DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Main Street Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Bobb Arthur MeckenstockMain Street Advisors, LLC otherIndependent Financial Group, LLC otherOtherApr 27, 2024Jul 30, 2010
Rodney Brian SmithMain Street Advisors, LLC otherThe Ameriflex Group BD affiliatedOtherApr 27, 2024Oct 16, 2023
Cameron Brent KaufmanMain Street Advisors, LLC otherIndependent Financial Group, LLC otherOtherMar 28, 2024Aug 3, 2010
Dan Herman MeckenstockMain Street Advisors, LLC otherThe Ameriflex Group BD affiliatedOtherMar 28, 2024Oct 17, 2023
Kenneth Lee RiglerMain Street Advisors, LLC otherThe Ameriflex Group BD affiliatedOtherMar 28, 2024Oct 16, 2023
Paul Wadsworth PendorfMain Street Advisors, LLC otherBaker Jensen Investment Advisors, LLC otherOtherOct 16, 2023Sep 13, 2007
Brian Paul KozakMain Street Advisors, LLC otherThe Ameriflex Group BD affiliatedOtherOct 16, 2023Oct 16, 2023
John Vinson HoginMain Street Advisors, LLC otherIndependent Financial Group, LLC otherOtherJun 23, 2022Aug 6, 2010
Duayne Joseph MadlMain Street Advisors, LLC otherIndependent Financial Group, LLC independent RIAOtherMay 26, 2022Jan 19, 2021
David L EdigerMain Street Advisors, LLC otherBangerter Financial Services, Inc. state registeredOtherJan 11, 2022Feb 15, 2022 (35 d)
Jordan Paul GatesMain Street Advisors, LLC otherKovack Advisors, Inc. BD affiliatedOtherJan 5, 2021Jan 1, 2025 (1457 d)
Chad Stephen LanghoferMain Street Advisors, LLC otherIndependent Financial Group, LLC otherOtherNov 15, 2016Aug 3, 2010
Jordan Paul GatesMain Street Advisors, LLC otherIndependent Financial Group, LLC otherOtherNov 24, 2014Aug 18, 2010
Barry WaxlerMain Street Advisors, LLC otherIndependent Financial Group, LLC otherOtherMay 15, 2014Aug 6, 2010
Billie Lavelle OdomMain Street Advisors, LLC otherW & M Capital Management, LLC unclassifiedOtherJan 3, 2014Jan 6, 2014
Susan Robin Riser WhitlockMain Street Advisors, LLC otherBay Colony Advisors otherOtherOct 25, 2013Nov 14, 2013
David John GagnonMain Street Advisors, LLC otherRegal Investment Advisors LLC otherOtherJun 13, 2013Jun 14, 2013
David John GagnonMain Street Advisors, LLC otherIndependent Financial Group, LLC otherOtherDec 31, 2010Jul 30, 2010
Charlene Ann LoganMain Street Advisors, LLC otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherSep 10, 2010Oct 6, 2010
Daniel Neil SavardMain Street Advisors, LLC otherBft Financial Group, LLC otherOtherOct 30, 2009Oct 28, 2009
Levi Gray MarconetteMain Street Advisors, LLC otherCharles Schwab & Co., Inc. national BDOtherJun 1, 2009Oct 18, 2010 (504 d)
Laurie Jean OrtmanMain Street Advisors, LLC otherSpc otherOtherFeb 20, 2009Feb 3, 2009
John L. SwandaMain Street Advisors, LLC otherSpc otherOtherFeb 20, 2009Jan 30, 2009
John Kevin BurtonMain Street Advisors, LLC otherLegacy Investment Advisors, LLC unclassifiedOtherNov 18, 2008Jan 3, 2011 (776 d)
Anthony James ManganaroMain Street Advisors, LLC otherMML Investors Services, LLC otherOtherSep 21, 2005Oct 28, 2005 (37 d)
Joseph A HillebrandMain Street Advisors, LLC otherSecurities America Advisors, Inc. otherOtherSep 2, 2004May 3, 2007 (973 d)
Jillianne WilkinsonMain Street Advisors, LLC otherSynergy Investment Group, LLC otherOtherJul 12, 2004Feb 17, 2005 (220 d)
Kyle Alan HerrmanMain Street Advisors, LLC otherCommerce Brokerage Services, Inc otherOtherJul 11, 2003Aug 13, 2003 (33 d)
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28 moves match.