DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Spc Financial Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edward Geoffrey SellaSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 26, 2025Oct 31, 2025
Pamela Lynette MuddSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 6, 2025
Matthew Edward GilchristSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 5, 2025
Elise Michele WeinsteinSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 5, 2025
Rory Michael McglynnSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Oct 20, 2025
Jason Jeffrey DavisSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 4, 2025
Jason Cooper PerlmanSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 6, 2025
Philip James MantuaSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 4, 2025
Stephen Griffin SikesSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 6, 2025
Eden Tadesse AkanaSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 4, 2025
Bradley Patrick LipmanSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 4, 2025
Andrew Alper TheobaldSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 4, 2025
John Thomas FlynnSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 4, 2025
Matthew Christopher PlourdeSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 4, 2025
Samuel Joseph WooSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 4, 2025
Tristine K AltamiranoSpc Financial Inc independent RIAAlphacore Capital LLC independent RIARIA to RIANov 11, 2025Nov 3, 2025
Charles Victor KimmelSpc Financial Inc independent RIACouncilor Wealth LLC independent RIARIA to RIASep 15, 2023Jan 28, 2026 (866 d)
Philip James ClarkSpc Financial Inc independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankDec 22, 2017Jan 12, 2018
Kimberly SpeeseSpc Financial Inc independent RIAMorgan Stanley wirehouseRIA to wirehouseDec 22, 2017Jun 7, 2016
Michael Stephen MuldoonSpc Financial Inc independent RIATd Ameritrade, Inc. no RAUMOtherDec 22, 2017Mar 8, 2019 (441 d)
Rebecca Bradshaw PalmerSpc Financial Inc independent RIAJ.P. Morgan Private Wealth Advisors LLC otherOtherDec 22, 2017Oct 13, 2015
Joshua T. Hatfield CharlesSpc Financial Inc otherRaymond James Financial Services Advisors, Inc otherOtherSep 25, 2013Oct 2, 2013
Mark Robert ZabstSpc Financial Inc otherRaymond James Financial Services Advisors, Inc otherOtherSep 25, 2013Sep 27, 2013
Jennifer Lynn MeyerSpc Financial Inc otherUsaa Financial Planning Services no RAUMOtherSep 17, 2013Oct 15, 2013
Patrick Joseph McgonigleSpc Financial Inc otherCjm Wealth Advisers, Ltd. otherOtherJun 18, 2013Jun 18, 2013
Arthur SteinSpc Financial Inc otherArthur Stein Financial, LLC independent RIAOtherMar 1, 2013Feb 28, 2012
Wesley John StienSpc Financial Inc otherLodestar Financial Management, LLC state registeredOtherOct 18, 2010Feb 25, 2011 (130 d)
Joshua Steven HalpernSpc Financial Inc otherRaymond James Financial Services Advisors, Inc otherOtherOct 5, 2010Dec 21, 2009
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28 moves match.