DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
400 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Schmitt Wealth Advisers, LLC CRD 174958 | Cincinnati, OH | independent RIA | $135M | 100% | 2 | $67.5M | 0 | 0 |
| Bison Wealth Management, LLC CRD 340724 | Lyndhurst, OH | independent RIA | $131M | 100% | 4 | $32.8M | 1 | 0 |
| Mench Financial Inc CRD 106689 | Cincinnati, OH | independent RIA | $131M | 74% | 3 | $43.5M | 0 | 0 |
| L•••••• D•••••• I••••••••• L•• CRD 155578 | Mount Vernon, OH | independent RIA | $131M | 100% | 8 | $16.3M | 1 | 0 |
| M•••••• C•••••• A••••••• L•• CRD 305387 | Milford, OH | independent RIA | $130M | 99% | 2 | $65.2M | 2 | 0 |
| S•••• H•••• C•••••• A••••••• CRD 175280 | Cincinnati, OH | independent RIA | $130M | 100% | 1 | $130M | 0 | 0 |
| A•••• A•••• M••••••••• CRD 112571 | Akron, OH | independent RIA | $129M | 100% | 1 | $129M | 0 | 0 |
| 2• K•••••• W••••• M••••••••• L•• CRD 307238 | Pepper Pike, OH | independent RIA | $127M | 92% | 2 | $63.7M | 0 | 0 |
| S•••• A•••• M••••••••• L•• CRD 288889 | Pepper Pike, OH | independent RIA | $127M | 89% | 1 | $127M | 0 | 0 |
| A••• P••••••• • W••••• CRD 319618 | Springboro, OH | independent RIA | $127M | 93% | 2 | $63.6M | 2 | 0 |
| O•• A•• C••••••• I••• CRD 119952 | Medina, OH | independent RIA | $126M | 100% | 2 | $62.8M | 0 | 0 |
| D••••• F•••••••• P••••••• CRD 106702 | Columbus, OH | independent RIA | $125M | 100% | 0 | Not computed | 0 | 0 |
| E•••• W••••• M••••••••• CRD 164320 | Gallipolis, OH | independent RIA | $122M | 100% | 0 | Not computed | 0 | 0 |
| G••••• F•••••••• G••••• L•• CRD 339836 | Dayton, OH | independent RIA | $121M | 99% | 2 | $60.6M | 0 | 0 |
| V•• W••••• W••••• M••••••••• G•••• L•• CRD 134813 | Newark, OH | independent RIA | $121M | 99% | 1 | $121M | 0 | 0 |
| W•••••• R•••••• C•••••• M••••••••• L•• CRD 329811 | Hudson, OH | independent RIA | $120M | 100% | 2 | $60.1M | 2 | 0 |
| S••••• W••••• M••••••••• L•• CRD 226722 | Akron, OH | independent RIA | $120M | 100% | 2 | $60.0M | 1 | 0 |
| C•• • C••• W••••• A••••••• CRD 173691 | Dublin, OH | independent RIA | $120M | 100% | 2 | $59.8M | 1 | 0 |
| I••••••••• C•••••• C••• I••• CRD 24723 | Parma, OH | independent RIA | $119M | 100% | 19 | $6.2M | 5 | 0 |
| W••• F•••••••• S•••••••• L•• CRD 331608 | Holland, OH | independent RIA | $117M | 100% | 3 | $39.0M | 2 | 0 |
| C•••••• W••••• M••••••••• L•• CRD 157870 | Grove City, OH | independent RIA | $116M | 100% | 4 | $29.0M | 2 | 0 |
| C••••••• W••••• P••••••• CRD 152524 | Dublin, OH | independent RIA | $115M | 100% | 3 | $38.3M | 2 | 0 |
| Q•••• C••• C•••••• M••••••••• L•• CRD 162785 | Cincinnati, OH | independent RIA | $114M | 100% | 1 | $114M | 0 | 0 |
| S••••••• • C••••••• L•• CRD 105589 | Fairlawn, OH | independent RIA | $114M | 100% | 5 | $22.7M | 0 | 0 |
| B••• J•• F•••••••• G••••• L•• CRD 296467 | Defiance, OH | independent RIA | $113M | 99% | 3 | $37.8M | 0 | 0 |
| K••••• I••••••••• L•• CRD 328478 | Marysville, OH | asset manager | $113M | 0.0% | 8 | $14.1M | 1 | 0 |
| A•••• P••••••• A•• F•••••••• S•••••••• I••• CRD 130842 | Solon, OH | independent RIA | $113M | 99% | 2 | $56.4M | 0 | 0 |
| S••••• I••••••••• M••••••••• L•• CRD 289309 | Canton, OH | independent RIA | $112M | 94% | 3 | $37.3M | 0 | 0 |
| F••••• W••• R•• L•• CRD 321957 | Columbus, OH | independent RIA | $109M | 100% | 2 | $54.5M | 0 | 0 |
| J•• C•••••• C••• CRD 106285 | Dublin, OH | independent RIA | $109M | 100% | 0 | Not computed | 0 | 0 |
| C•••••• E••••••••• A•••••••• L•• CRD 291798 | Maumee, OH | asset manager | $108M | 0.0% | 0 | Not computed | 0 | 1 |
| N•• W••••• M••••••••• L•• CRD 170415 | Hudson, OH | independent RIA | $108M | 100% | 1 | $108M | 0 | 0 |
| M•••••• F•••••••• I••••••••• A••••••• S•••••••• L•• CRD 158134 | Canfield, OH | independent RIA | $106M | 100% | 3 | $35.5M | 0 | 0 |
| W•••••••• W••••• M••••••••• L•• CRD 310883 | Berea, OH | independent RIA | $106M | 100% | 8 | $13.3M | 3 | 0 |
| S••• T••••• • A••••••••• C••• L•• CRD 121666 | Medina, OH | independent RIA | $105M | 100% | 1 | $105M | 0 | 0 |
| B••••• A••••••••• W••••• M••••••••• L•• CRD 318651 | Maumee, OH | independent RIA | $101M | 100% | 3 | $33.7M | 0 | 0 |
| F• W••••• S•••••••• L•• CRD 286381 | Westerville, OH | independent RIA | $101M | 91% | 4 | $25.3M | 0 | 0 |
| F•••••••• C••••••••• I••• CRD 119969 | Springboro, OH | independent RIA | $100M | 91% | 3 | $33.4M | 0 | 0 |
| O••••••••• I••••••••• CRD 306035 | Akron, OH | mixed wealth | $93.3M | 23% | 1 | $93.3M | 0 | 0 |
| H••••••• C••••••••• A••••••••• I••••••••• I••• CRD 282906 | Cleveland, OH | mixed wealth | $76.6M | 22% | 0 | Not computed | 0 | 0 |
| Y•• W••••• CRD 282918 | New Albany, OH | independent RIA | $53.2M | 98% | 3 | $17.7M | 0 | 0 |
| C••• R••••••••• P••• A••••••• S••••••• CRD 16678 | Cleveland, OH | institutional | $8.9M | 0.0% | 15 | $591,539 | 6 | 0 |
| W•• A••••••• S•••••••• L•• CRD 334683 | Cincinnati, OH | bank affiliated | $5.3M | 100% | 10 | $529,240 | 7 | 0 |
| N••••••••• S••••••••• L•• CRD 11173 | Columbus, OH | no RAUM | $0 | n/a | 20 | Not computed | 7 | 0 |
| E•••• R••••• C•••••• P•••••••• L•• CRD 282903 | Cincinnati, OH | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| K•••••• C•••••• M•••••• R•••••••• L•• CRD 326557 | Cleveland, OH | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| M••••• C•••••• L•• CRD 335193 | Mason, OH | no RAUM | $0 | n/a | 2 | Not computed | 1 | 0 |
| A• S•••• P••••••• L•• CRD 340421 | Akron, OH | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| S••••••• F•••••••• G•••• CRD 342671 | West Chester, OH | no RAUM | $0 | n/a | 2 | Not computed | 0 | 0 |
| N••••• I••••••••• M••••••••• CRD 343784 | Cincinnati, OH | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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