DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Securities America Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik Robert Dodds | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. other | Other | Oct 14, 2025 | Feb 2, 2016 |
| Brian Neil Otterstrom | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2025 | Jan 9, 2024 |
| Giovanni Bonaventura Vitale | Securities America Advisors, Inc. BD affiliated | Upstate Advisors Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 14, 2024 | Aug 16, 2021 |
| Robert Harry Dyer | Securities America Advisors, Inc. BD affiliated | Compass Financial Group unclassified | Other | Jun 14, 2024 | Mar 17, 2022 |
| Michael Douglas Rees | Securities America Advisors, Inc. BD affiliated | The Sherwin Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 14, 2024 | Mar 9, 2018 |
| Keith Gregg Ellen | Securities America Advisors, Inc. BD affiliated | American Financial Network Advisory Services, LLC other | Other | Jun 14, 2024 | Nov 27, 2013 |
| David Vinciguerra | Securities America Advisors, Inc. BD affiliated | Upstate Advisors Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 14, 2024 | Jul 27, 2021 |
| Theodore Stewart Lorenzen | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 1, 2018 |
| Jimmie Alexander | Securities America Advisors, Inc. BD affiliated | Alexander, Jimmie unclassified | Other | Jun 14, 2024 | Mar 27, 2017 |
| Gregg Randall Fortune | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 5, 2018 |
| Bradley Jay Schlang | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 9, 2018 |
| James Lester Hager | Securities America Advisors, Inc. BD affiliated | Onedigital institutional | Other | Jun 14, 2024 | Apr 9, 2025 (299 d) |
| Edward James Hendricks | Securities America Advisors, Inc. BD affiliated | Onedigital institutional | Other | Jun 14, 2024 | Apr 2, 2026 (657 d) |
| David Alan Leavitt | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Feb 26, 2019 |
| Lee Bryan Friedman | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2024 | Feb 26, 2019 |
| Kenneth Charles Krichbaum | Securities America Advisors, Inc. BD affiliated | Onedigital institutional | Other | Jun 14, 2024 | Apr 2, 2026 (657 d) |
| Gregory Wynn Jacobs | Securities America Advisors, Inc. BD affiliated | Onedigital institutional | Other | Jun 14, 2024 | Apr 2, 2026 (657 d) |
| Mark David Heisey | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 1, 2018 |
| Mark J Tichar | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 1, 2018 |
| Charles D Burkes | Securities America Advisors, Inc. BD affiliated | Dbm Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 14, 2024 | Jun 11, 2018 |
| Anthony R. Podojil | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Other | Jun 14, 2024 | Mar 2, 2018 |
| Donald Richard Mathias | Securities America Advisors, Inc. BD affiliated | Real Wealth Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 14, 2024 | Mar 14, 2023 |
| Franklin Shearwood Brizendine, III | Securities America Advisors, Inc. BD affiliated | Onedigital institutional | Other | Jun 14, 2024 | Apr 7, 2025 (297 d) |
| Nicholas A Duthie | Securities America Advisors, Inc. BD affiliated | Dbm Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 14, 2024 | Jun 8, 2018 |
| Elaine Madison Hager | Securities America Advisors, Inc. BD affiliated | Onedigital institutional | Other | Jun 14, 2024 | Jul 10, 2025 (391 d) |
| Ronald Alvin Icabone | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Jun 10, 2024 |
| David Walter Heiligenthaler | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Jun 13, 2024 |
| James William Coleman | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Jun 11, 2024 |
| Thomas Robert Lapointe | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Jun 10, 2024 |
| Melanie Wynne Anderson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 6, 2024 |
| Eric Ryan Allen | Securities America Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 17, 2024 |
| Ronald Dean Bare | Securities America Advisors, Inc. BD affiliated | Bare Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 5, 2024 | Oct 16, 2023 |
| Ronald Joseph Gulaskey | Securities America Advisors, Inc. BD affiliated | Retire Right Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 5, 2024 | May 28, 2024 |
| John David Anderson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | May 10, 2024 |
| James Dale Peters | Securities America Advisors, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | May 24, 2024 |
| Phillip Stephen Dedinsky | Securities America Advisors, Inc. BD affiliated | Bfc Planning, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | May 24, 2024 |
| Ryan Matthew Kurtz | Securities America Advisors, Inc. BD affiliated | Bare Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 31, 2024 | Oct 16, 2023 |
| Curtis Mark Burkholder | Securities America Advisors, Inc. BD affiliated | Bare Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 31, 2024 | Oct 16, 2023 |
| James Gregory Wahlberg | Securities America Advisors, Inc. BD affiliated | Bare Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 31, 2024 | Oct 16, 2023 |
| Alexandre S Costa | Securities America Advisors, Inc. BD affiliated | Bare Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 31, 2024 | Oct 16, 2023 |
| Clair Lamar King | Securities America Advisors, Inc. BD affiliated | Bare Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 31, 2024 | Oct 16, 2023 |
| Adam David Black | Securities America Advisors, Inc. BD affiliated | Bare Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 31, 2024 | Oct 16, 2023 |
| Nathan Michael Wyatt | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2024 | May 22, 2024 |
| William James Rahjes | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2024 | May 24, 2024 |
| Aileen Gail Krohn | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | May 21, 2024 |
| Scott Medrick Marcoe | Securities America Advisors, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Nov 3, 2025 (531 d) |
| Stephanie Ann Wagner | Securities America Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | May 13, 2024 |
| Bruce Michael Doner | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | May 21, 2024 |
| Mia M Nakagawa | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 9, 2024 |
| Micah Kekoa Wang | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 9, 2024 |
| Jennifer Dawn Detweiler | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | May 9, 2024 |
| Steven Ralph Davis | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | May 7, 2024 |
| Dorothy Helen Whitman | Securities America Advisors, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | Apr 25, 2024 |
| Jonah Steven Davis | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | May 7, 2024 |
| Joseph Michael Mccullough | Securities America Advisors, Inc. BD affiliated | Mccullough Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 7, 2024 | Jul 15, 2024 (69 d) |
| Jeffrey Ward Nolan | Securities America Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 1, 2024 | May 3, 2024 |
| Richard Robert Lepine | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Christopher Michael Lepine | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 1, 2024 |
| Paul Avila Neves | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Apr 29, 2024 |
| Darrin Andrew Santos | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Apr 29, 2024 |
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1,891 moves match.