DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Carter Advisory Services, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Cullen FergusonCarter Advisory Services, Inc state registeredFocus Partners Wealth, LLC independent RIAOtherJul 23, 2025Jul 23, 2025
Joel Carlton BergCarter Advisory Services, Inc state registeredRobert W. Baird & Co. Incorporated mixed wealthOtherOct 24, 2023Oct 25, 2023
Benjamin Jacob JonesCarter Advisory Services, Inc state registeredClintsman Financial Planning independent RIAOtherNov 8, 2021Dec 5, 2021
Marcia Sue Schoolfield SpellmanCarter Advisory Services, Inc state registeredRaymond James Financial Services Advisors, Inc otherOtherMay 8, 2020Jan 2, 2009
Dustin Allan EldridgeCarter Advisory Services, Inc state registeredTolleson Private Wealth Management mixed wealthOtherSep 30, 2019Nov 25, 2019 (56 d)
Brandon Darell RatzlaffCarter Advisory Services, Inc state registeredCypress Point Wealth Management, LLC otherOtherDec 2, 2016Mar 22, 2016
Tara Leigh ScottinoCarter Advisory Services, Inc state registeredTrue North Advisors, LLC otherOtherMar 18, 2015Dec 10, 2014
Brian Lee FralinCarter Advisory Services, Inc state registeredBurgeon Capital state registeredOtherMar 26, 2012Mar 23, 2012
Noel Cameron WoolvertonCarter Advisory Services, Inc state registeredTraditions Wealth Advisors, LLC. state registeredOtherMar 12, 2010May 14, 2014 (1524 d)
James Fitzmorris KullCarter Advisory Services, Inc state registeredRaymond James Financial Services, Inc. unclassifiedOtherNov 9, 2007Oct 14, 2005
William Wade TaylorCarter Advisory Services, Inc state registeredRaymond James Financial Services, Inc. unclassifiedOtherJul 5, 2007Oct 27, 2005
Justin Dane CassidaCarter Advisory Services, Inc state registeredRaymond James Financial Services, Inc. unclassifiedOtherApr 25, 2007Oct 7, 2005
Tara Leigh ScottinoCarter Advisory Services, Inc state registeredThe Capital Chart Room, Ltd otherOtherMar 14, 2006Mar 2, 2006
Brien Louis SmithCarter Advisory Services, Inc state registeredTraditions Wealth Advisors, LLC. state registeredOtherJul 26, 2004May 25, 2004
Damon Joseph WykrentCarter Advisory Services, Inc state registeredSaunders And Associates unclassifiedOtherDec 31, 2003Jan 5, 2004
David Fairfield Pratt GuyettCarter Advisory Services, Inc state registeredUnited Planners' Financial Services Of America A Limited Partner otherOtherSep 10, 2003Aug 21, 2003
Richard Lance AlstonCarter Advisory Services, Inc state registeredJwa Financial Group, Inc. otherOtherSep 25, 2002Oct 2, 2002
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17 moves match.