DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Freestone Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nima Alexander MovassaghiFreestone Capital Management, LLC independent RIACorient independent RIARIA to RIAAug 20, 2026Sep 15, 2026
Carmen J CoxFreestone Capital Management, LLC independent RIAUBS Financial Services Inc. wirehouseRIA to wirehouseApr 2, 2026Apr 23, 2026
Prabhjot Singh SekhonFreestone Capital Management, LLC independent RIALido independent RIARIA to RIAFeb 17, 2026Mar 12, 2026
Dieuthy GuileyFreestone Capital Management, LLC independent RIACerity Partners LLC independent RIARIA to RIAJan 14, 2026Feb 5, 2026
Maximilian John ArmsFreestone Capital Management, LLC independent RIABrighton Jones LLC independent RIARIA to RIAMay 29, 2025Jun 12, 2025
Carly A CohenFreestone Capital Management, LLC independent RIAJordan Park Group LLC independent RIARIA to RIAMay 5, 2025Jul 9, 2025 (65 d)
Ford Schipporeit Van WinkleFreestone Capital Management, LLC independent RIALido independent RIARIA to RIAMar 24, 2025May 15, 2025 (52 d)
Cole Albert Sigurd WaltonFreestone Capital Management, LLC independent RIAPathstone independent RIARIA to RIAJan 31, 2025May 1, 2025 (90 d)
Stephanie Mavis D'IppolitoFreestone Capital Management, LLC independent RIAThe Clarius Group, LLC independent RIARIA to RIAJul 1, 2024Nov 8, 2024 (130 d)
Joseph Antoine JraitinyFreestone Capital Management, LLC independent RIARBC Rochdale, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 14, 2022Oct 11, 2022
Riley William Twiss NoonanFreestone Capital Management, LLC independent RIACorient independent RIARIA to RIAAug 29, 2022Aug 2, 2024 (704 d)
Nicole B'Lou PavlovicFreestone Capital Management, LLC independent RIAComposition Wealth, LLC independent RIARIA to RIAAug 22, 2022Sep 12, 2023 (386 d)
John McnertneyFreestone Capital Management, LLC independent RIAGreen Ocean Global Advisors LLC independent RIARIA to RIAJun 8, 2022Feb 26, 2024 (628 d)
Lawrence Kenneth MilesFreestone Capital Management, LLC independent RIAChoreo, LLC independent RIARIA to RIAAug 11, 2021Feb 24, 2022 (197 d)
Maria Sabina SiwekFreestone Capital Management, LLC independent RIALnw independent RIARIA to RIAAug 4, 2021Sep 1, 2021
Lauren J ThompsonFreestone Capital Management, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseFeb 5, 2019Nov 17, 2025 (2477 d)
Mark FarneyFreestone Capital Management, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 12, 2018Dec 1, 2025 (2729 d)
Vincent Ronald GimarelliFreestone Capital Management, LLC otherMercer Global Advisors Inc. independent RIAOtherMar 16, 2018Apr 6, 2018
Jesse HaverstockFreestone Capital Management, LLC otherMercer Global Advisors Inc. otherOtherDec 13, 2017Dec 18, 2017
Jennifer Jae Young BaickFreestone Capital Management, LLC otherMercer Global Advisors Inc. otherOtherMar 28, 2017Apr 10, 2017
James Albert RooneyFreestone Capital Management, LLC otherCorient Capital Partners, LLC otherOtherFeb 4, 2016Aug 2, 2017 (545 d)
Monica J WilliamsFreestone Capital Management, LLC otherRussell Investments otherOtherJun 3, 2015Jul 30, 2015 (57 d)
John SwansonFreestone Capital Management, LLC otherSheppard Wealth Management, LLC otherOtherJun 10, 2014Jun 5, 2014
Kevin Ira PatrickFreestone Capital Management, LLC otherObjective Advisors LLC state registeredOtherFeb 20, 2014Jul 30, 2012
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24 moves match.