DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Amundi Pioneer Institutional Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kimberly Martina Gannis	Amundi Pioneer Institutional Asset Management, Inc. other	Primesolutions Advisors, LLC other	Other	May 8, 2012	May 16, 2012
Michael Alan Lowsley	Amundi Pioneer Institutional Asset Management, Inc. other	Delaware Capital Management Advisers, Inc no RAUM	Other	Apr 9, 2012	May 22, 2012 (43 d)
Steven Erwin Flewelling	Amundi Pioneer Institutional Asset Management, Inc. other	Neuberger Berman Bd LLC other	Other	Feb 23, 2012	Feb 24, 2012
Robert James Fetzner	Amundi Pioneer Institutional Asset Management, Inc. other	Pgim Investments LLC other	Other	May 20, 2011	Jul 5, 2011 (46 d)
Mark William Conroy	Amundi Pioneer Institutional Asset Management, Inc. other	Clearbridge Investments, LLC other	Other	Apr 26, 2011	Apr 19, 2011
Mitchell Zides	Amundi Pioneer Institutional Asset Management, Inc. other	Constant Guidance Financial, LLC independent RIA	Other	Mar 24, 2011	Oct 1, 2014 (1287 d)
David Patrick Clark	Amundi Pioneer Institutional Asset Management, Inc. other	Bts Asset Management, Inc. other	Other	Mar 24, 2011	Sep 12, 2011 (172 d)
Jerome Stuart Hunter	Amundi Pioneer Institutional Asset Management, Inc. other	New York Life Investment Management LLC other	Other	Mar 9, 2011	May 18, 2011 (70 d)
Todd Michael Myatt	Amundi Pioneer Institutional Asset Management, Inc. other	Citizens Securities, Inc. other	Other	Jan 7, 2011	Dec 2, 2010
Christina M Sanchez	Amundi Pioneer Institutional Asset Management, Inc. other	Clearbridge Investments, LLC other	Other	Jan 7, 2011	Jan 7, 2011
Jennifer Mary Mccarthy	Amundi Pioneer Institutional Asset Management, Inc. other	Waddell & Reed other	Other	Sep 10, 2010	Jan 12, 2011 (124 d)
Vincent Emil Zupo	Amundi Pioneer Institutional Asset Management, Inc. other	Bradford & Marzec, LLC other	Other	Jan 19, 2010	Jan 13, 2011 (359 d)
Dennis M Seeley	Amundi Pioneer Institutional Asset Management, Inc. other	Scottrade Investment Management other	Other	Jul 14, 2009	Feb 16, 2017 (2774 d)
Edwin A. Nunez	Amundi Pioneer Institutional Asset Management, Inc. other	3d Asset Management, Inc. other	Other	Jun 1, 2009	Nov 9, 2012 (1257 d)
Samira Sharmouj	Amundi Pioneer Institutional Asset Management, Inc. other	Citigroup Global Markets Inc. other	Other	Feb 2, 2009	Jan 31, 2014 (1824 d)
Christopher Aristotle Vassilopoulos	Amundi Pioneer Institutional Asset Management, Inc. other	Endex Capital Managment LLC other	Other	Nov 24, 2008	Mar 17, 2010 (478 d)
Allison Marie Straub	Amundi Pioneer Institutional Asset Management, Inc. other	Pgim Investments LLC other	Other	Oct 3, 2008	Nov 13, 2008 (41 d)
Vaughan Preston O'Neal	Amundi Pioneer Institutional Asset Management, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 24, 2008	Aug 4, 2008 (41 d)
Christopher Joseph Desimone	Amundi Pioneer Institutional Asset Management, Inc. other	American Century Advisory Services, Inc. no RAUM	Other	Jan 22, 2008	Jan 24, 2008
Joshua Adam Cotter	Amundi Pioneer Institutional Asset Management, Inc. other	Banc Of America Investment Services, Inc. unclassified	Other	Sep 14, 2007	Sep 26, 2007
Elizabeth Anderson	Amundi Pioneer Institutional Asset Management, Inc. other	Sterne Agee Asset Management, Inc. other	Other	Jun 13, 2007	Jun 29, 2007
Brandon Michael Sexton	Amundi Pioneer Institutional Asset Management, Inc. other	John Hancock Investment Management LLC other	Other	Jun 4, 2007	Jul 13, 2007 (39 d)
Mark David Hollick	Amundi Pioneer Institutional Asset Management, Inc. other	Columbia Management Investment Advisers, LLC other	Other	Apr 2, 2007	Nov 12, 2008 (590 d)
Scott J Clements	Amundi Pioneer Institutional Asset Management, Inc. other	Columbia Management Investment Advisers, LLC other	Other	Mar 22, 2007	Nov 12, 2008 (601 d)
David Walsh Connors	Amundi Pioneer Institutional Asset Management, Inc. other	RBC Capital Markets, LLC national BD	Other	Mar 22, 2007	Apr 11, 2012 (1847 d)
Edward Joseph Tribble	Amundi Pioneer Institutional Asset Management, Inc. other	John Hancock Investment Management LLC other	Other	Dec 6, 2006	Dec 20, 2006

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86 moves match.