DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Summit Equities Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Lawrence Malcom BellSummit Equities Inc independent RIASummit Financial Resources Inc no RAUMOtherJan 9, 2019Jun 6, 2002
David Alexander PorroSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Jan 3, 2019
Robert Anthony BeckettSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Sep 2, 2020 (615 d)
Brian Albert NolanSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Jan 3, 2019
Martin James McginleySummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Dec 26, 2018
Todd Scott WeissSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Jan 3, 2019
Kevin KreuzerSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Jan 3, 2019
Diane Kathrine TaylorSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Jan 3, 2019
George L RiosecoSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Feb 8, 2021 (774 d)
Shant TashjianSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Jan 3, 2019
Brian Edward BartholdSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Jan 3, 2019
Victor Dominick MaccagnanSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Dec 26, 2018
Brian SnersonSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Jan 3, 2019
Ryan Adam HanisakSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Jan 3, 2019
Justin Benjamin ErferSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Jan 3, 2019
Lindsey Nicole KohlerSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 27, 2018Jan 3, 2019
Stanley GregorSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2018Jan 1, 2026 (2568 d)
Nella ZelenskySummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2018Dec 21, 2018
Cal Christopher CacciaguidaSummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2018Dec 21, 2018
John R DuffySummit Equities Inc independent RIASummit Financial, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 21, 2018Dec 21, 2018
Thomas George GoodwinSummit Equities Inc otherAmerican Portfolios Advisors, Inc otherOtherMar 8, 2018Mar 12, 2018
Alexander Michael PanasSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherFeb 21, 2018Dec 19, 2005
Daniel Charles SingerSummit Equities Inc otherKestra Advisory Services, LLC otherOtherFeb 9, 2018Feb 12, 2018
Eric Karl RosenbergerSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJan 12, 2018Jan 27, 2004
Marc Alexander GuidoSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherNov 3, 2017Oct 11, 2017
Matthew David RenovSummit Equities Inc otherPrivate Advisor Group, LLC otherOtherNov 1, 2017Nov 24, 2017
John Andrew FrankSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherOct 5, 2017Apr 5, 2016
Gary Kurt HagerSummit Equities Inc otherIntegrated Wealth Management otherOtherSep 29, 2017Feb 26, 2009
Mark Alan MorganSummit Equities Inc otherPrivate Advisor Group, LLC otherOtherAug 11, 2017Aug 15, 2017
Jun ChenSummit Equities Inc otherNorthwestern Mutual Investment Services,LLC no RAUMOtherJul 28, 2017Jun 20, 2018 (327 d)
Vincent John NauheimerSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJun 2, 2017Feb 13, 2015
Andrew Thomas ClyneSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherMay 5, 2016Mar 31, 2016
Richard Ferris SamaraSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherNov 10, 2014Nov 19, 2004
Michael Thomas SaporitoSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherSep 22, 2014May 5, 2014
Robert IolaSummit Equities Inc otherCommonwealth Financial Network national BDOtherJan 6, 2014Jan 6, 2014
Kevin RileySummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherAug 7, 2013Jun 17, 2013
Leean Carole HunchakSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherDec 15, 2010Aug 13, 2010
Charles Dominic Dayer WildSummit Equities Inc otherInvest Financial Corporation otherOtherOct 19, 2010Oct 19, 2010
Howard Elliott KaplanSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherAug 2, 2010Oct 17, 2005
Jeffrey Ronald SusskindSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJun 1, 2010Jun 13, 2002
Louis Thomas ScipioneSummit Equities Inc otherScipione Wealth Advisors, Inc. state registeredOtherFeb 3, 2010Aug 27, 2021 (4223 d)
David Keith SebastianSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherSep 3, 2008Jun 6, 2002
Edward Robert CollinsSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJul 17, 2008Jun 6, 2002
Lawrence Martin WefferlingSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJul 17, 2008Jun 6, 2002
Scott PortlockSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherApr 23, 2008Jul 30, 2007
Christine FroleSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherJun 16, 2006Apr 21, 2005
Paige PowerSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherNov 16, 2005Jun 6, 2002
Robert HorowitzSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherApr 15, 2005Jun 6, 2002
John Joseph BelloSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherMay 1, 2003Jun 13, 2002
Martin Edward ButlerSummit Equities Inc otherSummit Financial Resources Inc no RAUMOtherDec 10, 2002Jun 6, 2002
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50 moves match.