DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Parsonex Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian William NeustromParsonex Advisory Services, Inc. independent RIAModern Capital Advisors, LLC independent RIARIA to RIAJun 10, 2026Feb 1, 2022
Steven James SmitParsonex Advisory Services, Inc. independent RIAPowerhouse Financial Advisors, Inc. independent RIARIA to RIAFeb 9, 2026Feb 9, 2026
Adam Ford DrewryParsonex Advisory Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 12, 2024Dec 12, 2024
Jose Felix JimenezParsonex Advisory Services, Inc. independent RIAOneascent Financial Services LLC independent RIARIA to RIAJul 1, 2024Feb 4, 2026 (583 d)
Patty Sui BartholomewParsonex Advisory Services, Inc. independent RIAHarold Dance Investments independent RIARIA to RIAJan 2, 2024Jan 3, 2024
Kirk Douglas BremerParsonex Advisory Services, Inc. independent RIASpc BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2023Jan 3, 2023
Angel Luis SotomayorParsonex Advisory Services, Inc. independent RIAGeneos Wealth Management, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2022Jul 26, 2022
Sara Mills-GainesParsonex Advisory Services, Inc. independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 27, 2021Aug 16, 2024 (1116 d)
Michael Paulding ThomasParsonex Advisory Services, Inc. independent RIAIp Financial Advisory Services LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 10, 2021Apr 22, 2021 (71 d)
Derek Todd MerklerParsonex Advisory Services, Inc. independent RIATrophy Point Financial Planning LLC unclassifiedOtherDec 31, 2020Aug 18, 2020
Evan J CurtisParsonex Advisory Services, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 22, 2020Nov 5, 2021 (562 d)
Paul David AdkinsParsonex Advisory Services, Inc. independent RIAPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJan 14, 2020Jan 16, 2020
Shane Brian CallahanParsonex Advisory Services, Inc. independent RIASpc BD affiliatedRIA to affiliated broker-dealer or bankJun 3, 2019Jun 3, 2019
Richard Earl GibbensParsonex Advisory Services, Inc. independent RIAPrimerica Advisors national BDRIA to affiliated broker-dealer or bankOct 4, 2018Mar 28, 2019 (175 d)
Ronald William GuayParsonex Advisory Services, Inc. independent RIACgn Advisors, LLC independent RIARIA to RIASep 12, 2018Sep 18, 2018
Hien Dang HuynhParsonex Advisory Services, Inc. otherPlanmember Securities Corporation otherOtherJan 29, 2018Feb 27, 2018
Giovanni Rocco GalloParsonex Advisory Services, Inc. otherGwn Securities Inc. otherOtherJun 27, 2017Jun 23, 2017
Quentin Leroy RobbParsonex Advisory Services, Inc. otherConsolidated Portfolio Review Corp independent RIAOtherSep 16, 2015Jun 23, 2026 (3933 d)
Scott Christopher MeyerParsonex Advisory Services, Inc. no RAUMFinancial Telesis, Inc. otherOtherFeb 8, 2013Feb 8, 2013
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19 moves match.