DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Federated Investment Counseling

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Brian Jonathan Cernicky	Federated Investment Counseling other	Strategic Advisers LLC national BD	Other	Jun 27, 2005	Apr 19, 2006 (296 d)
Glenn Tad Gullickson	Federated Investment Counseling other	Merrill Lynch Investment Managers LP unclassified	Other	May 24, 2005	Aug 2, 2005 (70 d)
Benjamin Beatty	Federated Investment Counseling other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 28, 2005	Jul 30, 2014 (3380 d)
Jeffrey T Lozier	Federated Investment Counseling other	Lord, Abbett & Co. LLC other	Other	Apr 28, 2005	Apr 22, 2009 (1455 d)
Paul William Lee Woodford	Federated Investment Counseling other	Bofa Advisors, LLC other	Other	Mar 28, 2005	Mar 8, 2005
Jon Mark Anthony Winegrad	Federated Investment Counseling other	Cetera Investment Advisers LLC BD affiliated	Other	Oct 5, 2004	Dec 12, 2019 (5546 d)
Christian Matthew Brown	Federated Investment Counseling other	Advice And Planning Services other	Other	Jul 6, 2004	May 25, 2007 (1053 d)
Michael W Cooley	Federated Investment Counseling other	Commonwealth Financial Network national BD	Other	Jun 15, 2004	Feb 10, 2005 (240 d)
Marc Carlson Danile	Federated Investment Counseling other	UBS Asset Management (US) Inc. unclassified	Other	Mar 26, 2004	Apr 16, 2004
Kerry Michael Doyle	Federated Investment Counseling other	Transamerica Financial Advisors, LLC other	Other	Mar 1, 2004	Jul 26, 2004 (147 d)
Edward Andrew Foley	Federated Investment Counseling other	Dimensional Fund Advisors LP other	Other	Dec 4, 2003	Feb 29, 2012 (3009 d)
Elizabeth Susan Treater	Federated Investment Counseling other	Raymond James Financial Services Advisors, Inc BD affiliated	Other	Sep 15, 2003	Aug 31, 2026 (8386 d)
Scott Douglas Conroy	Federated Investment Counseling other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 6, 2002	Jun 26, 2002

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73 moves match.