R••• E••••• G••••• L• CRD 161957 | Dallas, TX | asset manager | $2.4B | 0.0% | 0 | n/a | 1 | 3 |
| P••••••• E••••• P•••••••• L•• CRD 307683 | Dallas, TX | asset manager | $2.4B | 0.0% | 0 | n/a | 0 | 10 |
| R•••••••• C•••••• M••••••••• L•• CRD 283107 | Dallas, TX | independent RIA | $2.4B | 75% | 6 | $404M | 0 | 2 |
| S•••••• I••••••••• M••••••••• C• CRD 106933 | Houston, TX | mixed wealth | $2.4B | 39% | 14 | $172M | 0 | 0 |
| S•••••• L• E• • A••••••••• I•• CRD 107599 | Houston, TX | asset manager | $2.4B | 0.0% | 1 | $2.4B | 0 | 8 |
| S••••• A•••• M••••••••• CRD 322039 | Dallas, TX | asset manager | $2.4B | 0.0% | 0 | n/a | 0 | 0 |
| E•• P••••••• A••••••• L••• CRD 321653 | Houston, TX | asset manager | $2.4B | 0.0% | 0 | n/a | 0 | 13 |
| K• C••••• A•••••••• L•• CRD 306753 | Houston, TX | asset manager | $2.3B | 0.0% | 1 | $2.3B | 4 | 0 |
| A••••• E••••• I••••••••• P••••••• L•• CRD 173735 | Spring, TX | asset manager | $2.3B | 0.0% | 0 | n/a | 0 | 12 |
| B••••• H••••• CRD 107238 | Dallas, TX | independent RIA | $2.3B | 96% | 18 | $126M | 0 | 0 |
| S••••• F•••••••• G••••• I••• CRD 109344 | Victoria, TX | independent RIA | $2.3B | 74% | 9 | $252M | 2 | 0 |
| W••••••• C•••••• CRD 133705 | Austin, TX | independent RIA | $2.3B | 90% | 53 | $42.7M | 12 | 0 |
| E•• C••••••• L•• CRD 169111 | Houston, TX | asset manager | $2.2B | 0.0% | 1 | $2.2B | 0 | 12 |
| C•• CRD 132967 | Houston, TX | asset manager | $2.2B | 0.0% | 1 | $2.2B | 2 | 10 |
| O••• A••••••• L• CRD 284241 | Austin, TX | other | $2.2B | 13% | 0 | n/a | 2 | 16 |
| S•••••••• I••••••••• G•••• L• CRD 312019 | Dallas, TX | asset manager | $2.2B | 0.0% | 0 | n/a | 0 | 2 |
| M••••••• C•••••• P••••••• L• CRD 318498 | Dallas, TX | asset manager | $2.2B | 0.0% | 0 | n/a | 1 | 1 |
| R••• F•••••••• P••••••• CRD 290289 | Austin, TX | independent RIA | $2.1B | 100% | 63 | $34.1M | 1 | 0 |
| A••••••• I••••••••• A•••••••• L•• CRD 322879 | Dallas, TX | i••••••••• wealth | $2.1B | 95% | 47 | $44.6M | 28 | 0 |
| A•••• H••••••• • C•••••••• CRD 107488 | Houston, TX | independent RIA | $2.1B | 90% | 6 | $348M | 0 | 0 |
| R•••• C••••• F••• M••••••••• L•• CRD 169465 | Dallas, TX | asset manager | $2.1B | 0.0% | 0 | n/a | 2 | 1 |
| S•••••• W••••• M••••••••• L•• CRD 164877 | Houston, TX | independent RIA | $2.1B | 97% | 4 | $517M | 0 | 0 |
| E• H••••••••• P••••••• CRD 158263 | The Woodlands, TX | asset manager | $2.1B | 0.0% | 0 | n/a | 2 | 19 |
| A•••••• F•••••• A•••••••• L•• CRD 140054 | San Antonio, TX | asset manager | $2.1B | 0.0% | 0 | n/a | 1 | 0 |
| I••••••••• C••••••• L•• CRD 291780 | Houston, TX | independent RIA | $2.0B | 91% | 12 | $171M | 0 | 0 |
| C••••• F••• M••••••••• L•• CRD 288079 | Dallas, TX | asset manager | $2.0B | 0.0% | 0 | n/a | 0 | 22 |
| C•••• I••••••••• M••••••••• L•• CRD 108046 | Houston, TX | independent RIA | $2.0B | 99% | 30 | $66.7M | 4 | 0 |
| B•••••••• L•• CRD 168733 | Dallas, TX | independent RIA | $2.0B | 53% | 37 | $53.8M | 8 | 0 |
| S••• S••••• C•••••• L•• CRD 290032 | Dallas, TX | asset manager | $2.0B | 0.0% | 0 | n/a | 1 | 7 |
| C•••••••• A••••••• L••• CRD 175156 | Dallas, TX | asset manager | $2.0B | 0.0% | 0 | n/a | 0 | 5 |
| F•• P••••••• M••••••••• L• CRD 282788 | Houston, TX | asset manager | $2.0B | 0.0% | 0 | n/a | 1 | 14 |
| G••••••••• A••••••• CRD 149624 | Dallas, TX | independent RIA | $2.0B | 100% | 25 | $78.3M | 0 | 0 |
| V••• C••••••• L• CRD 158929 | Houston, TX | other | $1.9B | 0.0% | 1 | $1.9B | 0 | 4 |
| E••• R•••• C•••••• M••••••••• L•• CRD 326859 | Houston, TX | asset manager | $1.9B | 0.0% | 0 | n/a | 1 | 16 |
| C••••••• CRD 287600 | Coppell, TX | independent RIA | $1.9B | 78% | 12 | $161M | 3 | 0 |
| N••••••• R••• E••••• A••••••• V••• L••• CRD 305956 | Dallas, TX | asset manager | $1.9B | 0.0% | 1 | $1.9B | 0 | 0 |
| T•••• M••••••• • C•••••• CRD 104732 | Austin, TX | independent RIA | $1.9B | 97% | 7 | $274M | 0 | 0 |
| K•••••• P••••••• U•• L•• CRD 167984 | Westlake, TX | asset manager | $1.9B | 0.0% | 0 | n/a | 0 | 10 |
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1,078 advisers match.