DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Advocates Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Angela Elaine VlachFinancial Advocates Advisory Services no RAUMLPL Financial LLC BD affiliatedOtherAug 17, 2023Sep 25, 2023 (39 d)
Brenda Michelle BrownFinancial Advocates Advisory Services no RAUMRaymond James Financial Services Advisors, Inc BD affiliatedOtherApr 6, 2018Jul 9, 2019 (459 d)
James Dean McdonaldFinancial Advocates Advisory Services no RAUMOnedigital otherOtherDec 31, 2014Dec 22, 2014
Steven Donald WoodleyFinancial Advocates Advisory Services no RAUMOnedigital otherOtherDec 31, 2014Dec 22, 2014
Matthew James GulsethFinancial Advocates Advisory Services no RAUMOnedigital otherOtherDec 31, 2014Dec 22, 2014
Daniel Robert StewartFinancial Advocates Advisory Services no RAUMOnedigital otherOtherDec 31, 2014Dec 22, 2014
Joshua Lin WolbergFinancial Advocates Advisory Services no RAUMOnedigital otherOtherDec 31, 2014Dec 22, 2014
Daniel John MurphyFinancial Advocates Advisory Services no RAUMOnedigital otherOtherDec 31, 2014Dec 22, 2014
Lee Stanley MartinFinancial Advocates Advisory Services no RAUMFinancial Advocates Investment Management otherOtherDec 23, 2013Sep 10, 2013
Tiffany Elise CoteFinancial Advocates Advisory Services no RAUMB3 Wealth Strategies no RAUMOtherDec 23, 2013Jul 2, 2019 (2017 d)
Brian Kevin KerriganFinancial Advocates Advisory Services no RAUMFinancial Advocates Investment Management otherOtherMar 31, 2011Jul 23, 2010
Ronald Lee GeerFinancial Advocates Advisory Services no RAUMPark Avenue Securities LLC otherOtherMar 31, 2011Apr 11, 2012 (377 d)
Michael Patrick BattFinancial Advocates Advisory Services no RAUMEdward Jones national BDOtherMar 31, 2011Aug 17, 2012 (505 d)
Christopher John NiemelaFinancial Advocates Advisory Services no RAUMFinancial Advocates Investment Management otherOtherMar 31, 2011Sep 16, 2010
Sharla Rae CameronFinancial Advocates Advisory Services no RAUMFinancial Advocates Investment Management otherOtherMar 31, 2011Nov 6, 2014 (1316 d)
Robert Raymond MusanteFinancial Advocates Advisory Services no RAUMRaymond James Financial Services Advisors, Inc BD affiliatedOtherMar 14, 2011Oct 18, 2019 (3140 d)
Eric Scott WishanFinancial Advocates Advisory Services no RAUMCwm, LLC independent RIAOtherJan 28, 2011Feb 5, 2018 (2565 d)
Linda Rose JensenFinancial Advocates Advisory Services no RAUMOsaic Fs, Inc. otherOtherJun 18, 2010Feb 3, 2015 (1691 d)
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18 moves match.