DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Efg Capital Advisors Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Miguel Luis OrtizEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Nov 21, 2019 (272 d)
Atul Kumar BhatiaEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. otherOtherFeb 22, 2019Aug 16, 2016
J Alexander CaldwellEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Nov 12, 2019 (263 d)
Antonio Oliveira MouraEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Dec 4, 2019 (285 d)
Roberto Elias Gadala-MariaEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Nov 12, 2019 (263 d)
Esteban Santiago TormenEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. otherOtherFeb 22, 2019Mar 7, 2016
Maria Del Carmen Romero SalvadeEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Dec 7, 2019 (288 d)
Eric Byron SmalleyEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Dec 7, 2019 (288 d)
Guillermo PorrasEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Dec 23, 2019 (304 d)
Carl Henrik Gustaf EdlundEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Oct 14, 2019 (234 d)
Matthew Allen BeemEfg Capital Advisors Inc. independent RIAEfg Capital International Corp. no RAUMRIA to a newly registered adviserFeb 22, 2019May 3, 2021 (801 d)
Renata Mussalem MachadoEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Nov 21, 2019 (272 d)
Fernando Monteiro De BarrosEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Nov 19, 2019 (270 d)
Ana Maria ParraEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Nov 21, 2019 (272 d)
Kenia Naves RochaEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Nov 21, 2019 (272 d)
Andres S PadillaEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Nov 26, 2019 (277 d)
Cristina Rosibel UlvertEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Dec 7, 2019 (288 d)
Alejandro A CouttenyeEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. mixed wealthRIA to RIAFeb 22, 2019Jan 1, 2025 (2140 d)
Lauro Duarte CancelaEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Nov 15, 2019 (266 d)
Luciana Ferreira Cupido RibeiroEfg Capital Advisors Inc. independent RIAEfg Private Wealth Management (Americas) Corp. independent RIARIA to RIAFeb 22, 2019Dec 7, 2019 (288 d)
Henry De ValleEfg Capital Advisors Inc. independent RIAOcean Financial Advisors LLC state registeredRIA to a state-registered adviserApr 20, 2018Jul 23, 2019 (459 d)
Maria Luisa De JesusEfg Capital Advisors Inc. independent RIAOcean Financial Advisors LLC state registeredRIA to a state-registered adviserApr 20, 2018Jun 21, 2019 (427 d)
Alexandra RumieEfg Capital Advisors Inc. independent RIAOcean Financial Advisors LLC state registeredRIA to a state-registered adviserApr 20, 2018Jan 1, 2025 (2448 d)
Susan DisdierEfg Capital Advisors Inc. otherWells Fargo Advisors wirehouseOtherApr 3, 2017Mar 30, 2017
Ricardo Jorge VenturaEfg Capital Advisors Inc. otherXp Advisory US, Inc. otherOtherMar 6, 2017Jun 15, 2018 (466 d)
Ilana Torres Souza CotrimEfg Capital Advisors Inc. otherXp Advisory US, Inc. otherOtherMar 6, 2017Jun 15, 2018 (466 d)
Beatriz Eugenia Soler-BalsindeEfg Capital Advisors Inc. otherWells Fargo Advisors wirehouseOtherNov 28, 2016Nov 21, 2016
Charles Jefferson MayEfg Capital Advisors Inc. otherWells Fargo Advisors wirehouseOtherNov 28, 2016Nov 18, 2016
Fernando Javier PouEfg Capital Advisors Inc. otherInsight Securities, Inc. otherOtherJun 22, 2016Sep 14, 2017 (449 d)
Isabela JardimEfg Capital Advisors Inc. otherMorgan Stanley wirehouseOtherMay 27, 2016May 26, 2016
Stephanie Cordeiro CesarEfg Capital Advisors Inc. otherUBS Financial Services Inc. wirehouseOtherJun 19, 2015Jan 27, 2016 (222 d)
Sergio A Del PuertoEfg Capital Advisors Inc. otherBancwest Investment Services, Inc. (Bwis) otherOtherFeb 2, 2015Mar 17, 2015 (43 d)
Benjamin Englert HeinEfg Capital Advisors Inc. otherBigsur Partners, LLC otherOtherOct 14, 2014Nov 20, 2014 (37 d)
Eugene Charles SulzbergerEfg Capital Advisors Inc. otherHaven Capital otherOtherJun 19, 2014Jun 2, 2014
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34 moves match.