DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Waldron Private Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sarah Elizabeth Veverka | Waldron Private Wealth independent RIA | Guyasuta Investment Advisors, Incorporated independent RIA | RIA to RIA | Aug 25, 2026 | Sep 6, 2026 |
| Samantha Spitzer Sheetz | Waldron Private Wealth independent RIA | Confluence Financial Partners independent RIA | RIA to RIA | Jul 30, 2026 | Jul 31, 2026 |
| Zachary Arno Greenman | Waldron Private Wealth independent RIA | Fifth Third Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2026 | Aug 5, 2026 (84 d) |
| Casey John Robinson | Waldron Private Wealth independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2026 | May 13, 2026 (119 d) |
| Patrick Cortazzo | Waldron Private Wealth independent RIA | Embree Financial Group mixed wealth | RIA to RIA | Oct 28, 2025 | Nov 24, 2025 |
| Joel Steven Sirota | Waldron Private Wealth independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | May 6, 2025 | Aug 11, 2025 (97 d) |
| Nathan Freshwater | Waldron Private Wealth independent RIA | New Edge Wealth BD affiliated | RIA to affiliated broker-dealer or bank | Apr 8, 2025 | Apr 25, 2025 |
| Jack Knapton | Waldron Private Wealth independent RIA | Manning & Napier Advisors, LLC mixed wealth | RIA to RIA | Mar 17, 2025 | Apr 15, 2025 |
| Robert Anthony Pryhocki | Waldron Private Wealth independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2024 | May 2, 2024 |
| Craig Aaron Slaubaugh | Waldron Private Wealth independent RIA | The Coury Firm independent RIA | RIA to RIA | Aug 2, 2023 | Jun 4, 2024 (307 d) |
| Tucker Mccall Beale | Waldron Private Wealth independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 29, 2022 | Dec 13, 2023 (379 d) |
| Lara Michelle Dalton | Waldron Private Wealth independent RIA | Embree Financial Group mixed wealth | RIA to RIA | Nov 16, 2022 | Sep 19, 2023 (307 d) |
| Joseph Michael Maker | Waldron Private Wealth independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 11, 2022 | Mar 30, 2023 (170 d) |
| Won Son Erdman | Waldron Private Wealth independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2022 | May 25, 2022 |
| William Richard Winkeler | Waldron Private Wealth independent RIA | Confluence Financial Partners independent RIA | RIA to RIA | Feb 2, 2022 | Feb 3, 2022 |
| Garrett Frey | Waldron Private Wealth independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 2, 2022 | Feb 4, 2022 |
| Chris Joseph Roe | Waldron Private Wealth independent RIA | Fragasso Financial Advisors other | Other | Jan 24, 2022 | Jun 7, 2005 |
| Maxwell Hine | Waldron Private Wealth independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Jan 4, 2019 | Jan 4, 2021 (731 d) |
| Bradley Scott Jurik | Waldron Private Wealth independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2018 | Nov 1, 2021 (1186 d) |
| James Charles Mendelson | Waldron Private Wealth independent RIA | Ironview Capital Management, LLC other | Other | Apr 24, 2018 | Dec 2, 2016 |
| Mark Anthony Moretti | Waldron Private Wealth other | Medwealth Advisors state registered | Other | Jan 8, 2018 | May 21, 2021 (1229 d) |
| Jeffrey Brisbin Howden | Waldron Private Wealth other | LPL Financial LLC other | Other | Jul 31, 2015 | Mar 14, 2006 |
| Stacy Hanlon Mchugh | Waldron Private Wealth other | United Capital Financial Advisors other | Other | May 8, 2013 | Jan 31, 2014 (268 d) |
| Michael Vincent Whalen | Waldron Private Wealth other | Bcr Financial Services, LLC state registered | Other | Dec 17, 2012 | Dec 11, 2012 |
| Kathi Lynn Zimmer | Waldron Private Wealth other | Zimmer Financial Planning state registered | Other | Apr 30, 2012 | Jun 28, 2012 (59 d) |
| Christopher D. Burton | Waldron Private Wealth other | Cmg Capital Management Group, Inc. other | Other | Sep 15, 2010 | Nov 9, 2010 (55 d) |
| Jeffrey George Waldron | Waldron Private Wealth other | Fragasso Financial Advisors other | Other | Jun 21, 2010 | Jun 7, 2005 |
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27 moves match.