DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Marcum Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Wulff | Marcum Wealth, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2025 | May 16, 2025 |
| Brian J Forneris | Marcum Wealth, LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Apr 16, 2025 | Jun 17, 2025 (62 d) |
| Kaitlin Nicholis | Marcum Wealth, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Dec 23, 2024 | Jan 16, 2025 |
| Alexander Dalton Sterba | Marcum Wealth, LLC independent RIA | Manning & Napier Advisors, LLC mixed wealth | RIA to RIA | Jul 15, 2024 | Aug 6, 2024 |
| Matthew Harris | Marcum Wealth, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 16, 2024 | Jan 19, 2024 |
| Shaun Dallas Cox | Marcum Wealth, LLC independent RIA | Captrust institutional | Other | Sep 14, 2023 | Sep 20, 2023 |
| Wendy Lynn Eldridge | Marcum Wealth, LLC independent RIA | Carnegie Investment Counsel independent RIA | RIA to RIA | Aug 2, 2023 | Jul 29, 2024 (362 d) |
| Christopher John Jud | Marcum Wealth, LLC independent RIA | Yardley Wealth Management LLC independent RIA | RIA to RIA | Dec 21, 2022 | Mar 24, 2023 (93 d) |
| Griffin Gordon Vehar | Marcum Wealth, LLC independent RIA | Gallagher Fiduciary Advisors, LLC institutional | Other | Dec 5, 2022 | Apr 27, 2023 (143 d) |
| Steven C Pawlowski | Marcum Wealth, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 31, 2022 | Mar 24, 2023 (144 d) |
| Mohammed Ali Ansari | Marcum Wealth, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Sep 1, 2021 | Dec 10, 2021 (100 d) |
| Richard Matthieu Marciano | Marcum Wealth, LLC independent RIA | Private Advisor Group, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 16, 2021 | Jul 20, 2021 (95 d) |
| Jacob Charles Adamczyk | Marcum Wealth, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2020 | Sep 1, 2021 (406 d) |
| Michael Ryan Baker | Marcum Wealth, LLC other | Sequoia Financial Group, L.L.C. other | Other | Aug 14, 2017 | Aug 21, 2017 |
| Laura Beth Kiick | Marcum Wealth, LLC other | Sequoia Financial Group, L.L.C. other | Other | Feb 19, 2016 | Feb 19, 2016 |
| Karen Rose Kleinhenz | Marcum Wealth, LLC other | Van Cleef Asset Management Inc other | Other | Sep 28, 2005 | Feb 1, 2006 (126 d) |
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16 moves match.