DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capital Investment Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Samuel Power BoydCapital Investment Advisors independent RIAMariner Independent independent RIARIA to RIASep 25, 2024Sep 10, 2024
Naima Nefertari Barnes BushCapital Investment Advisors independent RIAEllevest independent RIARIA to RIAApr 2, 2024May 1, 2024
Douglas Mcmorris BrownCapital Investment Advisors independent RIACorient independent RIARIA to RIAAug 5, 2022Jul 17, 2025 (1077 d)
Matthew TrogdonCapital Investment Advisors independent RIACraftwork Capital LLC state registeredRIA to a state-registered adviserSep 3, 2021Oct 7, 2021 (34 d)
Thomas Arnold BucklinCapital Investment Advisors independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 29, 2019Oct 12, 2021 (928 d)
Guy Robert X. MiddletonCapital Investment Advisors otherWealthcrest Financial Services, LLC otherOtherSep 2, 2014Sep 3, 2014
Howard Paul OffitCapital Investment Advisors otherHighline Wealth Management, LLC otherOtherJan 11, 2012Dec 23, 2013 (712 d)
Dionne Cornelius ThompsonCapital Investment Advisors otherEdelman Financial Services, LLC otherOtherJul 12, 2011Jul 1, 2011
Konstantin RusinCapital Investment Advisors otherMorgan Stanley wirehouseOtherApr 20, 2011Apr 26, 2011
Michael James ThalerCapital Investment Advisors otherQa3 Financial LLC unclassifiedOtherDec 2, 2005Dec 5, 2005
Brian Thomas HennamanCapital Investment Advisors otherQa3 Financial LLC unclassifiedOtherDec 2, 2005Dec 5, 2005
David Bernard SaundersCapital Investment Advisors otherQa3 Financial LLC unclassifiedOtherDec 2, 2005Feb 13, 2006 (73 d)
William Thomas SaundersCapital Investment Advisors otherQa3 Financial LLC unclassifiedOtherDec 2, 2005Dec 6, 2005
Kenneth Joseph ElkinsCapital Investment Advisors otherQa3 Financial LLC unclassifiedOtherDec 2, 2005Dec 5, 2005
Amy Beth SeltzerCapital Investment Advisors otherQa3 Financial LLC unclassifiedOtherDec 2, 2005Dec 2, 2005
Andrew Hunter WalkerCapital Investment Advisors otherQa3 Financial LLC unclassifiedOtherDec 2, 2005Dec 6, 2005
Robert Thomas RamosCapital Investment Advisors otherSterne Agee Investment Advisor Services, Inc. otherOtherSep 9, 2005Sep 2, 2005
Joyce Michele CoolCapital Investment Advisors otherSterne Agee Investment Advisor Services, Inc. otherOtherSep 9, 2005Sep 2, 2005
David Brad KauffmanCapital Investment Advisors otherMorgan Stanley Dw Inc. unclassifiedOtherJun 5, 2003Nov 20, 2002
Kyle Thomas MillsCapital Investment Advisors otherOsaic Fa, Inc. otherOtherMay 29, 2003Jun 5, 2003
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20 moves match.