DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Parallel Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert James HansonParallel Advisors, LLC independent RIAIeq Capital, LLC independent RIARIA to RIAJun 29, 2026Jul 15, 2026
Kyle Kosuke Ha'Aheo CaouetteParallel Advisors, LLC independent RIAIntegrated Wealth Concepts LLC independent RIARIA to RIAJun 12, 2026Apr 16, 2026
Matthew Joseph SchmidtParallel Advisors, LLC independent RIACerity Partners LLC independent RIARIA to RIAMay 15, 2026Jun 5, 2026
Tony Walter ParkinParallel Advisors, LLC independent RIACerity Partners LLC independent RIARIA to RIAFeb 3, 2026Feb 10, 2026
Douglas Keith MossParallel Advisors, LLC independent RIAOn Investment Management Co BD affiliatedRIA to affiliated broker-dealer or bankDec 1, 2025Mar 5, 2026 (94 d)
Scott Michael StrattonParallel Advisors, LLC independent RIAEhg Wealth Management no RAUMRIA to a newly registered adviserJun 3, 2025Aug 17, 2026 (440 d)
Manuel Antonio Lugo GarciaParallel Advisors, LLC independent RIAMercer Global Advisors Inc. independent RIARIA to RIADec 19, 2024Dec 12, 2024
Shane Thomas HillerParallel Advisors, LLC independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJun 27, 2024Sep 19, 2024 (84 d)
Andrew Thomas CarrierParallel Advisors, LLC independent RIAAdvisory Services Network independent RIARIA to RIAMar 7, 2024Apr 29, 2024 (53 d)
Jonathan Jacob WittlinParallel Advisors, LLC independent RIAFreestone Capital Management, LLC independent RIARIA to RIADec 6, 2023Oct 6, 2023
Teresa Elizabeth MilnerParallel Advisors, LLC independent RIA17 Capital Partners, LLC independent RIARIA to RIADec 6, 2023Nov 17, 2023
Alyssa Hall MorrisParallel Advisors, LLC independent RIAFreestone Capital Management, LLC independent RIARIA to RIAJan 31, 2022Nov 2, 2023 (640 d)
Ann Marie LucchesiParallel Advisors, LLC independent RIASvb Wealth independent RIARIA to RIAJan 28, 2022Sep 2, 2022 (217 d)
Bruce Spaulding EdwardsParallel Advisors, LLC independent RIAFreestone Capital Management, LLC independent RIARIA to RIASep 16, 2020Sep 23, 2020
Christopher Cother PowersParallel Advisors, LLC otherFarther independent RIAOtherJan 12, 2018Sep 8, 2026 (3161 d)
Alyssa Hall MorrisParallel Advisors, LLC otherWaypoint Wealth Partners otherOtherDec 15, 2014Dec 1, 2014
Alexandra WlassowskyParallel Advisors, LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 18, 2010Nov 19, 2010 (32 d)
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17 moves match.