DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lindner Capital Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kendall Savage BorchardtLindner Capital Advisors, Inc. independent RIACardea Capital Advisors, LLC no RAUMRIA to a newly registered adviserDec 23, 2020Aug 21, 2020
Jeffrey Blair KoppLindner Capital Advisors, Inc. independent RIACardea Capital Advisors, LLC independent RIARIA to RIADec 23, 2020May 3, 2021 (131 d)
Charles Bryan WoodLindner Capital Advisors, Inc. independent RIAPrivate Wealth Advisory Group, Inc. unclassifiedOtherDec 23, 2020Feb 13, 2015
Patrick Allan ThomasLindner Capital Advisors, Inc. independent RIACardea Capital Advisors, LLC no RAUMRIA to a newly registered adviserDec 23, 2020Jan 19, 2021
Paul Christian LorentzenLindner Capital Advisors, Inc. independent RIAB. Riley Wealth Advisors, Inc. otherOtherNov 19, 2020Sep 12, 2016
Eric Boyd PhilipsLindner Capital Advisors, Inc. independent RIAM Holdings Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 25, 2020Jan 15, 2020
Patrick Allan ThomasLindner Capital Advisors, Inc. independent RIAPrivate Wealth Advisory Group, Inc. unclassifiedOtherAug 6, 2019Feb 13, 2015
Jessica Laine GrinerLindner Capital Advisors, Inc. independent RIAFrontier Asset Management, LLC mixed wealthRIA to RIAFeb 7, 2019Feb 22, 2019
Todd Jones SmallwoodLindner Capital Advisors, Inc. independent RIATriad Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 12, 2018Oct 19, 2018
Kendall Savage BorchardtLindner Capital Advisors, Inc. independent RIAEmerge Capital Management independent RIARIA to RIAApr 17, 2018Jul 30, 2018 (104 d)
Matthew Aaron ClarkLindner Capital Advisors, Inc. independent RIAHoward Capital Management, LLC independent RIARIA to RIAApr 17, 2018Jul 10, 2018 (84 d)
Stephen Michael CainLindner Capital Advisors, Inc. otherKovack Advisors, Inc. otherOtherJul 18, 2017Apr 27, 2015
Richard Allen GriderLindner Capital Advisors, Inc. otherDynamic independent RIAOtherNov 3, 2016Oct 29, 2018 (725 d)
Patricia Jean PosadaLindner Capital Advisors, Inc. otherSagepoint Financial, Inc. otherOtherOct 3, 2016Oct 14, 2016
Edward Vern KernsLindner Capital Advisors, Inc. otherPrivate Wealth Advisory Group, Inc. unclassifiedOtherSep 17, 2015Feb 20, 2015
Robert L ArnoldLindner Capital Advisors, Inc. otherFirst Advisors National, LLC otherOtherMay 15, 2014Mar 10, 2014
Michael Walton RogersLindner Capital Advisors, Inc. otherResource Wealth Management, LLC unclassifiedOtherDec 21, 2012Sep 17, 2013 (270 d)
Kenneth Whitney BrownLindner Capital Advisors, Inc. otherCore Capital Markets, LLC state registeredOtherMay 4, 2009May 28, 2009
Patricia Jean PosadaLindner Capital Advisors, Inc. otherResource Horizons Group LLC unclassifiedOtherMay 16, 2006Mar 1, 2005
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19 moves match.