DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Midwest Professional Planners, Ltd.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathan Patrick O'BrienMidwest Professional Planners, Ltd. independent RIAEp Wealth Advisors independent RIARIA to RIAOct 8, 2025Oct 29, 2025
Amanda Marie UngerMidwest Professional Planners, Ltd. independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 1, 2025Aug 4, 2025
Alex MeehanMidwest Professional Planners, Ltd. independent RIAGreat Waters Financial independent RIARIA to RIAMar 20, 2025Apr 9, 2025
Trevor John ZellmerMidwest Professional Planners, Ltd. independent RIAAssociated Investment Services, Inc. independent RIARIA to RIAMay 27, 2022Jun 8, 2022
Della Marie StegallMidwest Professional Planners, Ltd. independent RIAFruit Of The Vine Financial, LLC state registeredRIA to a state-registered adviserApr 12, 2022Mar 23, 2023 (345 d)
Lyndon Bruce LorenzMidwest Professional Planners, Ltd. independent RIABoldin Advisors no RAUMRIA to a newly registered adviserJul 30, 2021Dec 10, 2021 (133 d)
Julie Ann DillonMidwest Professional Planners, Ltd. independent RIAMoney Concepts Advisory Service BD affiliatedRIA to affiliated broker-dealer or bankOct 16, 2018Oct 12, 2018
Susan Marie DavisMidwest Professional Planners, Ltd. otherJ.P. Morgan Securities LLC wirehouseOtherJun 27, 2017Jun 29, 2017
Jeremy J ReifMidwest Professional Planners, Ltd. otherBrookstone Wealth Advisors, LLC otherOtherSep 14, 2015Aug 31, 2015
Jeremiah Joel SmithMidwest Professional Planners, Ltd. otherBrookstone Wealth Advisors, LLC otherOtherSep 14, 2015Aug 31, 2015
Jeffrey Charles DorwardMidwest Professional Planners, Ltd. otherMsi Financial Services, Inc. otherOtherJan 22, 2015Jan 6, 2015
Catherine Ann JohnsonMidwest Professional Planners, Ltd. otherRaymond James Financial Services Advisors, Inc otherOtherMay 31, 2011Aug 2, 2011 (63 d)
Annette Erika FindlingMidwest Professional Planners, Ltd. otherHighpoint Advisor Group, LLC otherOtherMay 9, 2011Jan 17, 2013 (619 d)
Gregory White AndersonMidwest Professional Planners, Ltd. otherKestra Advisory Services, LLC otherOtherDec 31, 2009Dec 22, 2016 (2548 d)
George Samuel HoffmanMidwest Professional Planners, Ltd. otherFirst Allied Securities, Inc. otherOtherApr 13, 2009Dec 7, 2009 (238 d)
James Edmund IsonMidwest Professional Planners, Ltd. otherFirst Allied Advisory Services, Inc. otherOtherApr 13, 2009Jan 12, 2010 (274 d)
Brent D PolzinMidwest Professional Planners, Ltd. otherHarbor Wealth Management, LLC otherOtherDec 22, 2008Aug 16, 2010 (602 d)
Cheryl Ann MossMidwest Professional Planners, Ltd. otherHarbor Wealth Management, LLC otherOtherJan 11, 2008Jun 5, 2013 (1972 d)
Mark Andrew SmithMidwest Professional Planners, Ltd. otherPark Avenue Securities LLC otherOtherMar 14, 2006Apr 4, 2006
Arnold Bruce KuhsMidwest Professional Planners, Ltd. otherAmeriprise Financial Services, LLC national BDOtherMar 7, 2006Oct 14, 2013 (2778 d)
Todd J. BardenMidwest Professional Planners, Ltd. otherRaymond James & Associates, Inc. national BDOtherDec 14, 2005Jan 20, 2010 (1498 d)
Christopher David ForcierMidwest Professional Planners, Ltd. otherAssociated Investment Services, Inc. otherOtherDec 14, 2005Dec 16, 2005
Lawrence Edward SchambergerMidwest Professional Planners, Ltd. otherPoehling Capital Management, Inc. otherOtherDec 14, 2005Oct 7, 2008 (1028 d)
Thomas Ronald PoehlingMidwest Professional Planners, Ltd. otherPoehling Capital Management, Inc. independent RIAOtherJul 9, 2004Jan 1, 2025 (7481 d)
Michael G. Gregory BellMidwest Professional Planners, Ltd. otherUBS Financial Services Inc. wirehouseOtherJan 28, 2003Nov 19, 2010 (2852 d)
Page 1 of 1
25 moves match.