DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bpu Investment Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul J BrahimBpu Investment Management, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 27, 2020Mar 2, 2020
Mark CerasoBpu Investment Management, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2020Mar 4, 2020
William R BerkowitzBpu Investment Management, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2020Mar 20, 2020
Anita BuerkleBpu Investment Management, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2020Mar 2, 2020
Michael FetterolfBpu Investment Management, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2020Mar 5, 2020
William Lawrence BushBpu Investment Management, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2020Mar 12, 2020
Robert Joseph StandishBpu Investment Management, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2020Mar 4, 2020
Michael Theodore HaleyBpu Investment Management, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2020Mar 6, 2020
Sheyna Lynn RegetsBpu Investment Management, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2020Mar 3, 2020
Devan WhiteBpu Investment Management, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2020Mar 2, 2020
Justin Phillip BrahimBpu Investment Management, Inc. independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 6, 2020Mar 2, 2020
Newlin Van Kirk ArchinalBpu Investment Management, Inc. independent RIA4rivers Wealth Management LLC unclassifiedOtherJan 10, 2020Jan 14, 2020
Daniel R DunlapBpu Investment Management, Inc. independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2019Nov 15, 2019
Ethan L GreekBpu Investment Management, Inc. independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 15, 2019Oct 15, 2019
Rebecca L HaughBpu Investment Management, Inc. independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 1, 2019Jan 15, 2020 (167 d)
Steven Carl PriceBpu Investment Management, Inc. independent RIALion Street Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 15, 2019Mar 15, 2019
Steven Eric BertoloBpu Investment Management, Inc. otherCitizens Securities, Inc. BD affiliatedOtherAug 14, 2017Feb 25, 2019 (560 d)
Christopher Ryan CoolidgeBpu Investment Management, Inc. otherBluestone Capital Management, LLC otherOtherApr 5, 2017Aug 8, 2017 (125 d)
Nadav Nachum BaumBpu Investment Management, Inc. otherJanney Montgomery Scott LLC otherOtherJun 1, 2016May 3, 2016
John Wesley HaynesBpu Investment Management, Inc. otherIcapital Advisors state registeredOtherMar 15, 2016May 26, 2016 (72 d)
Bernadette Marie LawBpu Investment Management, Inc. otherE*Trade Capital Management, LLC otherOtherMay 1, 2014Jul 17, 2014 (77 d)
Michael Howard SamuelsBpu Investment Management, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherApr 12, 2013Apr 12, 2013
Donna Marie CheswickBpu Investment Management, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherApr 12, 2013Apr 12, 2013
Arthur Floyd HazenBpu Investment Management, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherApr 12, 2013Apr 12, 2013
Michael Paul DichiazzaBpu Investment Management, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherApr 12, 2013Apr 12, 2013
Scott Michael ElliottBpu Investment Management, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherApr 12, 2013Apr 12, 2013
Michael John HalloranBpu Investment Management, Inc. otherJanney Montgomery Scott LLC otherOtherMay 29, 2012May 30, 2012
Robert Stanton BarmenBpu Investment Management, Inc. otherDunmoyle Capital Advisors, LLC otherOtherJul 20, 2010Feb 25, 2011 (220 d)
Elizabeth Ann ZornBpu Investment Management, Inc. otherGoldman Sachs Wealth Services, L.P. otherOtherApr 20, 2010May 13, 2010
Anthony James LandauBpu Investment Management, Inc. otherDunmoyle Capital Advisors, LLC otherOtherMar 31, 2010Nov 29, 2010 (243 d)
Lisa Joyce DelisioBpu Investment Management, Inc. otherLPL Financial LLC otherOtherMar 23, 2010Jun 8, 2010 (77 d)
Mark Andrew KovacsBpu Investment Management, Inc. otherInvestors Capital Advisory otherOtherOct 27, 2009Sep 29, 2009
John Neal LewisBpu Investment Management, Inc. otherSweetwater Asset Management LLC unclassifiedOtherJul 14, 2005Mar 10, 2005
Richard Alan ClemensBpu Investment Management, Inc. otherHawk100 state registeredOtherFeb 26, 2004Sep 24, 2004 (211 d)
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34 moves match.