DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Bestgate Wealth Advisors, LLC CRD 301639 | Frederick, MD | independent RIA | $162M | 100% | 3 | $54.1M | 0 | 0 |
| Sherman Wealth Management LLC CRD 281093 | Gaithersburg, MD | independent RIA | $160M | 96% | 3 | $53.4M | 3 | 0 |
| Capital Financial, LLC CRD 122844 | Olney, MD | mixed wealth | $159M | 23% | 2 | $79.7M | 0 | 0 |
| M•••• W••••• CRD 323374 | Frederick, MD | independent RIA | $157M | 96% | 3 | $52.3M | 1 | 0 |
| M• W••••• M••••••••• I•• CRD 168566 | Germantown, MD | independent RIA | $156M | 93% | 2 | $78.1M | 0 | 0 |
| J•••• F•••••••• S••••••• CRD 284198 | Baltimore, MD | independent RIA | $140M | 79% | 5 | $28.0M | 2 | 0 |
| C••••••• F•••••••• CRD 300672 | Severna Park, MD | independent RIA | $136M | 99% | 2 | $67.8M | 0 | 0 |
| B••• C•••• A•••••••• L•• CRD 333724 | Towson, MD | independent RIA | $125M | 100% | 2 | $62.6M | 0 | 0 |
| W•••• O•• W••••• M••••••••• CRD 299021 | Columbia, MD | independent RIA | $124M | 100% | 3 | $41.4M | 0 | 0 |
| G••••• E••••••••• F••• CRD 107208 | Bethesda, MD | asset manager | $116M | 0.0% | 0 | n/a | 3 | 3 |
| G•••••••• A•••• M••••••••• L•• CRD 298500 | Bethesda, MD | other | $115M | 0.0% | 3 | $38.3M | 0 | 1 |
| P•••••• A•••• M••••••••• C• I•• CRD 105730 | Frederick, MD | other | $114M | 0.0% | 0 | n/a | n/a | 2 |
| S••• C•••••• M••••••••• L•• CRD 120896 | Annapolis, MD | independent RIA | $114M | 100% | 5 | $22.9M | 2 | 0 |
| O••••• P••••••• G••••• L•• CRD 286017 | Woodstock, MD | independent RIA | $113M | 91% | 3 | $37.6M | 0 | 0 |
| S••••• A•••• M••••••••• L•• CRD 290450 | Hunt Valley, MD | independent RIA | $112M | 99% | 1 | $112M | 0 | 0 |
| R•• E••••• P•••••••• L•• CRD 162006 | Bethesda, MD | asset manager | $109M | 0.0% | 0 | n/a | 0 | 2 |
| A• J• P•••• • C•• CRD 107041 | Towson, MD | independent RIA | $109M | 96% | 1 | $109M | 0 | 0 |
| N••••••••• F•••••••• CRD 309060 | Baltimore, MD | independent RIA | $109M | 100% | 2 | $54.4M | 0 | 0 |
| S••••••• P••••••• L•• CRD 167956 | Bethesda, MD | asset manager | $108M | 8.9% | 1 | $108M | 0 | 1 |
| K••••••• A•••• M••••••••• L•• CRD 284328 | Bethesda, MD | asset manager | $107M | 0.0% | 1 | $107M | 0 | 2 |
| C•• A•••••••• L•• CRD 299923 | Ocean Pines, MD | independent RIA | $101M | 100% | 3 | $33.7M | 1 | 0 |
| B••• M••••• H••••• L•• CRD 313892 | Bethesda, MD | asset manager | $52.7M | 0.0% | 0 | n/a | 0 | 26 |
| A••••••• F•••••••• M••••••••• L••• CRD 111016 | Owings Mills, MD | independent RIA | $31.6M | 100% | 2 | $15.8M | 1 | 0 |
| N•• M••••• B••••••• CRD 138196 | Gaithersburg, MD | no RAUM | $0 | n/a | 2 | n/a | 0 | 0 |
| A•••• F•••• A••••••• CRD 226613 | Baltimore, MD | no RAUM | $0 | n/a | 0 | n/a | 1 | 0 |
| C•••••• F•••••••• P••••••• L•• CRD 341222 | Chevy Chase, MD | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| P••••••• I••••••••• M••••••••• L•• CRD 342578 | Bethesda, MD | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| S••••• P•••••• W••••• CRD 342601 | Bethesda, MD | no RAUM | $0 | n/a | 3 | n/a | 0 | 0 |
| I••••••••• S••••••••• S••••••• I••• CRD 111940 | Rockville, MD | no RAUM | n/a | n/a | 0 | n/a | 4 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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229 advisers match.