DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lawing Financial Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tim David HakesLawing Financial Inc otherMason James Asset Management, Inc. unclassifiedOtherDec 5, 2017Dec 16, 2003
Kerry Lee LawingLawing Financial Inc otherMason James Asset Management, Inc. unclassifiedOtherNov 28, 2017Dec 16, 2003
Bradley Christopher LawingLawing Financial Inc otherPrevail Innovative Wealth Advisors, LLC no RAUMOtherSep 12, 2017Jul 7, 2017
Andrew Franklin StaffordLawing Financial Inc otherPrevail Innovative Wealth Advisors, LLC no RAUMOtherSep 12, 2017Aug 18, 2017
Gentry Parks MooreLawing Financial Inc otherIsc Advisors, Inc. otherOtherJun 14, 2017Jun 12, 2017
Jordan Wesley LambertLawing Financial Inc otherRyan Poage & Co. otherOtherMay 2, 2016May 2, 2016
Jon Christopher IngallsLawing Financial Inc otherMML Investors Services, LLC BD affiliatedOtherApr 4, 2016Feb 27, 2020 (1424 d)
Gus Miller MaskLawing Financial Inc otherUsaa Financial Planning Services no RAUMOtherSep 14, 2015Dec 22, 2015 (99 d)
David M. CompereLawing Financial Inc otherUmb Financial Services, Inc. no RAUMOtherSep 9, 2015Sep 17, 2015
John Phillip MorganLawing Financial Inc otherValic Financial Advisors, Inc. otherOtherAug 11, 2015Sep 4, 2015
Thomas J. BrunzLawing Financial Inc otherCuso Financial Services, L.P. otherOtherApr 6, 2015Apr 15, 2015
Justin PurvisLawing Financial Inc otherSymphony Financial, Ltd. Co. independent RIAOtherDec 15, 2014Sep 24, 2019 (1744 d)
Erik Michael GriepLawing Financial Inc otherAmeriprise Financial Services, LLC national BDOtherAug 15, 2014Sep 25, 2014 (41 d)
Matthew Craig QueenLawing Financial Inc otherOn Investment Management Co otherOtherJan 31, 2014Sep 9, 2004
Marc Charles DesmarteauLawing Financial Inc otherCambridge Investment Research Advisors, Inc. otherOtherOct 1, 2013Sep 20, 2013
Robert MalekLawing Financial Inc otherCambridge Investment Research Advisors, Inc. otherOtherSep 23, 2013Sep 23, 2013
Michael John NedreskiLawing Financial Inc otherCambridge Investment Research Advisors, Inc. otherOtherSep 12, 2013Aug 13, 2013
Mike Anthony PriestleyLawing Financial Inc otherConcourse Financial Group Advisors otherOtherMay 4, 2012Jun 5, 2012 (32 d)
Brent Richard EwertLawing Financial Inc otherOn Investment Management Co otherOtherOct 26, 2010Jan 21, 2010
Ryan Kent RinkLawing Financial Inc otherTwo West Capital Advisors LLC otherOtherAug 24, 2010Sep 3, 2010
Marko Damian UngashickLawing Financial Inc otherTwo West Capital Advisors LLC otherOtherAug 24, 2010Aug 20, 2010
Jeremiah David MummLawing Financial Inc otherSecurities America Advisors, Inc. otherOtherAug 13, 2010Aug 13, 2010
Gregory Steven TrainorLawing Financial Inc otherInvest Financial Corporation otherOtherJan 6, 2010Jan 26, 2010
Jeffrey Scott DonovanLawing Financial Inc otherNations Financial Group, Inc. otherOtherDec 10, 2009Jun 8, 2010 (180 d)
James David FairLawing Financial Inc otherBoulder Investment Group otherOtherMay 19, 2009Aug 12, 2009 (85 d)
Troy Laton RedstoneLawing Financial Inc otherLockton Investment Advisors, LLC no RAUMOtherMar 2, 2009May 20, 2009 (79 d)
Marc A WilbornLawing Financial Inc otherBoulder Investment Group otherOtherOct 8, 2008Oct 23, 2008
Amy Jeanne BerryLawing Financial Inc otherWaddell & Reed otherOtherSep 23, 2008Mar 2, 2010 (525 d)
Paul Gerard WiederholtLawing Financial Inc otherLPL Financial LLC otherOtherJul 11, 2008Jul 11, 2008
Samuel Richard MellingerLawing Financial Inc otherLPL Financial LLC otherOtherJul 11, 2008Jul 11, 2008
Paul Elliot CohenLawing Financial Inc otherTwo West Capital Advisors LLC otherOtherMar 11, 2008Aug 26, 2014 (2359 d)
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31 moves match.