DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Arbor Point Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Donald Lee Reiman | Arbor Point Advisors BD affiliated | Echelon Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2024 | Nov 7, 2024 |
| Marco Frank Bronzini | Arbor Point Advisors BD affiliated | Foothill Securities, Inc. other | Other | Nov 8, 2024 | Dec 9, 2016 |
| Gregory Scott Aynesworth | Arbor Point Advisors BD affiliated | Foothill Securities, Inc. other | Other | Nov 8, 2024 | Dec 9, 2016 |
| Elizabeth Rose Langley | Arbor Point Advisors BD affiliated | Echelon Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2024 | Nov 12, 2024 |
| Riley W Mckenzie | Arbor Point Advisors BD affiliated | Echelon Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 8, 2024 | Nov 7, 2024 |
| Kelly Jandreau | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 6, 2024 |
| Jeffrey Brooks | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 6, 2024 |
| G Scott Lowe | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 6, 2024 |
| Wendi Elizabeth Ouellette | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Jun 9, 2025 (216 d) |
| Matthew James Pulsipher | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 7, 2024 |
| Candace Jo Stogin | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 6, 2024 |
| Jerod Patterson | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 7, 2024 |
| Cindy Sue Gleason | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 5, 2024 |
| David Andre Doorneweerd | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2024 | Aug 2, 2024 |
| Mark Duane Loop | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2024 | Aug 2, 2024 |
| Perry Steven Long | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jun 4, 2024 |
| Michael Angus Macaulay | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2024 | May 21, 2024 |
| Colleen Macaulay | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | May 21, 2024 |
| Tracy Douglas Forsythe | Arbor Point Advisors BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Nov 6, 2020 |
| David D Stewart | Arbor Point Advisors BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Nov 6, 2020 |
| Travis Aaron Morrow | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 2, 2024 |
| Stephen Douglas Black | Arbor Point Advisors BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 1, 2024 |
| Matthew Joseph Black | Arbor Point Advisors BD affiliated | Cooper Mcmanus independent RIA | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | May 2, 2024 |
| Dean E Eisenbraun | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Sep 30, 2025 (546 d) |
| Brian Philip Konty | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2024 | Mar 4, 2024 |
| Jesse Floyd Ward | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2024 | Feb 26, 2024 |
| Benjamin George Fuhriman | Arbor Point Advisors BD affiliated | Teton Crest Wealth Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 20, 2024 | Mar 18, 2024 |
| Paul Erhard Reinker | Arbor Point Advisors BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Oct 23, 2023 |
| Allison Elinor Scoggin | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 30, 2024 |
| Kelly Zitting | Arbor Point Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 27, 2023 |
| James David Doss | Arbor Point Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Oct 2, 2023 |
| John Thomson Klevens | Arbor Point Advisors BD affiliated | Pfg Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2023 | Mar 11, 2021 |
| Craig Kevin Seachrist | Arbor Point Advisors BD affiliated | Commonwealth Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2023 | Aug 9, 2023 (35 d) |
| James Campbell | Arbor Point Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jan 31, 2024 (225 d) |
| Mark Thomas Vihstadt | Arbor Point Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jun 15, 2023 |
| Michael Charles Seese | Arbor Point Advisors BD affiliated | Commonwealth Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2023 | Apr 11, 2023 |
| Mark Eugene Abraham | Arbor Point Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2023 | Apr 17, 2023 |
| Julie Anne Vavra Daley | Arbor Point Advisors BD affiliated | Commonwealth Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 10, 2023 | Apr 11, 2023 |
| Nikki Von Lude | Arbor Point Advisors BD affiliated | Commonwealth Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 10, 2023 | Apr 11, 2023 |
| Daniel Lee Spurgeon | Arbor Point Advisors BD affiliated | Commonwealth Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 10, 2023 | Apr 11, 2023 |
| Neal Elliott Watson | Arbor Point Advisors BD affiliated | Commonwealth Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 6, 2023 | Apr 11, 2023 |
| Shanell Jeffrey | Arbor Point Advisors BD affiliated | Commonwealth Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 6, 2023 | Apr 14, 2023 |
| Brenda Lee Weekly | Arbor Point Advisors BD affiliated | Commonwealth Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 6, 2023 | Apr 14, 2023 |
| Bernard Vincent Mcmanus | Arbor Point Advisors BD affiliated | Commonwealth Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 6, 2023 | Apr 14, 2023 |
| Tyler Szafran | Arbor Point Advisors BD affiliated | Commonwealth Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 6, 2023 | Apr 14, 2023 |
| Derek Bailey | Arbor Point Advisors BD affiliated | Commonwealth Financial Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 6, 2023 | Apr 14, 2023 |
| Todd Allen Lester | Arbor Point Advisors BD affiliated | Lester Financial Group, LLC no RAUM | Other | Jan 5, 2023 | Jan 27, 2022 |
| Thomas Andrew Burke | Arbor Point Advisors BD affiliated | Syntegra Private Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Nov 7, 2022 |
| Sarah Beth Hartmann Burkemper | Arbor Point Advisors BD affiliated | Syntegra Private Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Nov 7, 2022 |
| Jeffrey Richard Fiehler | Arbor Point Advisors BD affiliated | Syntegra Private Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Nov 7, 2022 |
| Stephen Joseph Eifler | Arbor Point Advisors BD affiliated | Syntegra Private Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Nov 7, 2022 |
| Terry G Moyers | Arbor Point Advisors BD affiliated | Syntegra Private Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Nov 7, 2022 |
| Erin N Burks | Arbor Point Advisors BD affiliated | Syntegra Private Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Nov 7, 2022 |
| Jessica R Brown | Arbor Point Advisors BD affiliated | Syntegra Private Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Nov 7, 2022 |
| Brent Alvin Roever | Arbor Point Advisors BD affiliated | Syntegra Private Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Nov 7, 2022 |
| Michael William Bauer | Arbor Point Advisors BD affiliated | Syntegra Private Wealth Group LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2022 | Nov 7, 2022 |
| Dakota Fields | Arbor Point Advisors BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2022 | Oct 25, 2024 (683 d) |
| John Douglas Vandyke | Arbor Point Advisors BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 8, 2022 | Dec 7, 2022 |
| Jon David Goldstein | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
| Katherine Ann Stellflue | Arbor Point Advisors BD affiliated | Goldstein Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 1, 2022 | Oct 6, 2022 |
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154 moves match.