DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nwf Advisory Services Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cynthia Nowicki MooreNwf Advisory Services Inc independent RIAOsaic Wealth, Inc. otherOtherSep 29, 2025Mar 3, 2010
Denise Marie PetersenNwf Advisory Services Inc independent RIAAsset One Wealth Management, LLC no RAUMRIA to a newly registered adviserSep 3, 2025Sep 24, 2025
Christina Marie HannahNwf Advisory Services Inc independent RIAStifel, Nicolaus & Company, Incorporated national BDRIA to affiliated broker-dealer or bankAug 15, 2025Sep 3, 2025
Ryan GomezNwf Advisory Services Inc independent RIAGerber Kawasaki Wealth & Investment Management independent RIARIA to RIAApr 25, 2025Jun 16, 2025 (52 d)
Justin Buddy ArceNwf Advisory Services Inc independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 16, 2024Nov 19, 2020
Charles Scott AndersonNwf Advisory Services Inc independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankOct 3, 2022Aug 29, 2022
Geoffrey Erik FellowsNwf Advisory Services Inc independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 29, 2021Nov 11, 2019
Nancy Ann PyzelNwf Advisory Services Inc independent RIAOsaic Fa, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 4, 2020Oct 22, 2020
Dean Otis LeonardNwf Advisory Services Inc independent RIACastle Rock Wealth Management, LLC independent RIARIA to RIAMar 29, 2018Sep 5, 2023 (1986 d)
Gaye Clarke LampertNwf Advisory Services Inc otherHarvest Financial Advisors, LLC independent RIAOtherNov 5, 2007Aug 6, 2021 (5023 d)
Brian Richard TinkerNwf Advisory Services Inc otherOsaic Wealth, Inc. otherOtherSep 21, 2006Jun 2, 2005
Scott David VinebergNwf Advisory Services Inc otherOsaic Wealth, Inc. otherOtherMar 22, 2006Apr 11, 2005
Bennett William CaleNwf Advisory Services Inc otherTow Financial Advisors unclassifiedOtherJun 9, 2005Mar 1, 2007 (630 d)
Lorena SarcoNwf Advisory Services Inc otherCetera Investment Advisers LLC BD affiliatedOtherFeb 28, 2005Jun 29, 2023 (6695 d)
Enrico Giovanni CacciapuotiNwf Advisory Services Inc otherOsaic Wealth, Inc. otherOtherNov 29, 2004Dec 12, 2003
Kenneth Jeffrey WattenNwf Advisory Services Inc otherKaye Capital Management otherOtherMar 5, 2004Jan 13, 2011 (2505 d)
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16 moves match.