DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nepsis, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Craig Michael GoldenNepsis, Inc. independent RIACio Complete state registeredRIA to a state-registered adviserJul 8, 2026Aug 31, 2026 (54 d)
Malia M HaskinsNepsis, Inc. independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJun 11, 2026Jun 16, 2026
Edward Robert StoberNepsis, Inc. independent RIACliftonlarsonallen Wealth Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2026May 13, 2026 (36 d)
Laura Rose HauptNepsis, Inc. independent RIAJnba Financial Advisors, LLC independent RIARIA to RIAFeb 11, 2026Jun 15, 2026 (124 d)
Trenton T HazenNepsis, Inc. independent RIAKestra Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 22, 2026Jan 26, 2026
Marcos RivasNepsis, Inc. independent RIAFisher Investments independent RIARIA to RIANov 7, 2025Feb 11, 2026 (96 d)
Krew Michael BarberNepsis, Inc. independent RIAGuardian Wealth Advisors, LLC independent RIARIA to RIANov 7, 2025Jan 14, 2026 (68 d)
Brooks Michael AllenNepsis, Inc. independent RIACresset Asset Management, LLC independent RIARIA to RIANov 7, 2025Dec 10, 2025 (33 d)
Jeffrey Lynn AugspurgerNepsis, Inc. independent RIAStrong Retirement Solutions no RAUMRIA to a newly registered adviserJul 16, 2025May 9, 2025
Matthew Lynn AugspurgerNepsis, Inc. independent RIAStrong Retirement Solutions no RAUMRIA to a newly registered adviserJul 16, 2025May 9, 2025
Jason StroughNepsis, Inc. independent RIAStrong Retirement Solutions no RAUMRIA to a newly registered adviserJul 16, 2025May 9, 2025
Benjamin Daniel RonesNepsis, Inc. independent RIAThrivent Investment Management Inc. BD affiliatedRIA to affiliated broker-dealer or bankFeb 24, 2020Mar 4, 2020
Joseph David DezielNepsis, Inc. otherEdward Jones national BDOtherApr 4, 2017May 9, 2017 (35 d)
Charles Darwin EtzweilerNepsis, Inc. otherThrivent Investment Management Inc. otherOtherSep 25, 2015Nov 13, 2015 (49 d)
Mark Ray ClarkNepsis, Inc. otherNepsis Advisor Services, Inc. otherOtherAug 4, 2015Mar 5, 2015
Sharon Elaine SykesNepsis, Inc. other1st Consumer Advisory Group LLC no RAUMOtherJul 22, 2015Jul 20, 2015
Jeffrey Lynn AugspurgerNepsis, Inc. otherNepsis Advisor Services, Inc. no RAUMOtherJun 18, 2013Jun 19, 2013
Thomas Donald SchmidNepsis, Inc. otherNepsis Advisor Services, Inc. no RAUMOtherJun 18, 2013Jun 19, 2013
Matthew Lynn AugspurgerNepsis, Inc. otherNepsis Advisor Services, Inc. no RAUMOtherJun 18, 2013Jun 19, 2013
Jonathan Todd LocklearNepsis, Inc. otherInternational Assets Investment Management, LLC otherOtherApr 24, 2013Dec 7, 2012
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20 moves match.